GUGGENHEIM CAPITAL LLC

Q4 2018 13F Holdings Report, Stock Holdings

Signature - Title
Robert A. Saperstein - Senior Managing Director, Authorized Signatory
Location
Chicago, IL
Holdings as of
31 Dec 2018
Value $
$10,964,444,000
Num holdings
2,159
Filing time
14 Feb 2019, 10:36:59 UTC
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included AAPL, MSFT, LQD, AMZN, and CSCO.
Previous filing
Q3 2018 - 14 Nov 2018
Next filing
Q1 2019 - 15 May 2019
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2018 Q4 compared to 2018 Q3 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Robert A. Saperstein Senior Managing Director, Authorized Signatory New York, New York 14 Feb 2019

Robert A. Saperstein is a Senior Managing Director of Guggenheim Partners, LLC.

Other Included Managers (5):

Num Name Location File Number
1 GUGGENHEIM FUNDS DISTRIBUTORS, LLC Chicago, IL 028-12550
2 SECURITY INVESTORS LLC New York, NY 028-01689
3 Guggenheim Partners Investment Management, LLC Santa Monica, CA 028-12837
4 Guggenheim Life & Annuity Co Indianapolis, IN 028-18657
5 GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC Chicago, IL 028-11097