SURO CAPITAL CORP. - Common Stock, par value $.01 per share (SSSS)
CUSIP: 86887Q109
Q3 2021 13F Holders as of 30 Sep 2021
- Type / Class
- Equity / Common Stock, par value $.01 per share
- Shares outstanding
- 23,533,889
- Total 13F shares
- 8,322,040
- Share change
- -189,316
- Total reported value
- $107,470,388
- Put/Call ratio
- 69%
- Price per share
- $12.91
- Number of holders
- 73
- Value change
- -$2,470,814
- Number of buys
- 54
- Number of sells
- 28
Quarterly Holders Quick Answers
What is CUSIP 86887Q109?
CUSIP 86887Q109 identifies SSSS - SURO CAPITAL CORP. - Common Stock, par value $.01 per share in SEC institutional holdings data.
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Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
- Recent insider transactions for executive and insider activity.
- SEC investors directory and top value investors for manager drilldown.
- Back to full security ownership history.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 86887Q109:
Top shareholders of SSSS - SURO CAPITAL CORP. - Common Stock, par value $.01 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Impax Asset Management Group plc |
13F
|
Company |
3.4%
|
809,449
|
$10,919,000 | — | 30 Jun 2021 | |
| Bulldog Investors, LLP |
13F
|
Company |
3.1%
|
729,407
|
$9,840,000 | — | 30 Jun 2021 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
2.6%
|
602,278
|
$8,124,000 | — | 30 Jun 2021 | |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP |
13F
|
Company |
2.4%
|
560,386
|
$7,560,000 | — | 30 Jun 2021 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
2.4%
|
554,684
|
$7,483,000 | — | 30 Jun 2021 | |
| Marshall Wace North America L.P. |
13F
|
Company |
2.3%
|
542,129
|
$7,314,000 | — | 30 Jun 2021 | |
| NEEDHAM INVESTMENT MANAGEMENT LLC |
13F
|
Company |
1.9%
|
447,442
|
$6,036,000 | — | 30 Jun 2021 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
1.9%
|
441,462
|
$5,955,000 | — | 30 Jun 2021 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
1.8%
|
417,240
|
$5,629,000 | — | 30 Jun 2021 | |
| Vanderbilt University |
13F
|
Company |
1.8%
|
417,240
|
$5,628,568 | — | 30 Jun 2021 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
1.7%
|
390,056
|
$5,262,000 | — | 30 Jun 2021 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.95%
|
222,808
|
$3,006,000 | — | 30 Jun 2021 | |
| M.D. Sass, LLC |
13F
|
Company |
0.87%
|
205,675
|
$2,775,000 | — | 30 Jun 2021 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
0.71%
|
167,270
|
$2,256,000 | — | 30 Jun 2021 | |
| ALPS ADVISORS INC |
13F
|
Company |
0.71%
|
165,944
|
$2,238,000 | — | 30 Jun 2021 | |
| MORGAN STANLEY |
13F
|
Company |
0.54%
|
127,549
|
$1,721,000 | — | 30 Jun 2021 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.52%
|
122,125
|
$1,647,000 | — | 30 Jun 2021 | |
| Caption Management, LLC |
13F
|
Company |
0.49%
|
114,870
|
$1,549,000 | — | 30 Jun 2021 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0.43%
|
101,511
|
$1,369,000 | — | 30 Jun 2021 | |
| Supplemental Annuity Collective Trust of NJ |
13F
|
Company |
0.42%
|
100,000
|
$1,349,000 | — | 30 Jun 2021 | |
| Warberg Asset Management LLC |
13F
|
Company |
0.38%
|
89,939
|
$1,213,000 | — | 30 Jun 2021 | |
| NJ State Employees Deferred Compensation Plan |
13F
|
Company |
0.36%
|
84,783
|
$1,144,000 | — | 30 Jun 2021 | |
| MACKENZIE FINANCIAL CORP |
13F
|
Company |
0.32%
|
75,676
|
$1,021,000 | — | 30 Jun 2021 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.3%
