| Filer | Ownership | Change % | Holdings Value | Net Change | Nb Shares | Change % | Reporting Name | Report Period |
|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | 7.2% | $26,244,312 | 5,467,565 | Sit Investment Associates, Inc. | 31 Dec 2025 |
As of 31 Dec 2025, 94 institutional investors reported holding 21,030,688 shares of XAI Octagon Floating Rate & Alternative Income Trust - Common Stock (XFLT). This represents 28% of the company’s total 75,938,403 outstanding shares.
The largest institutional shareholders of XAI Octagon Floating Rate & Alternative Income Trust - Common Stock (XFLT) together control 25% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.
| Institution | Ownership % | Shares Held | Share Change % | Portfolio % | Holdings Value |
|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | 7.2% | 5,467,565 | +112% | 0.53% | $26,244,000 |
| Eagle Point Credit Management LLC | 2.8% | 2,090,256 | 0% | 9.6% | $10,033,229 |
| MORGAN STANLEY | 2.2% | 1,672,500 | +120% | 0% | $8,028,002 |
| North Ground Capital | 2% | 1,482,418 | 3.5% | $7,115,606 | |
| Matisse Capital | 1.2% | 920,000 | +250% | 2% | $4,416,000 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 1.1% | 848,008 | 0.19% | $4,070,439 | |
| Alpine Global Management, LLC | 0.98% | 742,275 | 0.62% | $3,562,920 | |
| Cresset Asset Management, LLC | 0.95% | 719,779 | -0.59% | 0.01% | $3,454,939 |
| GUGGENHEIM CAPITAL LLC | 0.95% | 718,368 | +71% | 0.03% | $3,448,166 |
| Thomas J. Herzfeld Advisors, Inc. | 0.84% | 638,082 | 1% | $3,062,794 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 0.67% | 512,317 | +91% | 0.16% | $2,459,121 |
| Bulldog Investors, LLP | 0.67% | 508,363 | 0.54% | $2,440,142 | |
| J.W. COLE ADVISORS, INC. | 0.59% | 451,667 | +3.8% | 0.05% | $2,168,002 |
| ENVESTNET ASSET MANAGEMENT INC | 0.56% | 427,079 | 0% | $2,049,979 | |
| Invesco Ltd. | 0.34% | 261,908 | -24% | 0% | $1,257,158 |
| Lido Advisors, LLC | 0.33% | 247,782 | 0% | 0.01% | $1,330,593 |
| Virtus Investment Advisers, LLC | 0.32% | 242,238 | -2.6% | 0.32% | $1,162,742 |
| Closed-End Fund Advisors, Inc. | 0.31% | 232,964 | 0% | 0.66% | $1,118,227 |
| LPL Financial LLC | 0.29% | 217,989 | -34% | 0% | $1,046,346 |
| Shaker Financial Services, LLC | 0.24% | 183,519 | 0.28% | $880,892 | |
| Kestra Advisory Services, LLC | 0.23% | 172,808 | -11% | 0% | $829,476 |
| UBS Group AG | 0.22% | 167,787 | +1% | 0% | $805,378 |
| JANE STREET GROUP, LLC | 0.21% | 156,545 | +19% | 0% | $751,416 |
| Belpointe Asset Management LLC | 0.17% | 127,037 | -64% | 0.02% | $609,778 |
| Private Advisor Group, LLC | 0.15% | 115,145 | +1.9% | 0% | $552,689 |
| Period | Reported Shares, Excl. Options | Value, Excl. Options | Value Change | Price (Median) | Investors |
|---|---|---|---|---|---|
| 2025 Q4 | 21,030,688 | $101,077,829 | +$36,392,566 | $4.80 | 94 |
| 2025 Q3 | 11,036,736 | $58,530,506 | +$20,012,725 | $5.30 | 79 |
| 2025 Q2 | 6,768,624 | $38,267,764 | -$6,014,832 | $5.65 | 72 |
| 2025 Q1 | 7,700,471 | $45,543,648 | +$8,453,766 | $5.91 | 80 |
| 2024 Q4 | 6,217,367 | $41,443,570 | +$12,738,299 | $6.64 | 76 |
| 2024 Q3 | 4,288,767 | $29,283,341 | +$1,512,799 | $6.82 | 58 |
| 2024 Q2 | 4,192,899 | $29,598,581 | +$4,050,017 | $7.05 | 59 |
| 2024 Q1 | 3,618,290 | $25,664,171 | +$5,772,715 | $7.09 | 58 |
| 2023 Q4 | 2,743,440 | $19,603,606 | +$2,676,642 | $7.14 | 56 |
| 2023 Q3 | 2,545,085 | $17,678,123 | +$1,932,977 | $6.95 | 52 |
| 2023 Q2 | 2,268,134 | $15,189,796 | +$135,733 | $6.68 | 49 |
| 2023 Q1 | 2,207,260 | $14,185,636 | -$236,254 | $6.42 | 43 |
| 2022 Q4 | 2,244,856 | $14,237,734 | -$883,256 | $6.32 | 42 |
| 2022 Q3 | 2,401,396 | $14,300,118 | -$54,940 | $5.94 | 44 |
| 2022 Q2 | 2,426,313 | $16,953,000 | +$438,457 | $6.98 | 41 |
| 2022 Q1 | 2,313,450 | $19,573,000 | +$909,153 | $8.47 | 39 |
| 2021 Q4 | 2,215,005 | $19,759,400 | +$3,169,658 | $8.92 | 39 |
| 2021 Q3 | 1,886,642 | $16,190,600 | +$3,683,830 | $8.58 | 38 |
| 2021 Q2 | 1,455,328 | $13,893,000 | +$1,303,770 | $9.55 | 32 |
| 2021 Q1 | 1,285,206 | $11,668,000 | +$1,334,704 | $9.08 | 28 |
| 2020 Q4 | 1,133,652 | $8,503,000 | -$2,214,027 | $7.50 | 18 |
| 2020 Q3 | 1,418,714 | $8,499,000 | +$1,828,264 | $5.99 | 17 |
| 2020 Q2 | 1,110,028 | $6,318,000 | -$1,863,068 | $5.69 | 19 |
| 2020 Q1 | 1,499,519 | $6,734,000 | -$963,094 | $4.49 | 24 |
| 2019 Q4 | 1,511,070 | $12,224,000 | +$3,398,523 | $8.09 | 21 |
| 2019 Q3 | 1,090,902 | $9,764,000 | +$57,725 | $8.95 | 16 |
| 2019 Q2 | 1,084,498 | $9,955,000 | -$1,885,884 | $9.18 | 14 |
| 2019 Q1 | 1,295,181 | $11,241,000 | +$3,231,434 | $8.67 | 16 |
| 2018 Q4 | 926,662 | $6,775,000 | +$1,759,250 | $7.31 | 17 |
| 2018 Q3 | 678,389 | $6,635,000 | -$3,817,980 | $9.80 | 12 |
| 2018 Q2 | 1,081,987 | $9,886,000 | +$3,523,832 | $9.14 | 12 |
| 2018 Q1 | 695,853 | $6,576,000 | +$1,808,217 | $9.45 | 11 |
| 2017 Q4 | 504,476 | $4,742,000 | +$1,793,563 | $9.40 | 7 |
| 2017 Q3 | 312,853 | $3,166,000 | +$3,166,000 | $10.12 | 5 |