Q3 2016 13F Holders as of 9/30/2016
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Type / Class
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Equity / COMMON SHARES
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Shares outstanding
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10.6M
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Number of holders
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29
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Total 13F shares, excl. options
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4.3M
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Shares change
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+82.2K
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Total reported value, excl. options
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$64.2M
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Value change
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+$1.26M
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Number of buys
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8
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Number of sells
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-14
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Price
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$14.91
Significant Holders of SPECIAL OPPORTUNITIES FUND, INC. - COMMON SHARES (SPE) as of Q3 2016
32 filings reported holding SPE - SPECIAL OPPORTUNITIES FUND, INC. - COMMON SHARES as of Q3 2016.
SPECIAL OPPORTUNITIES FUND, INC. - COMMON SHARES (SPE) has 29 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 4.3M shares
of 10.6M outstanding shares and own 40.67% of the company stock.
Largest 10 shareholders include Relative Value Partners Group, LLC (2.15M shares), SIT INVESTMENT ASSOCIATES INC (458K shares), Ancora Advisors, LLC (337K shares), BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC (271K shares), CSS LLC/IL (225K shares), RIVERNORTH CAPITAL MANAGEMENT, LLC (224K shares), FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD (111K shares), Horizon Kinetics LLC (96K shares), Thomas J. Herzfeld Advisors, Inc. (89.3K shares), and Hilton Capital Management, LLC (81.8K shares).
This table shows the top 29 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.