SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (SPE)

Q: What does CUSIP 84741T104 represent in this 13F holders report?

CUSIP 84741T104 is the security identifier for SPE - SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share used to aggregate holder disclosures.

Q: How many institutions held SPE - SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share in Q1 2026?

43 institutional investors reported SPE - SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share for Q1 2026. Use the holders table for investor-level position and value details.

CUSIP: 84741T104

Q1 2026 13F Holders as of 31 Mar 2026

Security type / class: Equity / Common Stock, par value $0.001 per share
Total 13F shares: 3,108,626
Total 13F value: $42,774,800
Share change: +98,737
SEC-reported price per share: $13.76
Number of holders: 43
Value change: +$1,223,550
Number of buys: 33
Number of sells: 13
Shares outstanding: 10,626,898

Security key

84741T104

Report period

Q1 2026

Institutions

Top holders

SPE full security history Ownership snapshot Full 13F holder table Newer quarter: Q2 2026 Previous quarter: Q4 2025 SPECIAL OPPORTUNITIES FUND, INC. SEC filings

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Reporting periods

Holder history for CUSIP 84741T104

Newer quarter: Q2 2026 Previous quarter: Q4 2025

Recent filing periods:

Q2 2026 Q1 2026 Q4 2025 Q3 2025

Ownership snapshot

Top reported holders of SPE - SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader

NorthCoast Asset Manageme...

Disclosed value leader

Focus Partners Wealth

Comparable rows

15/15

Latest evidence

31 Dec 2025

13D/G 13F Lead comparable stake: 14% 13D/G row: NorthCoast Asset Management LLC Showing 1-6 of 15 holder rows.

Quick read

NorthCoast Asset Management LLC leads the comparable SEC ownership view at 14%.

15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens NorthCoast Asset Management LLC's linked filing trail.

Comparable ownership Top 5

NorthCoast Asset Management LLC 14%

Focus Partners Wealth 13%

Shaker Financial Services, LLC 2.4%

Advisors Asset Management, Inc. 1.1%

SCOTIA CAPITAL INC. 1%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-6 of 15 holder rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
NorthCoast Asset Management LLC	13D/G Kovitz Investment Group Partners, LLC 13D/G	14%	$22,280,697 1,439,321 shares	$0	31 Aug 2025
Focus Partners Wealth	13F 13D/G Company 13F 13D/G	13% from 13D/G	$47,813,100 2,470,768 shares mixed-class rows	—	31 Dec 2025
Shaker Financial Services, LLC	13F Company 13F	2.4%	$3,951,634 250,579 shares	—	31 Dec 2025
Advisors Asset Management, Inc.	13F Company 13F	1.1%	$1,658,325 112,888 shares	—	31 Dec 2025
SCOTIA CAPITAL INC.	13F Company 13F	1%	$1,589,524 108,205 shares	—	31 Dec 2025
RIVERNORTH CAPITAL MANAGEMENT, LLC	13F Company 13F	0.97%	$1,520,239 103,488 shares	—	31 Dec 2025

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q1 2026

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

3,108,626

Rows available

Investor	Option	Weight %	Change %	SEC-reported value	* Price	Shares	Share Change	Activity	Report Period

^* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q1 2026 vs Q4 2025 Across Filers

Q4 2025 holders

Q1 2026 holders

Holder diff

-1

Investor	Q4 2025 Shares	Q1 2026 Shares	Share Diff	Share Chg %	Q4 2025 value	Q1 2026 value	Value change	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend