Security key
84741T104
SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (SPE)
CUSIP: 84741T104
Q4 2016 13F Holders as of 31 Dec 2016
- Security type / class
- Equity / Common Stock, par value $0.001 per share
- Total 13F shares
- 3,628,836
- Total 13F value
- $49,536,000
- Share change
- -699,727
- SEC-reported price per share
- $13.65
- Number of holders
- 29
- Value change
- -$9,656,992
- Number of buys
- 6
- Number of sells
- 22
- Shares outstanding
- 10,626,898
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q4 2016
Institutions
29
Top holders
10
SPE full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q1 2017
Previous quarter: Q3 2016
SPECIAL OPPORTUNITIES FUND, INC. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 84741T104
Recent filing periods:
Ownership snapshot
Top reported holders of SPE - SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Relative Value Partners G...
Disclosed value leader
Relative Value Partners G...
Comparable rows
15/15
Latest evidence
30 Sep 2016
13F
Lead comparable stake: 20%
Showing 1-6 of 15 holder rows.
Quick read
Relative Value Partners Group, LLC leads the comparable SEC ownership view at 20%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Relative Value Partners Group, LLC's linked filing trail.
Comparable ownership
Top 5
Relative Value Partners Group, LLC
20%
SIT INVESTMENT ASSOCIATES INC
4.3%
Ancora Advisors LLC
3.2%
BLUE BELL PRIVATE WEALTH MANAGEME...
2.6%
CSS LLC/IL
2.1%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Relative Value Partners Group, LLC |
13F
Company
|
20%
|
$32,115,000
2,153,922 shares
|
— | 30 Sep 2016 |
| SIT INVESTMENT ASSOCIATES INC |
13F
Company
|
4.3%
|
$6,829,000
458,025 shares
|
— | 30 Sep 2016 |
| Ancora Advisors LLC |
13F
Company
|
3.2%
|
$5,032,000
337,472 shares
|
— | 30 Sep 2016 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
Company
|
2.6%
|
$4,048,000
271,487 shares
|
— | 30 Sep 2016 |
| CSS LLC/IL |
13F
Company
|
2.1%
|
$3,359,000
225,282 shares
|
— | 30 Sep 2016 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
Company
|
2.1%
|
$3,342,000
224,157 shares
|
— | 30 Sep 2016 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2016
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
29
Shares
3,628,836
Rows available
29
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
29
Q4 2016 holders
29
Holder diff
0
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 value | Q4 2016 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend