Security key
98400T106
XAI Octagon Floating Rate & Alternative Income Trust - Common Stock (XFLT)
CUSIP: 98400T106
Q4 2025 13F Holders as of 31 Dec 2025
- Security type / class
- Equity / Common Stock
- Total 13F shares
- 20,365,879
- Total 13F value
- $97,886,746
- Share change
- +6,986,953
- SEC-reported price per share
- $4.80
- Number of holders
- 94
- Value change
- +$32,612,869
- Number of buys
- 47
- Number of sells
- 46
- Shares outstanding
- 15,190,333
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q4 2025
Institutions
94
Top holders
10
XFLT full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q1 2026
Previous quarter: Q3 2025
XAI Floating Rate & Alternative Income Trust SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 98400T106
Recent filing periods:
Ownership snapshot
Top reported holders of XFLT - XAI Octagon Floating Rate & Alternative Income Trust - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Sun Life Assurance Co of ...
Disclosed value leader
SIT INVESTMENT ASSOCIATES...
Comparable rows
15/15
Latest evidence
31 Oct 2025
13D/G
3/4/5
13F
Lead comparable stake: 65%
13D/G row: Sun Life Assurance Co of Canada
Showing 1-6 of 15 holder rows.
Quick read
Sun Life Assurance Co of Canada leads the comparable SEC ownership view at 65%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Sun Life Assurance Co of Canada's linked filing trail.
Comparable ownership
Top 5
Sun Life Assurance Co of Canada
65%
SUN LIFE FINANCIAL INC
65%
Lauren Kristen Law
0.13%
SIT INVESTMENT ASSOCIATES INC
17%
Pathstone Holdings, LLC
7.8%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Sun Life Assurance Co of Canada |
13D/G
|
65%
|
—
5,000,000 shares
|
$0 | 31 Oct 2025 |
| SUN LIFE FINANCIAL INC |
13D/G
Sun Life Assurance Co of Canada
|
65%
|
—
5,000,000 shares
|
$0 | 31 Oct 2025 |
| Lauren Kristen Law |
3/4/5
Sub-Adviser Inv Comm Member
|
0.13%
|
$100,140
20,000 shares
|
+$100,140 | 24 Oct 2025 |
| SIT INVESTMENT ASSOCIATES INC |
13F
Company
|
17%
|
$13,640,000
2,573,648 shares
|
— | 30 Sep 2025 |
| Pathstone Holdings, LLC |
13F
Company
|
7.8%
|
$6,285,944
1,186,027 shares
|
— | 30 Sep 2025 |
| MORGAN STANLEY |
13F
Company
|
5%
|
$4,026,759
759,765 shares
|
— | 30 Sep 2025 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2025
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
94
Shares
20,365,879
Rows available
94
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2025 vs Q3 2025 Across Filers
Q3 2025 holders
79
Q4 2025 holders
94
Holder diff
15
| Investor | Q3 2025 Shares | Q4 2025 Shares | Share Diff | Share Chg % | Q3 2025 value | Q4 2025 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend