Q3 2017 13F Holders as of 30 Sep 2017
-
Type / Class
-
Debt / NOTE 4.950% 7/1
-
Unit price / market price
-
$0.9990
-
Total 13F principal
-
$183,308,224
-
Principal change
-
+$8,795,617
-
Total reported value
-
$183,095,252
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Number of holders
-
23
-
Value change
-
+$8,784,818
-
Number of buys
-
13
-
Number of sells
-
12
Institutional Holders of PROSPECT CAPITAL CORPORATION - NOTE 4.950% 7/1 as of Q3 2017
As of 30 Sep 2017 PROSPECT CAPITAL CORPORATION - NOTE 4.950% 7/1 had 23 institutional bondholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions held a total of $183,308,224 principal (par value or face value) of the bond of the company.
Largest 10 bondholders included Allianz Asset Management GmbH, Radcliffe Capital Management, L.P., Linden Advisors LP, VICTORY CAPITAL MANAGEMENT INC, CNH PARTNERS LLC, COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS, Lombard Odier Asset Management (Europe) Ltd, DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main, GOLDMAN SACHS GROUP INC, and WELLS FARGO & COMPANY/MN.
This table shows 23 bond principal holders of the security as of 30 Sep 2017.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Principal |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.