Security key
98400T106
XAI Octagon Floating Rate & Alternative Income Trust - Common Stock (XFLT)
CUSIP: 98400T106
Q1 2025 13F Holders as of 31 Mar 2025
- Security type / class
- Equity / Common Stock
- Total 13F shares
- 7,700,471
- Total 13F value
- $45,543,648
- Share change
- +1,477,640
- SEC-reported price per share
- $5.91
- Number of holders
- 80
- Value change
- +$8,453,766
- Number of buys
- 50
- Number of sells
- 26
- Shares outstanding
- 15,190,333
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q1 2025
Institutions
80
Top holders
10
XFLT full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q3 2025
XAI Floating Rate & Alternative Income Trust SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 98400T106
Recent filing periods:
Ownership snapshot
Top reported holders of XFLT - XAI Octagon Floating Rate & Alternative Income Trust - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Thomas J. Herzfeld Adviso...
Disclosed value leader
Thomas J. Herzfeld Adviso...
Comparable rows
15/15
Latest evidence
31 Dec 2024
13F
Lead comparable stake: 6.8%
Showing 1-6 of 15 holder rows.
Quick read
Thomas J. Herzfeld Advisors, Inc. leads the comparable SEC ownership view at 6.8%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Thomas J. Herzfeld Advisors, Inc.'s linked filing trail.
Comparable ownership
Top 5
Thomas J. Herzfeld Advisors, Inc.
6.8%
Belpointe Asset Management LLC
4%
UBS Group AG
2.4%
LPL Financial LLC
2.3%
Cresset Asset Management, LLC
2.1%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Thomas J. Herzfeld Advisors, Inc. |
13F
Company
|
6.8%
|
$6,880,043
1,036,151 shares
|
— | 31 Dec 2024 |
| Belpointe Asset Management LLC |
13F
Company
|
4%
|
$4,226,753
613,462 shares
|
— | 31 Dec 2024 |
| UBS Group AG |
13F
Company
|
2.4%
|
$2,378,243
358,169 shares
|
— | 31 Dec 2024 |
| LPL Financial LLC |
13F
Company
|
2.3%
|
$2,313,377
348,400 shares
|
— | 31 Dec 2024 |
| Cresset Asset Management, LLC |
13F
Company
|
2.1%
|
$2,101,984
316,564 shares
|
— | 31 Dec 2024 |
| Consolidated Portfolio Review Corp |
13F
Company
|
1.8%
|
$1,795,593
270,421 shares
|
— | 31 Dec 2024 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q1 2025
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
80
Shares
7,700,471
Rows available
80
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q1 2025 vs Q1 2026 Across Filers
Q1 2026 holders
4
Q1 2025 holders
80
Holder diff
76
| Investor | Q1 2026 Shares | Q1 2025 Shares | Share Diff | Share Chg % | Q1 2026 value | Q1 2025 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend