XAI Octagon Floating Rate & Alternative Income Trust - Common Stock (XFLT) Institutional Ownership

13F Institutional Holders and Ownership History from Q3 2017 to Q4 2025

Type / Class
Equity / Common Stock
Symbol
XFLT on NYSE
Shares outstanding
75,938,403
Price per share
$4.80
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares
11,036,736
Total reported value
$58,530,506
% of total 13F portfolios
0%
Share change
+3,805,154
Value change
+$20,012,725
Number of holders
79
Price from insider filings
$4.80
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of XAI Octagon Floating Rate & Alternative Income Trust - Common Stock (XFLT) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
SIT INVESTMENT ASSOCIATES INC 7.2% $26,244,312 5,467,565 Sit Investment Associates, Inc. 31 Dec 2025

As of 30 Sep 2025, 79 institutional investors reported holding 11,036,736 shares of XAI Octagon Floating Rate & Alternative Income Trust - Common Stock (XFLT). This represents 15% of the company’s total 75,938,403 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of XAI Octagon Floating Rate & Alternative Income Trust - Common Stock (XFLT) together control 13% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
SIT INVESTMENT ASSOCIATES INC 3.4% 2,573,648 +359% 0.28% $13,640,000
Pathstone Holdings, LLC 1.6% 1,186,027 0.02% $6,285,944
MORGAN STANLEY 1% 759,764 +514% 0% $4,026,751
Cresset Asset Management, LLC 0.95% 724,067 +23% 0.02% $3,888,240
J.W. COLE ADVISORS, INC. 0.57% 435,340 -4.8% 0.04% $2,307,304
GUGGENHEIM CAPITAL LLC 0.55% 420,430 +67% 0.02% $2,228,279
Belpointe Asset Management LLC 0.47% 355,076 -27% 0.07% $1,881,903
Invesco Ltd. 0.45% 343,693 +113% 0% $1,821,573
LPL Financial LLC 0.43% 329,035 -14% 0% $1,743,886
Consolidated Portfolio Review Corp 0.39% 298,828 +5.6% 0.2% $1,583,787
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.35% 268,392 -52% 0.09% $1,422,478
Matisse Capital 0.35% 262,527 0.63% $1,391,393
Virtus Investment Advisers, LLC 0.33% 248,584 +11% 0.38% $1,317,495
Lido Advisors, LLC 0.33% 247,782 0% 0.01% $1,330,593
Kestra Advisory Services, LLC 0.25% 193,271 -0.16% 0% $1,024,334
UBS Group AG 0.22% 166,126 -9% 0% $880,468
Balyasny Asset Management L.P. 0.19% 147,076 -31% 0% $779,503
JANE STREET GROUP, LLC 0.17% 131,035 0% $694,486
Triumph Capital Management 0.17% 127,145 +24% 0.18% $673,868
Private Advisor Group, LLC 0.15% 113,011 +5.2% 0% $598,952
Samalin Investment Counsel, LLC 0.14% 109,624 +3.3% 0.2% $581,006
Chicago Partners Investment Group LLC 0.14% 102,793 -38% 0.01% $507,796
Cambridge Investment Research Advisors, Inc. 0.13% 102,381 -2.1% 0% $543,000
Cetera Investment Advisers 0.13% 95,588 +807% 0% $506,616
NINE MASTS CAPITAL Ltd 0.12% 94,820 0% 0.25% $502,546

Institutional Holders of XAI Octagon Floating Rate & Alternative Income Trust - Common Stock (XFLT) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 328,866 $1,578,557 +$40,557 $4.80 17
2025 Q3 11,036,736 $58,530,506 +$20,012,725 $5.30 79
2025 Q2 6,768,624 $38,267,764 -$6,014,832 $5.65 72
2025 Q1 7,700,471 $45,543,648 +$8,453,766 $5.91 80
2024 Q4 6,217,367 $41,443,570 +$12,738,299 $6.64 76
2024 Q3 4,288,767 $29,283,341 +$1,512,799 $6.82 58
2024 Q2 4,192,899 $29,598,581 +$4,050,017 $7.05 59
2024 Q1 3,618,290 $25,664,171 +$5,772,715 $7.09 58
2023 Q4 2,743,440 $19,603,606 +$2,676,642 $7.14 56
2023 Q3 2,545,085 $17,678,123 +$1,932,977 $6.95 52
2023 Q2 2,268,134 $15,189,796 +$135,733 $6.68 49
2023 Q1 2,207,260 $14,185,636 -$236,254 $6.42 43
2022 Q4 2,244,856 $14,237,734 -$883,256 $6.32 42
2022 Q3 2,401,396 $14,300,118 -$54,940 $5.94 44
2022 Q2 2,426,313 $16,953,000 +$438,457 $6.98 41
2022 Q1 2,313,450 $19,573,000 +$909,153 $8.47 39
2021 Q4 2,215,005 $19,759,400 +$3,169,658 $8.92 39
2021 Q3 1,886,642 $16,190,600 +$3,683,830 $8.58 38
2021 Q2 1,455,328 $13,893,000 +$1,303,770 $9.55 32
2021 Q1 1,285,206 $11,668,000 +$1,334,704 $9.08 28
2020 Q4 1,133,652 $8,503,000 -$2,214,027 $7.50 18
2020 Q3 1,418,714 $8,499,000 +$1,828,264 $5.99 17
2020 Q2 1,110,028 $6,318,000 -$1,863,068 $5.69 19
2020 Q1 1,499,519 $6,734,000 -$963,094 $4.49 24
2019 Q4 1,511,070 $12,224,000 +$3,398,523 $8.09 21
2019 Q3 1,090,902 $9,764,000 +$57,725 $8.95 16
2019 Q2 1,084,498 $9,955,000 -$1,885,884 $9.18 14
2019 Q1 1,295,181 $11,241,000 +$3,231,434 $8.67 16
2018 Q4 926,662 $6,775,000 +$1,759,250 $7.31 17
2018 Q3 678,389 $6,635,000 -$3,817,980 $9.80 12
2018 Q2 1,081,987 $9,886,000 +$3,523,832 $9.14 12
2018 Q1 695,853 $6,576,000 +$1,808,217 $9.45 11
2017 Q4 504,476 $4,742,000 +$1,793,563 $9.40 7
2017 Q3 312,853 $3,166,000 +$3,166,000 $10.12 5