SURO CAPITAL CORP. - Common Stock, par value $.01 per share (SSSS) Institutional Ownership

13F Institutional Holders and Ownership History from Q2 2020 to Q4 2025

Type / Class
Equity / Common Stock, par value $.01 per share
Symbol
SSSS on Nasdaq
Shares outstanding
23,533,889
Price per share
$9.44
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares
5,351,995
Total reported value
$48,160,300
% of total 13F portfolios
0%
Share change
+30,370
Value change
+$595,316
Number of holders
72
Price from insider filings
$9.44
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of SURO CAPITAL CORP. - Common Stock, par value $.01 per share (SSSS) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
Thomas J. Herzfeld Advisors, Inc. 0.72% -94% $1,391,288 -$12,682,704 169,444 -90% Thomas J. Herzfeld Advisors, Inc. 03 Jun 2025

As of 30 Sep 2025, 72 institutional investors reported holding 5,351,995 shares of SURO CAPITAL CORP. - Common Stock, par value $.01 per share (SSSS). This represents 23% of the company’s total 23,533,889 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of SURO CAPITAL CORP. - Common Stock, par value $.01 per share (SSSS) together control 20% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
GABELLI FUNDS LLC 6.3% 1,474,344 +1.6% 0.09% $13,269,096
GatePass Capital, LLC 2.1% 496,100 -3.2% 2.6% $4,464,900
NEEDHAM INVESTMENT MANAGEMENT LLC 1.8% 426,594 -2.7% 0.27% $3,839,346
GAMCO INVESTORS, INC. ET AL 1.2% 282,500 -0.88% 0.02% $2,542,500
MGO ONE SEVEN LLC 1.1% 268,544 -0.74% 0.06% $2,416,896
TWO SIGMA INVESTMENTS, LP 0.9% 211,905 +190% 0% $1,907,145
FRANKLIN RESOURCES INC 0.81% 189,699 -21% 0% $1,707,291
ACADIAN ASSET MANAGEMENT LLC 0.75% 176,551 +22% 0% $1,586,000
BlackRock, Inc. 0.61% 143,232 +7161500% 0% $1,289,088
JANE STREET GROUP, LLC 0.53% 124,239 +76% 0% $1,118,151
Bulldog Investors, LLP 0.52% 121,453 -40% 0.25% $1,093,077
INTREPID FAMILY OFFICE LLC 0.42% 100,000 0% 0.81% $900,000
NJ State Employees Deferred Compensation Plan 0.4% 94,114 0% 0.09% $847,026
MORGAN STANLEY 0.39% 91,712 -28% 0% $825,410
LPL Financial LLC 0.37% 87,884 +64% 0% $790,955
Supplemental Annuity Collective Trust of NJ 0.36% 84,007 0% 0.2% $756,063
HARBOR CAPITAL ADVISORS, INC. 0.33% 78,665 -62% 0.06% $708,000
CITADEL ADVISORS LLC 0.22% 52,543 -40% 0% $472,887
Private Advisor Group, LLC 0.2% 46,771 +17% 0% $420,939
MILLENNIUM MANAGEMENT LLC 0.19% 45,834 0% $412,506
NORTHERN TRUST CORP 0.19% 45,655 -9.8% 0% $410,895
TWO SIGMA ADVISERS, LP 0.19% 44,000 0% $396,000
Catalyst Capital Advisors LLC 0.18% 42,466 0% 0.01% $382,194
INTRINSIC EDGE CAPITAL MANAGEMENT LLC 0.17% 40,000 +104% 0.05% $360,000
Hillsdale Investment Management Inc. 0.15% 35,400 0.01% $318,600

Institutional Holders of SURO CAPITAL CORP. - Common Stock, par value $.01 per share (SSSS) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 214,516 $2,025,318 +$763,372 $9.44 6
2025 Q3 5,351,995 $48,160,300 +$595,316 $9.00 72
2025 Q2 5,326,025 $43,724,204 -$9,350,547 $8.21 56
2025 Q1 6,630,590 $32,958,889 +$2,325,045 $4.97 57
2024 Q4 6,016,980 $35,395,614 +$8,519,080 $5.88 54
2024 Q3 4,272,774 $17,249,228 +$2,595,722 $4.04 44
2024 Q2 3,553,646 $14,555,601 +$1,008,135 $4.01 43
2024 Q1 3,243,185 $14,754,052 +$141,926 $4.55 46
2023 Q4 3,239,783 $12,764,639 -$50,113 $3.94 52
2023 Q3 3,467,135 $12,548,837 +$2,552,771 $3.62 55
2023 Q2 2,787,137 $8,902,871 -$4,472,870 $3.20 60
2023 Q1 4,080,748 $14,773,200 -$2,321,432 $3.62 69
2022 Q4 4,668,572 $17,741,717 +$2,175,656 $3.80 71
2022 Q3 4,064,532 $15,729,828 -$9,151,027 $3.87 60
2022 Q2 6,352,588 $40,659,541 +$2,562,472 $6.40 61
2022 Q1 6,290,667 $54,272,470 -$14,856,447 $8.63 75
2021 Q4 7,645,552 $98,978,485 -$6,425,376 $12.95 74
2021 Q3 8,322,040 $107,470,388 -$2,470,814 $12.91 73
2021 Q2 8,511,124 $114,804,754 +$32,707,237 $13.49 71
2021 Q1 6,092,840 $82,556,828 +$19,769,045 $13.55 73
2020 Q4 4,645,791 $60,840,648 +$8,943,930 $13.09 56
2020 Q3 4,042,007 $43,764,902 +$6,591,566 $10.84 61
2020 Q2 3,483,593 $29,513,447 +$29,500,459 $8.47 41