GUGGENHEIM CAPITAL LLC

Q3 2016 13F Holdings Report, Stock Holdings

Signature - Title
Robert Saperstein - Senior Managing Director, Authorized Signatory
Location
Chicago, IL
Holdings as of
30 Sep 2016
Value $
$32,145,746,000
Num holdings
2,887
Filing time
14 Nov 2016, 17:40:30 UTC
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included AAPL, MSFT, SPY, AMZN, and META.
Previous filing
Q2 2016 - 15 Aug 2016
Next filing
Q4 2016 - 14 Feb 2017
SEC
View on sec.gov
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2016 Q3 compared to 2016 Q2 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Robert Saperstein Senior Managing Director, Authorized Signatory New York, New York 14 Nov 2016

Robert Saperstein is a Senior Managing Director at Guggenheim Partners.

Other Included Managers (4):

Num Name Location File Number
1 GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC Chicago, IL 028-11097
2 GUGGENHEIM FUNDS DISTRIBUTORS, LLC Chicago, IL 028-12550
3 SECURITY INVESTORS LLC New York, NY 028-01689
4 Guggenheim Partners Investment Management, LLC Santa Monica, CA 028-12837