Q3 2016 13F Holders as of 30 Sep 2016
-
Type / Class
-
Equity / COMMON SHARES
-
Shares outstanding
-
10,583,246
-
Number of holders
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29
-
Total 13F shares, excl. options
-
4,304,322
-
Shares change
-
+82,198
-
Total reported value, excl. options
-
$64,176,000
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Value change
-
+$1,255,562
-
Number of buys
-
8
-
Number of sells
-
-14
-
Price
-
$14.91
Significant Holders of SPECIAL OPPORTUNITIES FUND, INC. - COMMON SHARES (SPE) as of Q3 2016
32 filings reported holding SPE - SPECIAL OPPORTUNITIES FUND, INC. - COMMON SHARES as of Q3 2016.
SPECIAL OPPORTUNITIES FUND, INC. - COMMON SHARES (SPE) has 29 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 4,304,322 shares
of 10,583,246 outstanding shares and own 40.7% of the company stock.
Largest 10 shareholders include Relative Value Partners Group, LLC (2,153,922 shares), SIT INVESTMENT ASSOCIATES INC (458,025 shares), Ancora Advisors, LLC (337,472 shares), BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC (271,487 shares), CSS LLC/IL (225,282 shares), RIVERNORTH CAPITAL MANAGEMENT, LLC (224,157 shares), FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD (110,541 shares), Horizon Kinetics LLC (95,990 shares), Thomas J. Herzfeld Advisors, Inc. (89,267 shares), and Hilton Capital Management, LLC (81,800 shares).
This table shows the top 29 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.