PROSPECT CAPITAL CORPORATION - NOTE 4.950% 7/1

Q2 2021 13F Holders as of 30 Jun 2021

Type / Class
Debt / NOTE 4.950% 7/1
Unit price / market price
$1.02
Total 13F principal
$69,649,092
Principal change
-$400,092,187
Total reported value
$71,249,029
Number of holders
50
Value change
-$409,608,558
Number of buys
9
Number of sells
7

Institutional Holders of PROSPECT CAPITAL CORPORATION - NOTE 4.950% 7/1 as of Q2 2021

As of 30 Jun 2021 PROSPECT CAPITAL CORPORATION - NOTE 4.950% 7/1 had 50 institutional bondholders that have filed 13F forms with the Securities Exchange Commission (SEC). These institutions held a total of $69,649,092 principal (par value or face value) of the bond of the company.
Largest 10 bondholders included Radcliffe Capital Management, L.P., INCOME RESEARCH & MANAGEMENT, SMH CAPITAL ADVISORS INC, MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC, ROYAL BANK OF CANADA, MORGAN STANLEY, COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS, STIFEL FINANCIAL CORP, Goodman Financial Corp, and WELLS FARGO & COMPANY/MN.
This table shows 51 bond principal holders of the security as of 30 Jun 2021.
Investor Option Weight % Change % Value $ * Price $ Principal Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.