|
69,493
|
$937,000 | — | 30 Jun 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.29%
|
68,056
|
$918,000 | — | 30 Jun 2021 | |
| UBS Group AG |
13F
|
Company |
0.27%
|
64,611
|
$872,000 | — | 30 Jun 2021 | |
| Quadrature Capital Ltd |
13F
|
Company |
0.27%
|
63,368
|
$853,000 | — | 30 Jun 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.27%
|
62,805
|
$847,000 | — | 30 Jun 2021 | |
| MARSHALL WACE, LLP |
13F
|
Company |
0.22%
|
52,452
|
$707,000 | — | 30 Jun 2021 | |
| WITTENBERG INVESTMENT MANAGEMENT, INC. |
13F
|
Company |
0.21%
|
49,748
|
$671,000 | — | 30 Jun 2021 | |
| CAXTON ASSOCIATES LP |
13F
|
Company |
0.2%
|
47,543
|
$641,000 | — | 30 Jun 2021 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.19%
|
44,076
|
$595,000 | — | 30 Jun 2021 | |
| Invesco Ltd. |
13F
|
Company |
0.19%
|
43,852
|
$592,000 | — | 30 Jun 2021 | |
| Yakira Capital Management, Inc. |
13F
|
Company |
0.13%
|
30,186
|
$407,000 | — | 30 Jun 2021 | |
| J.P. Morgan Private Wealth Advisors LLC |
13F
|
Company |
0.12%
|
28,750
|
$388,000 | — | 30 Jun 2021 | |
| Lokken Investment Group LLC |
13F
|
Company |
0.12%
|
28,449
|
$384,000 | — | 30 Jun 2021 | |
| Cubist Systematic Strategies, LLC |
13F
|
Company |
0.12%
|
28,054
|
$378,000 | — | 30 Jun 2021 | |
| Catalyst Capital Advisors LLC |
13F
|
Company |
0.11%
|
26,600
|
$359,000 | — | 30 Jun 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.1%
|
23,556
|
$318,000 | — | 30 Jun 2021 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.1%
|
22,483
|
$303,000 | — | 30 Jun 2021 | |
| PVG ASSET MANAGEMENT CORP |
13F
|
Company |
0.09%
|
21,608
|
$291,491 | — | 30 Jun 2021 | |
| GAMCO INVESTORS, INC. ET AL |
13F
|
Company |
0.09%
|
20,500
|
$277,000 | — | 30 Jun 2021 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.09%
|
20,282
|
$274,000 | — | 30 Jun 2021 | |
| Ahrens Investment Partners LLC |
13F
|
Company |
0.09%
|
20,129
|
$272,000 | — | 30 Jun 2021 | |
| Cetera Advisors LLC |
13F
|
Company |
0.08%
|
19,917
|
$269,000 | — | 30 Jun 2021 | |
| Jump Financial, LLC |
13F
|
Company |
0.07%
|
17,500
|
$236,000 | — | 30 Jun 2021 | |
| CERTUITY, LLC |
13F
|
Company |
0.06%
|
14,500
|
$196,000 | — | 30 Jun 2021 | |
| SHELTON CAPITAL MANAGEMENT |
13F
|
Company |
0.06%
|
14,000
|
$189,000 | — | 30 Jun 2021 | |
| SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC |
13F
|
Company |
0.05%
|
12,740
|
$172,000 | — | 30 Jun 2021 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.05%
|
12,488
|
$168,000 | — | 30 Jun 2021 |
Institutional Holders of SURO CAPITAL CORP. - Common Stock, par value $.01 per share (SSSS) as of Q3 2021
As of 30 Sep 2021,
SURO CAPITAL CORP. - Common Stock, par value $.01 per share (SSSS) was held by
73 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
8,322,040 shares.
The largest 10 holders included
Bulldog Investors, LLP, Impax Asset Management Group plc, CITADEL ADVISORS LLC, TWO SIGMA INVESTMENTS, LP, TWO SIGMA ADVISERS, LP, NEEDHAM INVESTMENT MANAGEMENT LLC, Parametric Portfolio Associates LLC, Vanderbilt University, Marshall Wace North America L.P., and OPPENHEIMER & CO INC.
This page lists
73
institutional shareholders reporting positions in this security
for the Q3 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
71
Q3 2021 holders
73
Holder diff
2
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 Value $ | Q3 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.