Security key
84741T104
SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (SPE)
CUSIP: 84741T104
Q1 2026 13F Holders as of 31 Mar 2026
- Type / Class
- Equity / Common Stock, par value $0.001 per share
- Shares outstanding
- 10,626,898
- Total 13F shares
- 3,106,364
- Share change
- +98,637
- Total reported value
- $42,743,675
- Price per share
- $13.76
- Number of holders
- 42
- Value change
- +$1,222,174
- Number of buys
- 32
- Number of sells
- 13
Report period
Q1 2026
Institutions
42
Top holders
10
Broader feeds
Reporting periods
Holder history for CUSIP 84741T104
Recent filing periods:
Top shareholders of SPE - SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| NorthCoast Asset Management LLC |
13D/G
|
Kovitz Investment Group Partners, LLC |
14%
|
1,439,321
|
$22,280,697 | $0 | 31 Aug 2025 | |
| Focus Partners Wealth |
13F
13D/G
|
Company |
13%
from 13D/G
|
2,470,768
mixed-class rows
|
$47,813,100 | — | 31 Dec 2025 | |
| Andrew Dakos |
3/4/5
|
President, Director |
0.11%
|
11,726
|
$174,828 | -$60,065 | 30 Dec 2025 | |
| Shaker Financial Services, LLC |
13F
|
Company |
2.4%
|
250,579
|
$3,951,634 | — | 31 Dec 2025 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
1.1%
|
112,888
|
$1,658,325 | — | 31 Dec 2025 | |
| SCOTIA CAPITAL INC. |
13F
|
Company |
1%
|
108,205
|
$1,589,524 | — | 31 Dec 2025 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.97%
|
103,488
|
$1,520,239 | — | 31 Dec 2025 | |
| GRAHAM CAPITAL WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.88%
|
21,113
|
$521,913 | — | 31 Dec 2025 | |
| Beverly Hills Private Wealth, LLC |
13F
|
Company |
0.41%
|
9,697
|
$239,710 | — | 31 Dec 2025 | |
| FIRST MANHATTAN CO. LLC. |
13F
|
Company |
0.38%
|
40,010
|
$620,364 | — | 31 Dec 2025 | |
| Cetera Investment Advisers |
13F
|
Company |
0.36%
|
38,001
|
$558,224 | — | 31 Dec 2025 | |
| RAYMOND JAMES FINANCIAL INC |
13F
|
Company |
0.31%
|
33,121
|
$486,544 | — | 31 Dec 2025 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.23%
|
24,735
|
$363,355 | — | 31 Dec 2025 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.2%
|
20,766
|
$305,053 | — | 31 Dec 2025 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.19%
|
20,203
|
$296,782 | — | 31 Dec 2025 | |
| NBC SECURITIES, INC. |
13F
|
Company |
0.19%
|
19,770
|
$290,427 | — | 31 Dec 2025 | |
| Ancora Advisors LLC |
13F
|
Company |
0.17%
|
18,470
|
$271,324 | — | 31 Dec 2025 | |
| Sowell Financial Services LLC |
13F
|
Company |
0.16%
|
17,369
|
$255,151 | — | 31 Dec 2025 | |
| HARBOUR INVESTMENTS, INC. |
13F
|
Company |
0.15%
|
16,284
|
$239,215 | — | 31 Dec 2025 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.15%
|
15,885
|
$233,340 | — | 31 Dec 2025 | |
| TrueMark Investments, LLC |
13F
|
Company |
0.14%
|
14,915
|
$219,101 | — | 31 Dec 2025 | |
| Live Oak Private Wealth LLC |
13F
|
Company |
0.14%
|
14,853
|
$218,191 | — | 31 Dec 2025 | |
| PATRON PARTNERS, LLC |
13F
|
Company |
0.13%
|
13,825
|
$203,089 | — | 31 Dec 2025 | |
| NWF Advisory Services Inc. |
13F
|
Company |
0.13%
|
13,600
|
$199,784 | — | 31 Dec 2025 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.13%
|
13,367
|
$196,361 | — | 31 Dec 2025 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.1%
|
10,598
|
$155,683 | — | 31 Dec 2025 | |
| Keating Financial Advisory Services, Inc. |
13F
|
Company |
0.05%
|
5,308
|
$77,974 | — | 31 Dec 2025 | |
| MAI Capital Management |
13F
|
