Security key
86887Q109
SURO CAPITAL CORP. - Common Stock, par value $.01 per share (SSSS)
CUSIP: 86887Q109
Q4 2023 13F Holders as of 31 Dec 2023
- Type / Class
- Equity / Common Stock, par value $.01 per share
- Shares outstanding
- 23,533,889
- Total 13F shares
- 3,239,783
- Share change
- -27,852
- Total reported value
- $12,764,639
- Put/Call ratio
- 15300%
- Price per share
- $3.94
- Number of holders
- 52
- Value change
- -$50,113
- Number of buys
- 19
- Number of sells
- 25
Report period
Q4 2023
Institutions
52
Top holders
10
SSSS full security history
Newer quarter: Q1 2024
Previous quarter: Q3 2023
SURO CAPITAL CORP. SEC filings
SURO CAPITAL CORP. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 86887Q109
Recent filing periods:
Top shareholders of SSSS - SURO CAPITAL CORP. - Common Stock, par value $.01 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| NEEDHAM INVESTMENT MANAGEMENT LLC |
13F
|
Company |
2.8%
|
660,888
|
$2,392,415 | — | 30 Sep 2023 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
2.8%
|
656,240
|
$2,375,589 | — | 30 Sep 2023 | |
| MGO ONE SEVEN LLC |
13F
|
Company |
1.3%
|
307,982
|
$1,114,895 | — | 30 Sep 2023 | |
| INTREPID FAMILY OFFICE LLC |
13F
|
Company |
0.85%
|
200,000
|
$724,000 | — | 30 Sep 2023 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.72%
|
170,519
|
$617,279 | — | 30 Sep 2023 | |
| Bulldog Investors, LLP |
13F
|
Company |
0.56%
|
132,362
|
$479,150 | — | 30 Sep 2023 | |
| Vanderbilt University |
13F
|
Company |
0.48%
|
113,472
|
$410,769 | — | 30 Sep 2023 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.46%
|
108,568
|
$393,016 | — | 30 Sep 2023 | |
| MORGAN STANLEY |
13F
|
Company |
0.44%
|
103,070
|
$373,113 | — | 30 Sep 2023 | |
| Lokken Investment Group LLC |
13F
|
Company |
0.43%
|
100,697
|
$364,523 | — | 30 Sep 2023 | |
| NJ State Employees Deferred Compensation Plan |
13F
|
Company |
0.4%
|
94,114
|
$340,693 | — | 30 Sep 2023 | |
| GABELLI FUNDS LLC |
13F
|
Company |
0.38%
|
90,000
|
$325,800 | — | 30 Sep 2023 | |
| Supplemental Annuity Collective Trust of NJ |
13F
|
Company |
0.36%
|
84,007
|
$304,105 | — | 30 Sep 2023 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.23%
|
53,463
|
$193,536 | — | 30 Sep 2023 | |
| Catalyst Capital Advisors LLC |
13F
|
Company |
0.18%
|
42,466
|
$153,727 | — | 30 Sep 2023 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.18%
|
42,162
|
$152,626 | — | 30 Sep 2023 | |
| CSS LLC/IL |
13F
|
Company |
0.17%
|
41,059
|
$148,634 | — | 30 Sep 2023 | |
| ACADIAN ASSET MANAGEMENT LLC |
13F
|
Company |
0.17%
|
39,648
|
$142,000 | — | 30 Sep 2023 | |
| Squarepoint Ops LLC |
13F
|
Company |
0.16%
|
37,586
|
$136,061 | — | 30 Sep 2023 | |
| Deuterium Capital Management, LLC |
13F
|
Company |
0.16%
|
36,965
|
$133,813 | — | 30 Sep 2023 | |
| EJF Capital LP |
13F
|
Company |
0.15%
|
35,602
|
$128,879 | — | 30 Sep 2023 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.13%
|
30,339
|
$110,000 | — | 30 Sep 2023 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
0.12%
|
29,072
|
$105,241 | — | 30 Sep 2023 | |
| Wellington Shields & Co., LLC |
13F
|
Company |
0.1%
|
22,438
|
$81,226 | — | 30 Sep 2023 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.09%
|
21,600
