SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (SPE)

Q: What does CUSIP 84741T104 represent in this 13F holders report?

CUSIP 84741T104 is the security identifier for SPE - SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share used to aggregate holder disclosures.

Q: How many institutions held SPE - SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share in Q2 2018?

28 institutional investors reported SPE - SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share for Q2 2018. Use the holders table for investor-level position and value details.

CUSIP: 84741T104

Q2 2018 13F Holders as of 30 Jun 2018

Type / Class: Equity / Common Stock, par value $0.001 per share
Shares outstanding: 10,626,898
Total 13F shares: 4,009,171
Share change: -6,880
Total reported value: $60,201,000
Price per share: $15.02
Number of holders: 28
Value change: -$95,485
Number of buys: 8
Number of sells: 11

Quarterly Holders Quick Answers

What is CUSIP 84741T104?
CUSIP 84741T104 identifies SPE - SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share in SEC institutional holdings data.

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Newer quarter: Q3 2018
Previous quarter: Q1 2018

Recent filing periods for CUSIP 84741T104:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of SPE - SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
Relative Value Partners Group, LLC	13F	Company	18%	1,880,554	$27,726,000	—	31 Mar 2018	13F
SIT INVESTMENT ASSOCIATES INC	13F	Company	4.3%	462,206	$6,815,000	—	31 Mar 2018	13F
Shaker Financial Services, LLC	13F	Company	4.2%	442,915	$6,530,000	—	31 Mar 2018	13F
Ancora Advisors LLC	13F	Company	2.8%	302,717	$4,463,000	—	31 Mar 2018	13F
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	13F	Company	2.5%	261,714	$3,858,000	—	31 Mar 2018	13F
CSS LLC/IL	13F	Company	1.8%	192,942	$2,844,000	—	31 Mar 2018	13F
RIVERNORTH CAPITAL MANAGEMENT, LLC	13F	Company	1.1%	121,321	$1,789,000	—	31 Mar 2018	13F
Winning Points Advisors, LLC	13F	Company	0.53%	56,484	$826,000	—	31 Mar 2018	13F
Thomas J. Herzfeld Advisors, Inc.	13F	Company	0.52%	55,548	$819,000	—	31 Mar 2018	13F
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD	13F	Company	0.45%	47,813	$705,000	—	31 Mar 2018	13F
MORGAN STANLEY	13F	Company	0.26%	27,589	$407,000	—	31 Mar 2018	13F
WELLS FARGO & COMPANY/MN	13F	Company	0.2%	21,140	$312,000	—	31 Mar 2018	13F
SCOTIA CAPITAL INC.	13F	Company	0.17%	18,480	$273,000	—	31 Mar 2018	13F
Horizon Kinetics LLC	13F	Company	0.17%	18,454	$272,000	—	31 Mar 2018	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	0.17%	17,862	$263,000	—	31 Mar 2018	13F
NWAM LLC	13F	Company	0.16%	17,369	$256,000	—	31 Mar 2018	13F
Walleye Trading LLC	13F	Company	0.14%	14,746	$217,000	—	31 Mar 2018	13F
UBS Group AG	13F	Company	0.12%	13,097	$193,000	—	31 Mar 2018	13F
Laurion Capital Management LP	13F	Company	0.11%	11,947	$176,000	—	31 Mar 2018	13F
FIRST MANHATTAN CO. LLC.	13F	Company	0.09%	10,000	$147,000	—	31 Mar 2018	13F
CIBC Private Wealth Group LLC	13F	Company	0.05%	5,662	$83,000	—	31 Mar 2018	13F
Advisor Group, Inc.	13F	Company	0.04%	4,288	$63,000	—	31 Mar 2018	13F
Geneos Wealth Management Inc.	13F	Company	0.03%	3,268	$48,000	—	31 Mar 2018	13F
ROYAL BANK OF CANADA	13F	Company	0.03%	2,851	$42,000	—	31 Mar 2018	13F
Chicago Partners Investment Group LLC	13F	Company	0.02%	1,937	$29,000	—	31 Mar 2018	13F
JNBA Financial Advisors	13F	Company	0.01%	750	$11,000	—	31 Mar 2018	13F
Wealthspire Advisors, L.P.	13F	Company	0.01%	731	$11,000	—	31 Mar 2018	13F
Financial Architects, Inc	13F	Company	0.01%	625	$9,000	—	31 Mar 2018	13F
IFP Advisors, Inc	13F	Company	0.01%	544	$8,000	—	31 Mar 2018	13F
BANK OF AMERICA CORP /DE/	13F	Company	0.01%	533	$8,000	—	31 Mar 2018	13F

Institutional Holders of SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (SPE) as of Q2 2018

As of 30 Jun 2018, SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (SPE) was held by 28 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 4,009,171 shares. The largest 10 holders included Relative Value Partners Group, LLC, SIT INVESTMENT ASSOCIATES INC, Shaker Financial Services, LLC, Ancora Advisors, LLC, BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, CSS LLC/IL, RIVERNORTH CAPITAL MANAGEMENT, LLC, Walleye Trading LLC, Winning Points Advisors, LLC, and Thomas J. Herzfeld Advisors, Inc.. This page lists 28 institutional shareholders reporting positions in this security for the Q2 2018 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q2 2018 vs Q1 2018 Across Filers

Q1 2018 holders

Q2 2018 holders

Holder diff

-2

Investor	Q1 2018 Shares	Q2 2018 Shares	Share Diff	Share Chg %	Q1 2018 Value $	Q2 2018 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.