Security key
84741T104
SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (SPE)
CUSIP: 84741T104
Q4 2025 13F Holders as of 31 Dec 2025
- Type / Class
- Equity / Common Stock, par value $0.001 per share
- Shares outstanding
- 10,626,898
- Total 13F shares
- 3,013,272
- Share change
- -136,591
- Total reported value
- $44,575,396
- Price per share
- $14.69
- Number of holders
- 44
- Value change
- -$3,226,860
- Number of buys
- 19
- Number of sells
- 12
Report period
Q4 2025
Institutions
44
Top holders
10
SPE full security history
Newer quarter: Q1 2026
Previous quarter: Q3 2025
SPECIAL OPPORTUNITIES FUND, INC. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 84741T104
Recent filing periods:
Top shareholders of SPE - SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| NorthCoast Asset Management LLC |
13F
13D/G
|
Company · Kovitz Investment Group Partners, LLC |
14%
from 13D/G
|
2,600,885
mixed-class rows
|
$51,831,301 | — | 30 Sep 2025 | |
| Andrew Dakos |
3/4/5
|
President, Director |
0.11%
|
11,726
|
$174,828 | -$60,065 | 30 Dec 2025 | |
| Shaker Financial Services, LLC |
13F
|
Company |
3.3%
|
354,678
|
$5,497,509 | — | 30 Sep 2025 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
1.1%
|
112,397
|
$1,742,154 | — | 30 Sep 2025 | |
| SCOTIA CAPITAL INC. |
13F
|
Company |
1%
|
107,016
|
$1,658,753 | — | 30 Sep 2025 | |
| GRAHAM CAPITAL WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.98%
|
23,374
|
$583,415 | — | 30 Sep 2025 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.97%
|
103,125
|
$1,598,438 | — | 30 Sep 2025 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.34%
|
8,054
|
$201,028 | — | 30 Sep 2025 | |
| Cetera Investment Advisers |
13F
|
Company |
0.3%
|
31,826
|
$493,317 | — | 30 Sep 2025 | |
| FIRST MANHATTAN CO. LLC. |
13F
|
Company |
0.3%
|
31,510
|
$488,405 | — | 30 Sep 2025 | |
| RAYMOND JAMES FINANCIAL INC |
13F
|
Company |
0.27%
|
28,355
|
$439,507 | — | 30 Sep 2025 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.21%
|
22,266
|
$345,123 | — | 30 Sep 2025 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.2%
|
21,677
|
$335,996 | — | 30 Sep 2025 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.19%
|
20,714
|
$321,067 | — | 30 Sep 2025 | |
| Ancora Advisors LLC |
13F
|
Company |
0.17%
|
18,470
|
$286,285 | — | 30 Sep 2025 | |
| Sowell Financial Services LLC |
13F
|
Company |
0.16%
|
17,369
|
$269,220 | — | 30 Sep 2025 | |
| HARBOUR INVESTMENTS, INC. |
13F
|
Company |
0.15%
|
16,284
|
$252,406 | — | 30 Sep 2025 | |
| NBC SECURITIES, INC. |
13F
|
Company |
0.15%
|
16,231
|
$251,593 | — | 30 Sep 2025 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.15%
|
15,515
|
$240,000 | — | 30 Sep 2025 | |
| Live Oak Private Wealth LLC |
13F
|
Company |
0.14%
|
14,853
|
$230,222 | — | 30 Sep 2025 | |
| NWF Advisory Services Inc. |
13F
|
Company |
0.14%
|
14,700
|
$227,850 | — | 30 Sep 2025 | |
| TrueMark Investments, LLC |
13F
|
Company |
0.14%
|
14,552
|
$225,556 | — | 30 Sep 2025 | |
| PATRON PARTNERS, LLC |
13F
|
Company |
0.13%
|
13,825
|
$214,288 | — | 30 Sep 2025 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.1%
|
10,567
|
$163,790 | — | 30 Sep 2025 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.07%
|
7,252
|
$112,406 | — | 30 Sep 2025 | |
| MAI Capital Management |
13F
|
Company |
0.05%
|
5,203
|
$80,647 | — | 30 Sep 2025 | |