Company |
0.05%
|
5,203
|
$76,433 | — | 31 Dec 2025 | |
| Global Retirement Partners, LLC |
13F
|
Company |
0.03%
|
3,383
|
$49,694 | — | 31 Dec 2025 | |
| NewEdge Advisors, LLC |
13F
|
Company |
0.02%
|
2,162
|
$31,760 | — | 31 Dec 2025 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.02%
|
2,148
|
$32,000 | — | 31 Dec 2025 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
0.01%
|
1,495
|
$21,962 | — | 31 Dec 2025 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.01%
|
937
|
$13,765 | — | 31 Dec 2025 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0.01%
|
890
|
$13,074 | — | 31 Dec 2025 | |
| Indiana Trust & Investment Management Co |
13F
|
Company |
0.01%
|
810
|
$11,899 | — | 31 Dec 2025 | |
| EASTERN BANK |
13F
|
Company |
0.01%
|
727
|
$10,680 | — | 31 Dec 2025 | |
| Sound Income Strategies, LLC |
13F
|
Company |
0.01%
|
692
|
$10,514 | — | 31 Dec 2025 | |
| HIGHLINE WEALTH PARTNERS LLC |
13F
|
Company |
0%
|
200
|
$2,938 | — | 31 Dec 2025 | |
| CVA Family Office, LLC |
13F
|
Company |
0%
|
39
|
$573 | — | 31 Dec 2025 | |
| SEVEN MILE ADVISORY |
13F
|
Company |
—
mixed-class rows
|
489,610
mixed-class rows
|
$11,015,742 | — | 31 Dec 2025 | |
| CSS LLC/IL |
13F
|
Company |
—
mixed-class rows
|
439,398
mixed-class rows
|
$9,731,833 | — | 31 Dec 2025 | |
| GatePass Capital, LLC |
13F
|
Company |
—
mixed-class rows
|
264,900
mixed-class rows
|
$5,226,876 | — | 31 Dec 2025 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
mixed-class rows
|
281,696
mixed-class rows
|
$4,166,067 | — | 31 Dec 2025 | |
| MORGAN STANLEY |
13F
|
Company |
—
mixed-class rows
|
74,027
mixed-class rows
|
$1,093,933 | — | 31 Dec 2025 | |
| UBS Group AG |
13F
|
Company |
—
mixed-class rows
|
31,916
mixed-class rows
|
$739,486 | — | 31 Dec 2025 | |
| Phillip Goldstein |
3/4/5
|
Chairman and Secretary, Director, Affiliate of the Adviser |
—
mixed-class rows
|
45,072
mixed-class rows
|
$673,586 | +$74,684 | 02 Mar 2026 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
mixed-class rows
|
31,209
mixed-class rows
|
$652,392 | — | 31 Dec 2025 | |
| Gerald Hellerman |
3/4/5
|
Director |
—
class O/S missing
|
43,584
|
$513,420 | — | 05 Apr 2022 | |
| Charles C. Walden |
3/4/5
|
Former Director |
—
mixed-class rows
|
28,281
mixed-class rows
|
$366,019 | — | 19 Mar 2025 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
mixed-class rows
|
18,295
mixed-class rows
|
$271,710 | — | 31 Dec 2025 |
Institutional Holders of SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (SPE) as of Q1 2026
As of 31 Mar 2026,
SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (SPE) was held by
42 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,106,364 shares.
The largest 10 holders included
Focus Partners Wealth, Shaker Financial Services, LLC, BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, CSS LLC/IL, GatePass Capital, LLC, SCOTIA CAPITAL INC., Advisors Asset Management, Inc., WOLVERINE ASSET MANAGEMENT LLC, MORGAN STANLEY, and RIVERNORTH CAPITAL MANAGEMENT, LLC.
This page lists
42
institutional shareholders reporting positions in this security
for the Q1 2026 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2026 vs Q4 2025 Across Filers
Q4 2025 holders
44
Q1 2026 holders
42
Holder diff
-2
| Investor | Q4 2025 Shares | Q1 2026 Shares | Share Diff | Share Chg % | Q4 2025 Value $ | Q1 2026 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.