SURO CAPITAL CORP. - Common Stock, par value $.01 per share (SSSS)

CUSIP: 86887Q109

Q3 2020 13F Holders as of 30 Sep 2020

Security identity
Shares outstanding
23,533,889
Holder snapshot
Share change
+542,921
Put/Call ratio
89%
Reported price per share
$10.84
Number of holders
61
Value change
+$6,591,566
Number of buys
39
Number of sells
18

Security key

86887Q109

Report period

Q3 2020

Institutions

61

Top holders

10

Ownership snapshot

Top shareholders of SSSS - SURO CAPITAL CORP. - Common Stock, par value $.01 per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Lead holder
Vanderbilt University
13D/G signal
Evidence rows
43
Latest as of
30 Jun 2020
13F Lead comparable stake: 1.7% Showing first 8 of 43 holder rows. Open remaining rows
Holder Evidence Ownership % Position 12M Net Δ As of
Vanderbilt University
13F
Company
13F
1.7%
$3,408,447
402,414 shares
30 Jun 2020
PARAMETRIC PORTFOLIO ASSOCIATES LLC
13F
Company
13F
1.7%
$3,408,000
402,414 shares
30 Jun 2020
NEEDHAM INVESTMENT MANAGEMENT LLC
13F
Company
13F
1.7%
$3,403,000
401,759 shares
30 Jun 2020
OPPENHEIMER & CO INC
13F
Company
13F
1.7%
$3,311,000
391,022 shares
30 Jun 2020
Intrinsic Edge Capital Management LLC
13F
Company
13F
0.87%
$1,736,000
204,982 shares
30 Jun 2020
GROUP ONE TRADING LLC
13F
Company
13F
0.73%
$1,462,000
172,557 shares
30 Jun 2020
TWO SIGMA INVESTMENTS, LP
13F
Company
13F
0.64%
$1,274,000
150,371 shares
30 Jun 2020
BRIDGEWAY CAPITAL MANAGEMENT, LLC
13F
Company
13F
0.51%
$1,013,000
119,600 shares
30 Jun 2020
Show 35 additional holder rows in the full holder list
Holder Evidence Ownership % Position 12M Net Δ As of
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP
13F
Company
13F
0.44%
$880,000
103,953 shares
30 Jun 2020
Supplemental Annuity Collective Trust of NJ
13F
Company
13F
0.42%
$847,000
100,000 shares
30 Jun 2020
OSAIC HOLDINGS, INC.
13F
Company
13F
0.4%
$801,000
94,514 shares
30 Jun 2020
MORGAN STANLEY
13F
Company
13F
0.4%
$800,000
94,439 shares
30 Jun 2020
M.D. Sass, LLC
13F
Company
13F
0.37%
$734,000
86,631 shares
30 Jun 2020
MILLENNIUM MANAGEMENT LLC
13F
Company
13F
0.34%
$688,000
81,173 shares
30 Jun 2020
SUSQUEHANNA INTERNATIONAL GROUP, LLP
13F
Company
13F
0.31%
$622,000
73,440 shares
30 Jun 2020
RESOURCE AMERICA, INC.
13F
Company
13F
0.27%
$542,000
64,010 shares
30 Jun 2020
Yakira Capital Management, Inc.
13F
Company
13F
0.26%
$511,000
60,322 shares
30 Jun 2020
Janney Montgomery Scott LLC
13F
Company
13F
0.24%
$474,000
56,000 shares
30 Jun 2020
UBS Group AG
13F
Company
13F
0.22%
$440,000
51,978 shares
30 Jun 2020
NJ State Employees Deferred Compensation Plan
13F
Company
13F
0.19%
$373,000
44,000 shares
30 Jun 2020
CITADEL ADVISORS LLC
13F
Company
13F
0.18%
$359,000
42,416 shares
30 Jun 2020
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM
13F
Company
13F
0.17%
$347,000
41,000 shares
30 Jun 2020
TWO SIGMA ADVISERS, LP
13F
Company
13F
0.16%
$309,000
36,526 shares
30 Jun 2020
WELLS FARGO & COMPANY/MN
13F
Company
13F
0.14%
$278,000
32,842 shares
30 Jun 2020
Raymond James Financial Services Advisors, Inc.
13F
Company
13F
0.11%
$229,000
27,032 shares
30 Jun 2020
Catalyst Capital Advisors LLC
13F
Company
13F
0.11%
$225,000
26,600 shares
30 Jun 2020
LPL Financial LLC
13F
Company
13F
0.09%
$178,000
20,990 shares
30 Jun 2020
Gladstone Institutional Advisory LLC
13F
Company
13F
0.09%
$172,000
20,325 shares
30 Jun 2020
WOLVERINE TRADING, LLC
13F
Company
13F
0.08%
$169,000
18,529 shares
30 Jun 2020
BOOTHBAY FUND MANAGEMENT, LLC
13F
Company
13F
0.07%
$137,000
16,221 shares
30 Jun 2020
Thomas J. Herzfeld Advisors, Inc.
13F
Company
13F
0.07%
$202,000
16,000 shares
30 Jun 2020
B. Riley Wealth Management, Inc.
13F
Company
13F
0.07%
$131,000
15,449 shares
30 Jun 2020
JANE STREET GROUP, LLC
13F
Company
13F
0.05%
$92,000
10,905 shares
30 Jun 2020
Bank of New York Mellon Corp
13F
Company
13F
0.04%
$85,000
10,090 shares
30 Jun 2020
SIMPLEX TRADING, LLC
13F
Company
13F
0.01%
$20,000
2,453 shares
30 Jun 2020
Cutler Group LLC / CA
13F
Company
13F
0.01%
$13,000
1,579 shares
30 Jun 2020
CITIGROUP INC
13F
Company
13F
0.01%
$13,000
1,504 shares
30 Jun 2020
Private Advisor Group, LLC
13F
Company
13F
0%
$8,000
1,000 shares
30 Jun 2020
ROYAL BANK OF CANADA
13F
Company
13F
0%
$7,000
840 shares
30 Jun 2020
Tower Research Capital LLC (TRC)
13F
Company
13F
0%
$6,000
748 shares
30 Jun 2020
OPTIMUM INVESTMENT ADVISORS
13F
Company
13F
0%
$4,000
500 shares
30 Jun 2020
Winslow, Evans & Crocker, Inc.
13F
Company
13F
0%
$4,000
465 shares
30 Jun 2020
Bulldog Investors, LLP
13F
Company
13F
class O/S missing
$4,424,000
522,293 shares
30 Jun 2020
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2020

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
61
Shares
4,042,007
Rows loaded
61
Investor Option Weight % Change % Reported value * Price Shares Share Change Activity Report Period

* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. An asterisk next to the price means the price is likely invalid.

Compare Q3 2020 vs Q2 2020 Across Filers

Q2 2020 holders
41
Q3 2020 holders
61
Holder diff
20
Investor Q2 2020 Shares Q3 2020 Shares Share Diff Share Chg % Q2 2020 value Q3 2020 value Value change Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Here you can make detailed settings or revoke your consent (in part if necessary) with effect for the future. For further information, please refer to our Privacy Policy .