XAI Octagon Floating Rate & Alternative Income Trust - Common Stock (XFLT)

Q: What does CUSIP 98400T106 represent in this 13F holders report?

CUSIP 98400T106 is the security identifier for XFLT - XAI Octagon Floating Rate & Alternative Income Trust - Common Stock used to aggregate holder disclosures.

Q: How many institutions held XFLT - XAI Octagon Floating Rate & Alternative Income Trust - Common Stock in Q1 2022?

39 institutional investors reported XFLT - XAI Octagon Floating Rate & Alternative Income Trust - Common Stock for Q1 2022. Use the holders table for investor-level position and value details.

CUSIP: 98400T106

Q1 2022 13F Holders as of 31 Mar 2022

Security type / class: Equity / Common Stock
Total 13F shares: 2,313,450
Total 13F value: $19,573,000
Share change: +118,445
SEC-reported price per share: $8.47
Number of holders: 39
Value change: +$909,153
Number of buys: 27
Number of sells: 9
Shares outstanding: 15,190,333

Security key

98400T106

Report period

Q1 2022

Institutions

Top holders

XFLT full security history Ownership snapshot Full 13F holder table Newer quarter: Q3 2025 XAI Floating Rate & Alternative Income Trust SEC filings

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Reporting periods

Holder history for CUSIP 98400T106

Newer quarter: Q3 2025

Recent filing periods:

Q3 2026 Q2 2026 Q1 2026 Q4 2025 Q3 2025

Ownership snapshot

Top reported holders of XFLT - XAI Octagon Floating Rate & Alternative Income Trust - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader

Eagle Point Credit Manage...

Disclosed value leader

LPL Financial LLC

Comparable rows

0/15

Latest evidence

31 Dec 2021

3/4/5 13F Highest disclosed value: $2,636,000 15 rows are not safely comparable across share classes. Showing 1-6 of 15 holder rows.

Quick read

LPL Financial LLC has the largest disclosed position value at $2.64M.

0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens LPL Financial LLC's linked filing trail.

Disclosed position value Top 5

LPL Financial LLC $2.64M

All Season Financial Advisors, Inc. $1.76M

Belpointe Asset Management LLC $1.75M

UBS Group AG $1.66M

BARD ASSOCIATES INC $1.66M

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 15 holder rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
Eagle Point Credit Management LLC	3/4/5 10%+ Owner 3/4/5	— denominator unverified	— 348,303 shares	—	09 Sep 2021
LPL Financial LLC	13F Company 13F	— denominator unverified	$2,636,000 295,516 shares	—	31 Dec 2021
All Season Financial Advisors, Inc.	13F Company 13F	— denominator unverified	$1,765,000 197,924 shares	—	31 Dec 2021
Belpointe Asset Management LLC	13F Company 13F	— denominator unverified	$1,751,000 196,341 shares	—	31 Dec 2021
UBS Group AG	13F Company 13F	— denominator unverified	$1,655,000 185,498 shares	—	31 Dec 2021
BARD ASSOCIATES INC	13F Company 13F	— denominator unverified	$1,655,000 185,495 shares	—	31 Dec 2021

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q1 2022

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

2,313,450

Rows available

Investor	Option	Weight %	Change %	SEC-reported value	* Price	Shares	Share Change	Activity	Report Period

^* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q1 2022 vs Q2 2026 Across Filers

Q2 2026 holders

Q1 2022 holders

Holder diff

Investor	Q2 2026 Shares	Q1 2022 Shares	Share Diff	Share Chg %	Q2 2026 value	Q1 2022 value	Value change	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend