SURO CAPITAL CORP. - Common Stock, par value $.01 per share (SSSS)
CUSIP: 86887Q109
Q3 2023 13F Holders as of 30 Sep 2023
- Type / Class
- Equity / Common Stock, par value $.01 per share
- Shares outstanding
- 23,533,889
- Total 13F shares
- 3,467,135
- Share change
- +680,498
- Total reported value
- $12,548,837
- Put/Call ratio
- 155900%
- Price per share
- $3.62
- Number of holders
- 55
- Value change
- +$2,552,771
- Number of buys
- 21
- Number of sells
- 20
Quarterly Holders Quick Answers
What is CUSIP 86887Q109?
CUSIP 86887Q109 identifies SSSS - SURO CAPITAL CORP. - Common Stock, par value $.01 per share in SEC institutional holdings data.
Need full ownership history?
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These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
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- Latest 13F filings for newly reported positions across managers.
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- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 86887Q109:
Top shareholders of SSSS - SURO CAPITAL CORP. - Common Stock, par value $.01 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| NEEDHAM INVESTMENT MANAGEMENT LLC |
13F
|
Company |
2.8%
|
660,888
|
$2,111,537 | — | 30 Jun 2023 | |
| MGO ONE SEVEN LLC |
13F
|
Company |
1.1%
|
256,506
|
$819,537 | — | 30 Jun 2023 | |
| INTREPID FAMILY OFFICE LLC |
13F
|
Company |
0.85%
|
200,000
|
$639,000 | — | 30 Jun 2023 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.73%
|
170,979
|
$546,278 | — | 30 Jun 2023 | |
| Vanderbilt University |
13F
|
Company |
0.48%
|
113,472
|
$362,543 | — | 30 Jun 2023 | |
| Lokken Investment Group LLC |
13F
|
Company |
0.43%
|
100,697
|
$321,726 | — | 30 Jun 2023 | |
| MORGAN STANLEY |
13F
|
Company |
0.43%
|
100,312
|
$320,496 | — | 30 Jun 2023 | |
| NJ State Employees Deferred Compensation Plan |
13F
|
Company |
0.4%
|
94,114
|
$300,694 | — | 30 Jun 2023 | |
| GABELLI FUNDS LLC |
13F
|
Company |
0.38%
|
90,000
|
$287,550 | — | 30 Jun 2023 | |
| Supplemental Annuity Collective Trust of NJ |
13F
|
Company |
0.36%
|
84,007
|
$268,402 | — | 30 Jun 2023 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.32%
|
74,292
|
$237,363 | — | 30 Jun 2023 | |
| MACKENZIE FINANCIAL CORP |
13F
|
Company |
0.29%
|
67,707
|
$215,985 | — | 30 Jun 2023 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
0.28%
|
66,736
|
$213,222 | — | 30 Jun 2023 | |
| VIRTUS ADVISERS, LLC |
13F
|
Company |
0.22%
|
52,139
|
$166,584 | — | 30 Jun 2023 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.22%
|
51,518
|
$164,600 | — | 30 Jun 2023 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.2%
|
47,844
|
$152,860 | — | 30 Jun 2023 | |
| Catalyst Capital Advisors LLC |
13F
|
Company |
0.18%
|
42,466
|
$135,679 | — | 30 Jun 2023 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.18%
|
42,162
|
$134,707 | — | 30 Jun 2023 | |
| Connor, Clark & Lunn Investment Management Ltd. |
13F
|
Company |
0.17%
|
39,792
|
$127,135 | — | 30 Jun 2023 | |
| UBS Group AG |
13F
|
Company |
0.15%
|
35,755
|
$114,238 | — | 30 Jun 2023 | |
| Deuterium Capital Management, LLC |
13F
|
Company |
0.14%
|
33,200
|
$106,074 | — | 30 Jun 2023 | |
| EJF Capital LP |
13F
|
Company |
0.13%
|
30,000
|
$95,850 | — | 30 Jun 2023 | |
| CALTON & ASSOCIATES, INC. |
13F
|
Company |
0.11%
|
26,555
|
$84,842 | — | 30 Jun 2023 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.11%
