WELLS FARGO & COMPANY/MN

Holdings History for PROSPECT CAPITAL CORPORATION - NOTE 4.950% 7/1

Investment type: Debt / NOTE 4.950% 7/1

Shares, Excluding Options vs Price

Value, Excluding Options

Holdings date	Weight	Change	Value $	Principal	Change	Activity %	Price	All Holders
30 Sep 2022		-0%	$0	0	-925,000	-100%		Q3 2022
30 Jun 2022	0%	-0%	$922,000	925,000	-6,000	-0.64%	99.68%	Q2 2022
31 Mar 2022	0%	-0%	$941,000	931,000	-43,000	-4.4%	101.07%	Q1 2022
31 Dec 2021	0%	+0%	$984,000	974,000	+684,000	+236%	101.03%	Q4 2021
30 Sep 2021	0%	-0%	$297,000	290,000	-10,000	-3.3%	102.41%	Q3 2021
30 Jun 2021	0%	+0%	$307,000	300,000	+15,000	+5.3%	102.33%	Q2 2021
31 Mar 2021	0%	-0%	$292,000	285,000	-13,000	-4.4%	102.46%	Q1 2021
31 Dec 2020	0%	+0%	$305,000	298,000	+4,000	+1.4%	102.35%	Q4 2020
30 Sep 2020	0%	+0%	$296,000	294,000	+10,000	+3.5%	100.68%	Q3 2020
30 Jun 2020	0%	-0%	$258,000	284,000	-129,000	-31%	90.85%	Q2 2020
31 Mar 2020	0%	+0%	$355,000	413,000	+192,000	+87%	85.96%	Q1 2020
31 Dec 2019	0%	+0%	$227,000	221,000	+111,000	+101%	102.71%	Q4 2019
30 Sep 2019	0%	+0%	$113,000	110,000	+4,000	+3.8%	102.73%	Q3 2019
30 Jun 2019	0%	-0%	$106,000	106,000	-54,000	-34%	100.0%	Q2 2019
31 Mar 2019	0%	-0%	$158,000	160,000	-1,468,000	-90%	98.75%	Q1 2019
31 Dec 2018	0%	-0%	$1,556,000	1,628,000	-954,000	-37%	95.58%	Q4 2018
30 Sep 2018	0%	-0%	$2,551,000	2,582,000	-3,735,000	-59%	98.8%	Q3 2018
30 Jun 2018	0%	-0%	$6,129,000	6,317,000	-950,000	-13%	97.02%	Q2 2018
31 Mar 2018	0%	-0%	$7,250,000	7,267,000	-83,000	-1.1%	99.77%	Q1 2018
31 Dec 2017	0%	+0%	$7,341,000	7,350,000	+4,538,000	+161%	99.88%	Q4 2017
30 Sep 2017	0%	+0%	$2,802,000	2,812,000	+2,262,000	+411%	99.64%	Q3 2017
30 Jun 2017	0%	+0%	$548,000	550,000	+550,000	NEW	99.64%	Q2 2017

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.