|
$78,192 | — | 30 Sep 2023 | |
| UBS Group AG |
13F
|
Company |
0.09%
|
21,360
|
$77,323 | — | 30 Sep 2023 | |
| Intrinsic Edge Capital Management LLC |
13F
|
Company |
0.09%
|
20,898
|
$75,651 | — | 30 Sep 2023 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.09%
|
20,362
|
$73,710 | — | 30 Sep 2023 | |
| Wealthspire Advisors, LLC |
13F
|
Company |
0.08%
|
18,295
|
$66,228 | — | 30 Sep 2023 | |
| Connor, Clark & Lunn Investment Management Ltd. |
13F
|
Company |
0.07%
|
16,131
|
$58,394 | — | 30 Sep 2023 | |
| TWO SIGMA SECURITIES, LLC |
13F
|
Company |
0.06%
|
13,683
|
$49,532 | — | 30 Sep 2023 | |
| WITTENBERG INVESTMENT MANAGEMENT, INC. |
13F
|
Company |
0.05%
|
12,277
|
$44,443 | — | 30 Sep 2023 | |
| Belvedere Trading LLC |
13F
|
Company |
0.05%
|
11,266
|
$40,783 | — | 30 Sep 2023 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.05%
|
11,089
|
$40,142 | — | 30 Sep 2023 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
0.05%
|
10,848
|
$39,270 | — | 30 Sep 2023 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.04%
|
10,393
|
$37,622 | — | 30 Sep 2023 | |
| Bison Wealth, LLC |
13F
|
Company |
0.04%
|
10,370
|
$37,539 | — | 30 Sep 2023 | |
| Outlook Wealth Advisors, LLC |
13F
|
Company |
0.04%
|
10,174
|
$36,830 | — | 30 Sep 2023 | |
| XTX Topco Ltd |
13F
|
Company |
0.04%
|
10,023
|
$36,283 | — | 30 Sep 2023 | |
| BARCLAYS PLC |
13F
|
Company |
0.02%
|
4,002
|
$14,487 | — | 30 Sep 2023 | |
| SIMPLEX TRADING, LLC |
13F
|
Company |
0.01%
|
3,043
|
$11,000 | — | 30 Sep 2023 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.01%
|
2,026
|
$7,000 | — | 30 Sep 2023 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.01%
|
1,882
|
$6,813 | — | 30 Sep 2023 | |
| HARBOUR INVESTMENTS, INC. |
13F
|
Company |
0.01%
|
1,500
|
$5,430 | — | 30 Sep 2023 | |
| NFSG Corp |
13F
|
Company |
0.01%
|
1,470
|
$5,321 | — | 30 Sep 2023 | |
| PSI Advisors, LLC |
13F
|
Company |
0%
|
1,086
|
$3,931 | — | 30 Sep 2023 | |
| Financial Connections Group, Inc. |
13F
|
Company |
0%
|
500
|
$1,000 | — | 30 Sep 2023 | |
| Oakworth Capital, Inc. |
13F
|
Company |
0%
|
255
|
$923 | — | 30 Sep 2023 | |
| Parallel Advisors, LLC |
13F
|
Company |
0%
|
155
|
$561 | — | 30 Sep 2023 | |
| Colonial Trust Advisors |
13F
|
Company |
0%
|
110
|
$398 | — | 30 Sep 2023 |
Institutional Holders of SURO CAPITAL CORP. - Common Stock, par value $.01 per share (SSSS) as of Q4 2023
As of 31 Dec 2023,
SURO CAPITAL CORP. - Common Stock, par value $.01 per share (SSSS) was held by
52 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,239,783 shares.
The largest 10 holders included
Thomas J. Herzfeld Advisors, Inc., NEEDHAM INVESTMENT MANAGEMENT LLC, MGO ONE SEVEN LLC, GABELLI FUNDS LLC, Bulldog Investors, LLP, Vanderbilt University, MILLENNIUM MANAGEMENT LLC, MORGAN STANLEY, Lokken Investment Group LLC, and MARSHALL WACE, LLP.
This page lists
53
institutional shareholders reporting positions in this security
for the Q4 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2023 vs Q3 2023 Across Filers
Q3 2023 holders
55
Q4 2023 holders
52
Holder diff
-3
| Investor | Q3 2023 Shares | Q4 2023 Shares | Share Diff | Share Chg % | Q3 2023 Value $ | Q4 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.