|
26,295
|
$84,013 | — | 30 Jun 2023 | |
| CSS LLC/IL |
13F
|
Company |
0.11%
|
25,459
|
$81,342 | — | 30 Jun 2023 | |
| Virtu Financial LLC |
13F
|
Company |
0.11%
|
24,749
|
$79,000 | — | 30 Jun 2023 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.1%
|
24,162
|
$77,318 | — | 30 Jun 2023 | |
| Wellington Shields & Co., LLC |
13F
|
Company |
0.1%
|
22,438
|
$71,689 | — | 30 Jun 2023 | |
| Wealthspire Advisors, LLC |
13F
|
Company |
0.08%
|
18,295
|
$58,453 | — | 30 Jun 2023 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
0.07%
|
16,876
|
$53,919 | — | 30 Jun 2023 | |
| LPL Financial LLC |
13F
|
Company |
0.06%
|
14,955
|
$47,781 | — | 30 Jun 2023 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.06%
|
14,365
|
$46,000 | — | 30 Jun 2023 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.06%
|
14,329
|
$45,781 | — | 30 Jun 2023 | |
| Visionary Wealth Advisors |
13F
|
Company |
0.05%
|
12,834
|
$41,005 | — | 30 Jun 2023 | |
| WITTENBERG INVESTMENT MANAGEMENT, INC. |
13F
|
Company |
0.05%
|
12,277
|
$39,225 | — | 30 Jun 2023 | |
| XTX Topco Ltd |
13F
|
Company |
0.05%
|
11,632
|
$37,164 | — | 30 Jun 2023 | |
| Bison Wealth, LLC |
13F
|
Company |
0.05%
|
11,211
|
$35,819 | — | 30 Jun 2023 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.04%
|
10,393
|
$33,206 | — | 30 Jun 2023 | |
| Outlook Wealth Advisors, LLC |
13F
|
Company |
0.04%
|
10,174
|
$32,506 | — | 30 Jun 2023 | |
| ACADIAN ASSET MANAGEMENT LLC |
13F
|
Company |
0.03%
|
7,427
|
$23,000 | — | 30 Jun 2023 | |
| Byrne Asset Management LLC |
13F
|
Company |
0.03%
|
6,000
|
$19,000 | — | 30 Jun 2023 | |
| BARCLAYS PLC |
13F
|
Company |
0.02%
|
4,429
|
$14,151 | — | 30 Jun 2023 | |
| RHUMBLINE ADVISERS |
13F
|
Company |
0.02%
|
3,789
|
$12,105 | — | 30 Jun 2023 | |
| SIMPLEX TRADING, LLC |
13F
|
Company |
0.01%
|
2,686
|
$8,000 | — | 30 Jun 2023 | |
| PRIVATE TRUST CO NA |
13F
|
Company |
0.01%
|
2,311
|
$7,384 | — | 30 Jun 2023 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.01%
|
1,811
|
$5,786 | — | 30 Jun 2023 | |
| HARBOUR INVESTMENTS, INC. |
13F
|
Company |
0.01%
|
1,500
|
$4,793 | — | 30 Jun 2023 | |
| Newbridge Financial Services Group, Inc. |
13F
|
Company |
0.01%
|
1,470
|
$4,697 | — | 30 Jun 2023 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0%
|
1,130
|
$4,000 | — | 30 Jun 2023 | |
| PSI Advisors, LLC |
13F
|
Company |
0%
|
1,086
|
$3,470 | — | 30 Jun 2023 |
Institutional Holders of SURO CAPITAL CORP. - Common Stock, par value $.01 per share (SSSS) as of Q3 2023
As of 30 Sep 2023,
SURO CAPITAL CORP. - Common Stock, par value $.01 per share (SSSS) was held by
55 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,467,135 shares.
The largest 10 holders included
NEEDHAM INVESTMENT MANAGEMENT LLC, Thomas J. Herzfeld Advisors, Inc., MGO ONE SEVEN LLC, INTREPID FAMILY OFFICE LLC, Advisors Asset Management, Inc., Bulldog Investors, LLP, Vanderbilt University, SUSQUEHANNA INTERNATIONAL GROUP, LLP, MORGAN STANLEY, and Lokken Investment Group LLC.
This page lists
55
institutional shareholders reporting positions in this security
for the Q3 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2023 vs Q2 2023 Across Filers
Q2 2023 holders
60
Q3 2023 holders
55
Holder diff
-5
| Investor | Q2 2023 Shares | Q3 2023 Shares | Share Diff | Share Chg % | Q2 2023 Value $ | Q3 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.