Q3 2018 13F Holders as of 30 Sep 2018
-
Type / Class
-
Equity / COM
-
Number of holders
-
12
-
Total 13F shares, excl. options
-
678,389
-
Shares change
-
-415,998
-
Total reported value, excl. options
-
$6,635,000
-
Value change
-
-$3,817,980
-
Number of buys
-
6
-
Number of sells
-
-7
-
Price
-
$9.80
Significant Holders of XAI Octagon Floating Rate & Alternative Income Trust - COM (XFLT) as of Q3 2018
15 filings reported holding XFLT - XAI Octagon Floating Rate & Alternative Income Trust - COM as of Q3 2018.
XAI Octagon Floating Rate & Alternative Income Trust - COM (XFLT) has 12 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 678,389 shares
.
Largest 10 shareholders include UBS Group AG (241,156 shares), BARD ASSOCIATES INC (197,150 shares), National Asset Management, Inc. (82,364 shares), US BANCORP \DE\ (38,000 shares), Clear Harbor Asset Management, LLC (30,640 shares), FIRST TRUST ADVISORS LP (27,346 shares), WEDBUSH SECURITIES INC (21,023 shares), STIFEL FINANCIAL CORP (13,370 shares), B. Riley Wealth Management, Inc. (12,400 shares), and ROYAL BANK OF CANADA (9,272 shares).
This table shows the top 12 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.