Q3 2018 13F Holders as of 30 Sep 2018
-
Type / Class
-
Debt / NOTE 4.950% 7/1
-
Number of holders
-
34
-
Total 13F principal, excl. options
-
259,426,077
-
Principal change
-
-32,203,175
-
Total reported value, excl. options
-
$256,825,000
-
Value change
-
-$31,178,225
-
Number of buys
-
15
-
Number of sells
-
-13
-
Price
-
$0.9895
Significant Holders of PROSPECT CAPITAL CORPORATION - NOTE 4.950% 7/1 as of Q3 2018
41 filings reported holding 74348TAR3 - PROSPECT CAPITAL CORPORATION - NOTE 4.950% 7/1 as of Q3 2018.
PROSPECT CAPITAL CORPORATION - NOTE 4.950% 7/1 has 34 institutional bondholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of $259,426,077 of principal
.
Largest 10 bondholders include Radcliffe Capital Management, L.P. ($58,340,000 of principal), VICTORY CAPITAL MANAGEMENT INC ($40,243,000 of principal), Allianz Asset Management GmbH ($37,000,000 of principal), Linden Advisors LP ($26,309,000 of principal), CNH PARTNERS LLC ($19,250,000 of principal), COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS ($17,890,000 of principal), CQS Cayman LP ($10,707,000 of principal), RIVERHEAD CAPITAL MANAGEMENT LLC ($10,000,000 of principal), Lombard Odier Asset Management (Europe) Ltd ($6,875,000 of principal), and SMH CAPITAL ADVISORS INC ($6,387,000 of principal).
This table shows the top 34 institutional bondholders of the company debt. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Principal |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.