| Global Retirement Partners, LLC |
13F
|
Company |
0.03%
|
3,310
|
$51,304 | — | 30 Sep 2025 | |
| NewEdge Advisors, LLC |
13F
|
Company |
0.02%
|
2,162
|
$33,511 | — | 30 Sep 2025 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.02%
|
2,148
|
$33,000 | — | 30 Sep 2025 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0.01%
|
890
|
$13,795 | — | 30 Sep 2025 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.01%
|
882
|
$13,671 | — | 30 Sep 2025 | |
| EASTERN BANK |
13F
|
Company |
0.01%
|
727
|
$11,269 | — | 30 Sep 2025 | |
| Sound Income Strategies, LLC |
13F
|
Company |
0.01%
|
677
|
$10,545 | — | 30 Sep 2025 | |
| HIGHLINE WEALTH PARTNERS LLC |
13F
|
Company |
0%
|
200
|
$3,100 | — | 30 Sep 2025 | |
| CVA Family Office, LLC |
13F
|
Company |
0%
|
39
|
$605 | — | 30 Sep 2025 | |
| SEVEN MILE ADVISORY |
13F
|
Company |
—
mixed-class rows
|
487,268
mixed-class rows
|
$11,158,747 | — | 30 Sep 2025 | |
| CSS LLC/IL |
13F
|
Company |
—
mixed-class rows
|
419,888
mixed-class rows
|
$9,365,798 | — | 30 Sep 2025 | |
| GatePass Capital, LLC |
13F
|
Company |
—
mixed-class rows
|
245,350
mixed-class rows
|
$4,853,458 | — | 30 Sep 2025 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
mixed-class rows
|
275,354
mixed-class rows
|
$4,296,901 | — | 30 Sep 2025 | |
| MORGAN STANLEY |
13F
|
Company |
—
mixed-class rows
|
81,586
mixed-class rows
|
$1,276,775 | — | 30 Sep 2025 | |
| UBS Group AG |
13F
|
Company |
—
mixed-class rows
|
36,466
mixed-class rows
|
$849,336 | — | 30 Sep 2025 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
mixed-class rows
|
34,368
mixed-class rows
|
$722,837 | — | 30 Sep 2025 | |
| Gerald Hellerman |
3/4/5
|
Director |
—
class O/S missing
|
43,584
|
$513,420 | — | 05 Apr 2022 | |
| Charles C. Walden |
3/4/5
|
Former Director |
—
mixed-class rows
|
28,281
mixed-class rows
|
$366,019 | — | 19 Mar 2025 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
mixed-class rows
|
20,395
mixed-class rows
|
$321,879 | — | 30 Sep 2025 | |
| Ben H. Harris |
3/4/5
|
Director |
—
class O/S missing
|
14,075
|
$165,804 | — | 11 May 2021 | |
| Marc Lunder |
3/4/5
|
Director |
—
mixed-class rows
|
10,459
mixed-class rows
|
$134,127 | — | 27 Jan 2022 | |
| WINMILL & CO. INC |
13F
|
Company |
—
mixed-class rows
|
2,200
mixed-class rows
|
$35,992 | — | 30 Sep 2025 | |
| Rajeev P. Das |
3/4/5
|
Vice President |
—
class O/S missing
|
2,583
|
$30,428 | — | 05 Apr 2022 |
Institutional Holders of SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (SPE) as of Q4 2025
As of 31 Dec 2025,
SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (SPE) was held by
44 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,013,272 shares.
The largest 10 holders included
Focus Partners Wealth, BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, Shaker Financial Services, LLC, GatePass Capital, LLC, CSS LLC/IL, Advisors Asset Management, Inc., SEVEN MILE ADVISORY, SCOTIA CAPITAL INC., RIVERNORTH CAPITAL MANAGEMENT, LLC, and MORGAN STANLEY.
This page lists
44
institutional shareholders reporting positions in this security
for the Q4 2025 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2025 vs Q3 2025 Across Filers
Q3 2025 holders
41
Q4 2025 holders
44
Holder diff
3
| Investor | Q3 2025 Shares | Q4 2025 Shares | Share Diff | Share Chg % | Q3 2025 Value $ | Q4 2025 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.