Q3 2021 13F Holders as of 30 Sep 2021
-
Type / Class
-
Debt / NOTE 4.950% 7/1
-
Market price (% of par)
-
102.08%
-
Total 13F principal
-
$21,850,156
-
Principal change
-
-$24,640,936
-
Total reported market value
-
$22,330,003
-
Number of holders
-
50
-
Value change
-
-$25,223,429
-
Number of buys
-
7
-
Number of sells
-
13
Institutional Holders of PROSPECT CAPITAL CORPORATION - NOTE 4.950% 7/1 as of Q3 2021
As of 30 Sep 2021 PROSPECT CAPITAL CORPORATION - NOTE 4.950% 7/1 had 50 institutional bondholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions held a total of $21,850,156 principal (par value or face value) of the bond of the company.
Largest 10 bondholders included SMH CAPITAL ADVISORS INC, MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC, Radcliffe Capital Management, L.P., ROYAL BANK OF CANADA, MORGAN STANLEY, COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS, STIFEL FINANCIAL CORP, Goodman Financial Corp, WELLS FARGO & COMPANY/MN, and COMMONWEALTH EQUITY SERVICES, LLC.
This table shows 51 bond principal holders of the security as of 30 Sep 2021.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Principal |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.