SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (SPE)
CUSIP: 84741T104
Q1 2018 13F Holders as of 31 Mar 2018
- Type / Class
- Equity / Common Stock, par value $0.001 per share
- Shares outstanding
- 10,626,898
- Total 13F shares
- 4,016,051
- Share change
- +96,326
- Total reported value
- $59,202,000
- Price per share
- $14.74
- Number of holders
- 30
- Value change
- +$1,415,455
- Number of buys
- 11
- Number of sells
- 10
Quarterly Holders Quick Answers
What is CUSIP 84741T104?
CUSIP 84741T104 identifies SPE - SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share in SEC institutional holdings data.
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Recent filing periods for CUSIP 84741T104:
Top shareholders of SPE - SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Relative Value Partners Group, LLC |
13F
|
Company |
18%
|
1,875,706
|
$27,911,000 | — | 31 Dec 2017 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
4.3%
|
462,206
|
$6,878,000 | — | 31 Dec 2017 | |
| Shaker Financial Services, LLC |
13F
|
Company |
3.2%
|
342,507
|
$5,097,000 | — | 31 Dec 2017 | |
| Ancora Advisors LLC |
13F
|
Company |
2.7%
|
282,881
|
$4,209,000 | — | 31 Dec 2017 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
2.5%
|
269,508
|
$4,010,000 | — | 31 Dec 2017 | |
| CSS LLC/IL |
13F
|
Company |
1.8%
|
188,442
|
$2,804,000 | — | 31 Dec 2017 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.92%
|
97,279
|
$1,448,000 | — | 31 Dec 2017 | |
| Winning Points Advisors, LLC |
13F
|
Company |
0.53%
|
56,376
|
$839,000 | — | 31 Dec 2017 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.52%
|
55,768
|
$830,000 | — | 31 Dec 2017 | |
| Laurion Capital Management LP |
13F
|
Company |
0.47%
|
50,101
|
$746,000 | — | 31 Dec 2017 | |
| Horizon Kinetics LLC |
13F
|
Company |
0.38%
|
40,755
|
$606,000 | — | 31 Dec 2017 | |
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
13F
|
Company |
0.34%
|
36,580
|
$544,000 | — | 31 Dec 2017 | |
| MORGAN STANLEY |
13F
|
Company |
0.27%
|
28,758
|
$428,000 | — | 31 Dec 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.22%
|
23,177
|
$345,000 | — | 31 Dec 2017 | |
| NWAM LLC |
13F
|
Company |
0.16%
|
17,369
|
$258,000 | — | 31 Dec 2017 | |
| SCOTIA CAPITAL INC. |
13F
|
Company |
0.16%
|
16,474
|
$245,000 | — | 31 Dec 2017 | |
| Walleye Trading LLC |
13F
|
Company |
0.14%
|
14,746
|
$219,000 | — | 31 Dec 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.12%
|
13,096
|
$195,000 | — | 31 Dec 2017 | |
| FIRST MANHATTAN CO. LLC. |
13F
|
Company |
0.09%
|
10,000
|
$148,000 | — | 31 Dec 2017 | |
| UBS Group AG |
13F
|
Company |
0.09%
|
9,364
|
$139,000 | — | 31 Dec 2017 | |
| CALTON & ASSOCIATES, INC. |
13F
|
Company |
0.06%
|
6,173
|
$96,000 | — | 31 Dec 2017 | |
| CIBC Private Wealth Group LLC |
13F
|
Company |
0.05%
|
5,662
|
$84,000 | — | 31 Dec 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
0.05%
|
4,852
|
$72,000 | — | 31 Dec 2017 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.03%
|
3,268
|
$48,000 | — | 31 Dec 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.03%
|
2,851
|
$42,000 | — | 31 Dec 2017 | |
| Chicago Partners Investment Group LLC |
13F
|
Company |
0.02%
|
1,937
|
$29,000 | — | 31 Dec 2017 | |
| Wealthspire Advisors, L.P. |
13F
|
Company |
0.01%
|
1,443
|
$21,000 | — | 31 Dec 2017 | |
| JNBA Financial Advisors |
13F
|
Company |
0.01%
|
750
|
$11,000 | — | 31 Dec 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.01%
|
621
|
$9,000 | — | 31 Dec 2017 | |
| Financial Architects, Inc |
13F
|
Company |
0.01%
|
575
|
$9,000 | — | 31 Dec 2017 | |
| IFP Advisors, Inc |
13F
|
Company |
0.01%
|
544
|
$8,000 | — | 31 Dec 2017 |
Institutional Holders of SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (SPE) as of Q1 2018
As of 31 Mar 2018,
SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (SPE) was held by
30 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,016,051 shares.
The largest 10 holders included
Relative Value Partners Group, LLC, SIT INVESTMENT ASSOCIATES INC, Shaker Financial Services, LLC, Ancora Advisors, LLC, BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, CSS LLC/IL, RIVERNORTH CAPITAL MANAGEMENT, LLC, Winning Points Advisors, LLC, Thomas J. Herzfeld Advisors, Inc., and FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD.
This page lists
30
institutional shareholders reporting positions in this security
for the Q1 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2018 vs Q4 2017 Across Filers
Q4 2017 holders
31
Q1 2018 holders
30
Holder diff
-1
| Investor | Q4 2017 Shares | Q1 2018 Shares | Share Diff | Share Chg % | Q4 2017 Value $ | Q1 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.