SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (SPE)
CUSIP: 84741T104
Q3 2024 13F Holders as of 30 Sep 2024
- Type / Class
- Equity / Common Stock, par value $0.001 per share
- Shares outstanding
- 10,626,898
- Total 13F shares
- 3,143,782
- Share change
- +1,506,279
- Total reported value
- $43,552,356
- Price per share
- $13.91
- Number of holders
- 37
- Value change
- +$20,836,050
- Number of buys
- 16
- Number of sells
- 12
Quarterly Holders Quick Answers
What is CUSIP 84741T104?
CUSIP 84741T104 identifies SPE - SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share in SEC institutional holdings data.
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Recent filing periods for CUSIP 84741T104:
Top shareholders of SPE - SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
3.1%
|
324,207
|
$4,240,628 | — | 30 Jun 2024 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
2.4%
|
259,190
|
$3,390,200 | — | 30 Jun 2024 | |
| CSS LLC/IL |
13F
|
Company |
2.4%
|
258,384
|
$3,379,663 | — | 30 Jun 2024 | |
| MORGAN STANLEY |
13F
|
Company |
1.3%
|
132,873
|
$1,737,982 | — | 30 Jun 2024 | |
| SCOTIA CAPITAL INC. |
13F
|
Company |
0.83%
|
88,346
|
$1,155,565 | — | 30 Jun 2024 | |
| EPIQ PARTNERS, LLC |
13F
|
Company |
0.82%
|
87,134
|
$1,139,713 | — | 30 Jun 2024 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.55%
|
58,923
|
$770,713 | — | 30 Jun 2024 | |
| Gerald Hellerman |
3/4/5
|
Director |
—
class O/S missing
|
43,584
|
$513,420 | — | 05 Apr 2022 | |
| FIRST MANHATTAN CO. LLC. |
13F
|
Company |
0.29%
|
30,500
|
$398,940 | — | 30 Jun 2024 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.28%
|
30,160
|
$394,493 | — | 30 Jun 2024 | |
| SkyView Investment Advisors, LLC |
13F
|
Company |
0.28%
|
29,923
|
$391,000 | — | 30 Jun 2024 | |
| Ancora Advisors LLC |
13F
|
Company |
0.28%
|
29,476
|
$385,546 | — | 30 Jun 2024 | |
| Matisse Capital |
13F
|
Company |
0.21%
|
22,786
|
$298,041 | — | 30 Jun 2024 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.21%
|
21,873
|
$286,103 | — | 30 Jun 2024 | |
| Alpine Global Management, LLC |
13F
|
Company |
0.2%
|
21,424
|
$280,226 | — | 30 Jun 2024 | |
| Sowell Financial Services LLC |
13F
|
Company |
0.16%
|
17,369
|
$227,000 | — | 30 Jun 2024 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.15%
|
16,462
|
$215,323 | — | 30 Jun 2024 | |
| HARBOUR INVESTMENTS, INC. |
13F
|
Company |
0.15%
|
16,284
|
$212,998 | — | 30 Jun 2024 | |
| NWF Advisory Services Inc. |
13F
|
Company |
0.15%
|
15,900
|
$207,972 | — | 30 Jun 2024 | |
| NBC SECURITIES, INC. |
13F
|
Company |
0.15%
|
15,603
|
$204,000 | — | 30 Jun 2024 | |
| Live Oak Private Wealth LLC |
13F
|
Company |
0.14%
|
14,853
|
$194,277 | — | 30 Jun 2024 | |
| NewEdge Advisors, LLC |
13F
|
Company |
0.13%
|
14,104
|
$184,480 | — | 30 Jun 2024 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.13%
|
14,089
|
$184,275 | — | 30 Jun 2024 | |
| PATRON PARTNERS, LLC |
13F
|
Company |
0.13%
|
13,825
|
$180,831 | — | 30 Jun 2024 | |
| BRIGHTON JONES LLC |
13F
|
Company |
0.12%
|
13,246
|
$173,258 | — | 30 Jun 2024 | |
| HUB Investment Partners, LLC |
13F
|
Company |
0.12%
|
12,900
|
$168,732 | — | 30 Jun 2024 | |
| Ben H. Harris |
3/4/5
|
Director |
—
class O/S missing
|
14,075
|
$165,804 | — | 11 May 2021 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.12%
|
12,322
|
$161,000 | — | 30 Jun 2024 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.11%
|
12,032
|
$157,379 | — | 30 Jun 2024 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.12%
|
12,780
|
$153,000 | — | 30 Jun 2024 | |
| Atlas Wealth LLC |
13F
|
Company |
0.1%
|
10,371
|
$138,349 | — | 30 Jun 2024 | |
| Dynamic Advisor Solutions LLC |
13F
|
Company |
0.1%
|
10,355
|
$135,443 | — | 30 Jun 2024 | |
| Marc Lunder |
3/4/5
|
Director |
—
mixed-class rows
|
10,459
mixed-class rows
|
$134,127 | — | 27 Jan 2022 | |
| Crewe Advisors LLC |
13F
|
Company |
0.07%
|
6,970
|
$91,168 | — | 30 Jun 2024 | |
| UBS Group AG |
13F
|
Company |
0.06%
|
6,503
|
$85,059 | — | 30 Jun 2024 | |
| Rajeev P. Das |
3/4/5
|
Vice President |
—
class O/S missing
|
2,583
|
$30,428 | — | 05 Apr 2022 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.02%
|
2,149
|
$28,000 | — | 30 Jun 2024 | |
| WINMILL & CO. INC |
13F
|
Company |
0.02%
|
2,000
|
$26,160 | — | 30 Jun 2024 | |
| TUCKER ASSET MANAGEMENT LLC |
13F
|
Company |
0.02%
|
1,924
|
$25,166 | — | 30 Jun 2024 | |
| BESSEMER GROUP INC |
13F
|
Company |
0%
|
224
|
$3,000 | — | 30 Jun 2024 | |
| CVA Family Office, LLC |
13F
|
Company |
0%
|
39
|
$510 | — | 30 Jun 2024 |
Institutional Holders of SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (SPE) as of Q3 2024
As of 30 Sep 2024,
SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (SPE) was held by
37 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,143,782 shares.
The largest 10 holders included
Kovitz Investment Group Partners, LLC, RIVERNORTH CAPITAL MANAGEMENT, LLC, BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, CSS LLC/IL, MORGAN STANLEY, SCOTIA CAPITAL INC., EPIQ PARTNERS, LLC, Shaker Financial Services, LLC, FIRST MANHATTAN CO. LLC., and Ancora Advisors LLC.
This page lists
37
institutional shareholders reporting positions in this security
for the Q3 2024 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2024 vs Q2 2024 Across Filers
Q2 2024 holders
37
Q3 2024 holders
37
Holder diff
0
| Investor | Q2 2024 Shares | Q3 2024 Shares | Share Diff | Share Chg % | Q2 2024 Value $ | Q3 2024 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.