Security key
84741T104
SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (SPE)
CUSIP: 84741T104
Q2 2024 13F Holders as of 30 Jun 2024
- Type / Class
- Equity / Common Stock, par value $0.001 per share
- Shares outstanding
- 10,626,898
- Total 13F shares
- 1,637,503
- Share change
- -1,789,311
- Total reported value
- $21,406,193
- Price per share
- $13.08
- Number of holders
- 37
- Value change
- -$21,648,022
- Number of buys
- 11
- Number of sells
- 19
Report period
Q2 2024
Institutions
37
Top holders
10
SPE full security history
Newer quarter: Q3 2024
Previous quarter: Q1 2024
SPECIAL OPPORTUNITIES FUND, INC. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 84741T104
Recent filing periods:
Top shareholders of SPE - SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Relative Value Partners Group, LLC |
13F
|
Company |
15%
|
1,599,294
|
$19,175,531 | — | 31 Mar 2024 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
3.6%
|
380,554
|
$4,810,203 | — | 31 Mar 2024 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
2.5%
|
261,706
|
$3,307,968 | — | 31 Mar 2024 | |
| CSS LLC/IL |
13F
|
Company |
2.4%
|
258,384
|
$3,265,974 | — | 31 Mar 2024 | |
| MORGAN STANLEY |
13F
|
Company |
1.3%
|
135,931
|
$1,718,177 | — | 31 Mar 2024 | |
| EPIQ PARTNERS, LLC |
13F
|
Company |
1.1%
|
119,435
|
$1,509,658 | — | 31 Mar 2024 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.97%
|
102,759
|
$1,298,874 | — | 31 Mar 2024 | |
| SCOTIA CAPITAL INC. |
13F
|
Company |
0.83%
|
88,137
|
$1,114,052 | — | 31 Mar 2024 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.71%
|
75,457
|
$953,779 | — | 31 Mar 2024 | |
| FIRST MANHATTAN CO. LLC. |
13F
|
Company |
0.32%
|
34,000
|
$429,760 | — | 31 Mar 2024 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.31%
|
32,494
|
$410,724 | — | 31 Mar 2024 | |
| SkyView Investment Advisors, LLC |
13F
|
Company |
0.31%
|
32,490
|
$411,000 | — | 31 Mar 2024 | |
| Ancora Advisors LLC |
13F
|
Company |
0.24%
|
25,500
|
$322,320 | — | 31 Mar 2024 | |
| Matisse Capital |
13F
|
Company |
0.21%
|
22,786
|
$288,015 | — | 31 Mar 2024 | |
| Alpine Global Management, LLC |
13F
|
Company |
0.2%
|
21,424
|
$270,799 | — | 31 Mar 2024 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.17%
|
18,388
|
$232,419 | — | 31 Mar 2024 | |
| Sowell Financial Services LLC |
13F
|
Company |
0.16%
|
17,369
|
$220,000 | — | 31 Mar 2024 | |
| RPO LLC |
13F
|
Company |
0.16%
|
17,158
|
$216,877 | — | 31 Mar 2024 | |
| NWF Advisory Services Inc. |
13F
|
Company |
0.16%
|
16,500
|
$208,560 | — | 31 Mar 2024 | |
| HARBOUR INVESTMENTS, INC. |
13F
|
Company |
0.15%
|
15,924
|
$201,277 | — | 31 Mar 2024 | |
| NBC SECURITIES, INC. |
13F
|
Company |
0.15%
|
15,478
|
$195,000 | — | 31 Mar 2024 | |
| Live Oak Private Wealth LLC |
13F
|
Company |
0.14%
|
14,853
|
$187,742 | — | 31 Mar 2024 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.14%
|
14,644
|
$185,100 | — | 31 Mar 2024 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.14%
|
14,462
|
$182,800 | — | 31 Mar 2024 | |
| PATRON PARTNERS, LLC |
13F
|
Company |
0.13%
|
13,825
|
$174,748 | — | 31 Mar 2024 | |
| BRIGHTON JONES LLC |
13F
|
Company |
0.12%
|
13,246
|
$167,430 | — | 31 Mar 2024 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.11%
|
11,341
|
$131,000 | — | 31 Mar 2024 | |
| NewEdge Advisors, LLC |
13F
|
Company |
0.11%
|
11,200
|
$141,568 | — | 31 Mar 2024 | |
| Dynamic Advisor Solutions LLC |
13F
|
Company |
0.1%
|
10,545
|
$133,289 | — | 31 Mar 2024 | |
| Cresset Asset Management, LLC |
13F
|
Company |
0.09%
|
10,000
|
$126,400 | — | 31 Mar 2024 | |
| UBS Group AG |
13F
|
Company |
0.07%
|
7,283
|
$92,057 | — | 31 Mar 2024 | |
| Crewe Advisors LLC |
13F
|
Company |
0.07%
|
6,970
|
$88,101 | — | 31 Mar 2024 | |
| TUCKER ASSET MANAGEMENT LLC |
13F
|
Company |
0.03%
|
2,692
|
$34,027 | — | 31 Mar 2024 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.02%
|
2,370
|
$30,000 | — | 31 Mar 2024 | |
| WINMILL & CO. INC |
13F
|
Company |
0.02%
|
2,000
|
$25,280 | — | 31 Mar 2024 | |
| BESSEMER GROUP INC |
13F
|
Company |
0%
|
176
|
$2,000 | — | 31 Mar 2024 | |
| CVA Family Office, LLC |
13F
|
Company |
0%
|
39
|
$493 | — | 31 Mar 2024 | |
| Gerald Hellerman |
3/4/5
|
Director |
—
class O/S missing
|
43,584
|
$513,420 | — | 05 Apr 2022 | |
| Ben H. Harris |
3/4/5
|
Director |
—
class O/S missing
|
14,075
|
$165,804 | — | 11 May 2021 | |
| Marc Lunder |
3/4/5
|
Director |
—
mixed-class rows
|
10,459
mixed-class rows
|
$134,127 | — | 27 Jan 2022 | |
| Rajeev P. Das |
3/4/5
|
Vice President |
—
class O/S missing
|
2,583
|
$30,428 | — | 05 Apr 2022 |
Institutional Holders of SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (SPE) as of Q2 2024
As of 30 Jun 2024,
SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (SPE) was held by
37 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,637,503 shares.
The largest 10 holders included
RIVERNORTH CAPITAL MANAGEMENT, LLC, BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, CSS LLC/IL, MORGAN STANLEY, SCOTIA CAPITAL INC., EPIQ PARTNERS, LLC, Shaker Financial Services, LLC, FIRST MANHATTAN CO. LLC., RAYMOND JAMES & ASSOCIATES, and SkyView Investment Advisors, LLC.
This page lists
37
institutional shareholders reporting positions in this security
for the Q2 2024 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2024 vs Q1 2024 Across Filers
Q1 2024 holders
37
Q2 2024 holders
37
Holder diff
0
| Investor | Q1 2024 Shares | Q2 2024 Shares | Share Diff | Share Chg % | Q1 2024 Value $ | Q2 2024 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.