Q3 2019 13F Holders as of 30 Sep 2019
-
Type / Class
-
Debt / NOTE 4.950% 7/1
-
Unit price / market price
-
$1.03
-
Total 13F principal
-
$274,483,587
-
Principal change
-
-$19,636,637
-
Total reported value
-
$282,072,003
-
Number of holders
-
54
-
Value change
-
-$19,281,788
-
Number of buys
-
22
-
Number of sells
-
16
Institutional Holders of PROSPECT CAPITAL CORPORATION - NOTE 4.950% 7/1 as of Q3 2019
As of 30 Sep 2019 PROSPECT CAPITAL CORPORATION - NOTE 4.950% 7/1 had 54 institutional bondholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions held a total of $274,483,587 principal (par value or face value) of the bond of the company.
Largest 10 bondholders included Radcliffe Capital Management, L.P., VICTORY CAPITAL MANAGEMENT INC, NN Investment Partners Holdings N.V., CITIGROUP INC, COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS, DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main, INCOME RESEARCH & MANAGEMENT, Lombard Odier Asset Management (Europe) Ltd, SMH CAPITAL ADVISORS INC, and CALAMOS ADVISORS LLC.
This table shows 54 bond principal holders of the security as of 30 Sep 2019.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Principal |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.