SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (SPE)

Q: What does CUSIP 84741T104 represent in this 13F holders report?

CUSIP 84741T104 is the security identifier for SPE - SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share used to aggregate holder disclosures.

Q: How many institutions held SPE - SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share in Q3 2016?

29 institutional investors reported SPE - SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share for Q3 2016. Use the holders table for investor-level position and value details.

CUSIP: 84741T104

Q3 2016 13F Holders as of 30 Sep 2016

Type / Class: Equity / Common Stock, par value $0.001 per share
Shares outstanding: 10,626,898
Total 13F shares: 4,304,322
Share change: +82,198
Total reported value: $64,176,000
Price per share: $14.91
Number of holders: 29
Value change: +$1,255,562
Number of buys: 8
Number of sells: 14

Quarterly Holders Quick Answers

What is CUSIP 84741T104?
CUSIP 84741T104 identifies SPE - SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share in SEC institutional holdings data.

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Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q4 2016
Previous quarter: Q2 2016

Recent filing periods for CUSIP 84741T104:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of SPE - SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
Relative Value Partners Group, LLC	13F	Company	20%	2,076,128	$28,547,000	—	30 Jun 2016	13F
SIT INVESTMENT ASSOCIATES INC	13F	Company	4.3%	458,025	$6,298,000	—	30 Jun 2016	13F
Ancora Advisors LLC	13F	Company	3.1%	331,718	$4,561,000	—	30 Jun 2016	13F
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	13F	Company	2.8%	293,662	$4,038,000	—	30 Jun 2016	13F
CSS LLC/IL	13F	Company	2%	211,927	$2,914,000	—	30 Jun 2016	13F
RIVERNORTH CAPITAL MANAGEMENT, LLC	13F	Company	1.6%	172,332	$2,370,000	—	30 Jun 2016	13F
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD	13F	Company	1.3%	141,894	$1,951,000	—	30 Jun 2016	13F
Horizon Kinetics LLC	13F	Company	0.95%	100,940	$1,387,000	—	30 Jun 2016	13F
Thomas J. Herzfeld Advisors, Inc.	13F	Company	0.84%	89,547	$1,231,000	—	30 Jun 2016	13F
Shaker Financial Services, LLC	13F	Company	0.79%	83,484	$1,148,000	—	30 Jun 2016	13F
MORGAN STANLEY	13F	Company	0.76%	80,555	$1,107,000	—	30 Jun 2016	13F
ANCORA PRIVATE WEALTH ADVISORS, LLC	13F	Company	0.24%	25,063	$345,000	—	30 Jun 2016	13F
WELLS FARGO & COMPANY/MN	13F	Company	0.22%	23,360	$321,000	—	30 Jun 2016	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	0.22%	23,026	$317,000	—	30 Jun 2016	13F
NWAM LLC	13F	Company	0.16%	17,369	$239,000	—	30 Jun 2016	13F
FIRST FOUNDATION ADVISORS	13F	Company	0.16%	16,744	$230,000	—	30 Jun 2016	13F
MSI Financial Services Inc	13F	Company	0.12%	13,259	$182,000	—	30 Jun 2016	13F
BANK OF AMERICA CORP /DE/	13F	Company	0.09%	10,015	$138,000	—	30 Jun 2016	13F
FIRST MANHATTAN CO. LLC.	13F	Company	0.09%	9,435	$129,000	—	30 Jun 2016	13F
CITIGROUP INC	13F	Company	0.07%	7,117	$98,000	—	30 Jun 2016	13F
UBS Group AG	13F	Company	0.06%	6,027	$83,000	—	30 Jun 2016	13F
IFP Advisors, Inc	13F	Company	0.05%	5,817	$80,000	—	30 Jun 2016	13F
ADVENT CAPITAL MANAGEMENT /DE/	13F	Company	0.05%	5,000	$69,000	—	30 Jun 2016	13F
Geneos Wealth Management Inc.	13F	Company	0.03%	3,389	$46,000	—	30 Jun 2016	13F
Livingston Group Asset Management CO (operating as Southport Capital Management)	13F	Company	0.03%	2,719	$37,000	—	30 Jun 2016	13F
ROYAL BANK OF CANADA	13F	Company	0.02%	2,629	$37,000	—	30 Jun 2016	13F
Financial Architects, Inc	13F	Company	0.02%	2,643	$36,000	—	30 Jun 2016	13F
Chicago Partners Investment Group LLC	13F	Company	0.02%	2,361	$32,000	—	30 Jun 2016	13F
Wealthspire Advisors, L.P.	13F	Company	0.02%	1,759	$24,000	—	30 Jun 2016	13F
THRIVENT FINANCIAL FOR LUTHERANS	13F	Company	0.01%	1,110	$16,000	—	30 Jun 2016	13F
Advisor Group, Inc.	13F	Company	0%	200	$2,000	—	30 Jun 2016	13F

Institutional Holders of SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (SPE) as of Q3 2016

As of 30 Sep 2016, SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (SPE) was held by 29 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 4,304,322 shares. The largest 10 holders included Relative Value Partners Group, LLC, SIT INVESTMENT ASSOCIATES INC, Ancora Advisors, LLC, BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, CSS LLC/IL, RIVERNORTH CAPITAL MANAGEMENT, LLC, FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD, Horizon Kinetics LLC, Thomas J. Herzfeld Advisors, Inc., and Hilton Capital Management, LLC. This page lists 29 institutional shareholders reporting positions in this security for the Q3 2016 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q3 2016 vs Q2 2016 Across Filers

Q2 2016 holders

Q3 2016 holders

Holder diff

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Investor	Q2 2016 Shares	Q3 2016 Shares	Share Diff	Share Chg %	Q2 2016 Value $	Q3 2016 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.