Security key
98400T106
XAI Octagon Floating Rate & Alternative Income Trust - Common Stock (XFLT)
CUSIP: 98400T106
Q3 2026 13F Holders as of 30 Sep 2026
- Security type / class
- Equity / Common Stock
- Total 13F shares
- 200
- Total 13F value
- $3,836
- Share change
- 0
- SEC-reported price per share
- $19.18
- Number of holders
- 1
- Shares outstanding
- 15,190,333
Holder snapshot
3 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q3 2026
Institutions
1
Top holders
1
XFLT full security history
Ownership snapshot
Full 13F holder table
Previous quarter: Q2 2026
XAI Floating Rate & Alternative Income Trust SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 98400T106
Recent filing periods:
Ownership snapshot
Top reported holders of XFLT - XAI Octagon Floating Rate & Alternative Income Trust - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Sun Life Assurance Co of ...
Disclosed value leader
SIT INVESTMENT ASSOCIATES...
Comparable rows
3/15
Latest evidence
30 Jun 2026
13D/G
13F
3/4/5
Lead comparable stake: 65%
12 rows are not safely comparable across share classes.
13D/G row: Sun Life Assurance Co of Canada
Showing 1-6 of 15 holder rows.
Quick read
Sun Life Assurance Co of Canada leads the comparable SEC ownership view at 65%.
3 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Sun Life Assurance Co of Canada's linked filing trail.
Comparable ownership
Top 3
Sun Life Assurance Co of Canada
65%
SUN LIFE FINANCIAL INC
65%
SIT INVESTMENT ASSOCIATES INC
4.2%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Sun Life Assurance Co of Canada |
13D/G
|
65%
Reported 13D/G
· 31 Oct 2025
|
—
5,000,000 shares
|
$0 | 31 Oct 2025 |
| SUN LIFE FINANCIAL INC |
13D/G
Sun Life Assurance Co of Canada
|
65%
Reported 13D/G
· 31 Oct 2025
|
—
5,000,000 shares
|
$0 | 31 Oct 2025 |
| SIT INVESTMENT ASSOCIATES INC |
13F
13D/G
Company
|
4.2%
Reported 13D/G
· 30 Apr 2026
|
$11,109,000
632,994 shares
|
— | 30 Jun 2026 |
| Eagle Point Credit Management LLC |
13F
3/4/5
Company · 10%+ Owner
|
—
denominator unverified
|
$7,719,403
439,852 shares
|
— | 30 Jun 2026 |
| MORGAN STANLEY |
13F
Company
|
—
denominator unverified
|
$10,872,274
619,502 shares
|
— | 30 Jun 2026 |
| Matisse Capital |
13F
Company
|
—
denominator unverified
|
$6,073,985
346,096 shares
|
— | 30 Jun 2026 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2026
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
1
Shares
200
Rows available
1
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2026 vs Q2 2026 Across Filers
Q2 2026 holders
2
Q3 2026 holders
1
Holder diff
-1
| Investor | Q2 2026 Shares | Q3 2026 Shares | Share Diff | Share Chg % | Q2 2026 value | Q3 2026 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend