Security key
98400T106
XAI Octagon Floating Rate & Alternative Income Trust - Common Stock (XFLT)
CUSIP: 98400T106
Q1 2026 13F Holders as of 31 Mar 2026
- Security type / class
- Equity / Common Stock
- Total 13F shares
- 420,363
- Total 13F value
- $6,783,527
- Share change
- -19,929,827
- SEC-reported price per share
- $17.18
- Number of holders
- 4
- Value change
- -$101,538,645
- Number of sells
- 89
- Shares outstanding
- 15,190,333
Holder snapshot
5 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q1 2026
Institutions
4
Top holders
4
XFLT full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q2 2026
Previous quarter: Q4 2025
XAI Floating Rate & Alternative Income Trust SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 98400T106
Recent filing periods:
Ownership snapshot
Top reported holders of XFLT - XAI Octagon Floating Rate & Alternative Income Trust - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Sun Life Assurance Co of ...
Disclosed value leader
SIT INVESTMENT ASSOCIATES...
Comparable rows
15/15
Latest evidence
31 Dec 2025
13D/G
3/4/5
13F
Lead comparable stake: 65%
13D/G row: Sun Life Assurance Co of Canada
Showing 1-6 of 15 holder rows.
Quick read
Sun Life Assurance Co of Canada leads the comparable SEC ownership view at 65%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Sun Life Assurance Co of Canada's linked filing trail.
Comparable ownership
Top 5
Sun Life Assurance Co of Canada
65%
SUN LIFE FINANCIAL INC
65%
Lauren Kristen Law
0.13%
SIT INVESTMENT ASSOCIATES INC
36%
Eagle Point Credit Management LLC
14%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Sun Life Assurance Co of Canada |
13D/G
|
65%
|
—
5,000,000 shares
|
$0 | 31 Oct 2025 |
| SUN LIFE FINANCIAL INC |
13D/G
Sun Life Assurance Co of Canada
|
65%
|
—
5,000,000 shares
|
$0 | 31 Oct 2025 |
| Lauren Kristen Law |
3/4/5
Sub-Adviser Inv Comm Member
|
0.13%
|
$100,140
20,000 shares
|
+$100,140 | 24 Oct 2025 |
| SIT INVESTMENT ASSOCIATES INC |
13F
Company
|
36%
|
$26,244,000
5,467,565 shares
|
— | 31 Dec 2025 |
| Eagle Point Credit Management LLC |
13F
3/4/5
Company · 10%+ Owner
|
14%
|
$10,033,229
2,090,256 shares
|
— | 31 Dec 2025 |
| MORGAN STANLEY |
13F
Company
|
11%
|
$8,028,002
1,672,500 shares
|
— | 31 Dec 2025 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q1 2026
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
4
Shares
420,363
Rows available
4
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q1 2026 vs Q4 2025 Across Filers
Q4 2025 holders
94
Q1 2026 holders
4
Holder diff
-90
| Investor | Q4 2025 Shares | Q1 2026 Shares | Share Diff | Share Chg % | Q4 2025 value | Q1 2026 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend