Latest Period
Q1 2026
Security Snapshot
RIVERNORTH OPPORTUNITIES FUND, INC. - Common Stock (RIV) Institutional Ownership
CUSIP: 76881Y109
13F Institutional Holders and Ownership History from Q4 2015 to Q1 2026
Institutions Reporting
57
Shares (Excl. Options)
9,683,337
Price
$11.10
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- Security type / class
- Equity / Common Stock
- Symbol
- RIV on NYSE
- All holders as of 31 Mar 2026
- Q1 2026
- Total 13F shares
- 9,683,337
- Total 13F value
- $107,503,765
- Portfolio coverage rank
- 0%
- Share change
- -411,589
- Value change
- -$4,706,581
- Number of holders
- 57
- Shares outstanding
- 27,445,162
- SEC-reported price per share
- $11.66
- Insider filing price
- $11.66
Latest holder snapshot
5 signals
Issuer context
Names, identifiers, and filing context for this profile.
3 identity fields
13F Shares, Excluding Options vs Price
13F Value, Excluding Options
Total Investors
Key facts
- RIV - RIVERNORTH OPPORTUNITIES FUND, INC. - Common Stock is tracked under CUSIP 76881Y109.
- 57 institutions reported positions in Q1 2026.
- 2 significant owners is listed from Schedule 13D/13G reporting.
Change
- Holder count moved from 58 to 57 between Q4 2025 and Q1 2026.
- SEC-reported value moved from $118,691,034 to $107,503,765.
Research use
- You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
- 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.
Evidence
Source: SEC Form 13F
Open SEC evidence
Latest holder context comes from 57 institutions filings for Q1 2026.
Security key
76881Y109
Latest holder period
Q1 2026
13F holders
57
13D/G owners
2
CIK / CUSIP context first
Open Q1 2026 holders
RIV full holder history
RIVERNORTH OPPORTUNITIES FUND, INC. SEC filings
RIVERNORTH OPPORTUNITIES FUND, INC. insider transactions
Broader feeds
Recent Quarterly Holder Reports
Open recent reporting periods for CUSIP 76881Y109:
13D/G owners
Significant owners
Large-stake holder rows connected to Schedule 13D/G evidence.
Rows
2
Security
RIV
| Filer | Ownership | Change % | Holdings Value | Net Change | Nb Shares | Change % | Reporting Name | Report Period |
|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | 10% | $34,580,904 | 2,881,742 | Sit Investment Associates, Inc. | 31 Oct 2025 | |||
| MORGAN STANLEY | 8.2% | $20,391,036 | 1,768,520 | Morgan Stanley | 31 Mar 2025 |
As of 31 Mar 2026, 57 institutional investors reported holding 9,683,337 shares of RIVERNORTH OPPORTUNITIES FUND, INC. - Common Stock (RIV). This represents 35% of the company’s total 27,445,162 outstanding shares.
13F concentration
Top 25 institutional shareholders
Largest 13F positions for this security by reported shares and value.
Top holder share
33%
| Institution | Ownership % | Shares Held | Share Change % | Portfolio % | Holdings Value |
|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | 9.1% | 2,498,022 | -9.9% | 0.56% | $27,728,000 |
| MORGAN STANLEY | 6.9% | 1,892,996 | +9.3% | 0% | $21,012,261 |
| Penserra Capital Management LLC | 2.7% | 746,374 | +12% | 0.1% | $8,284,000 |
| LPL Financial LLC | 1.9% | 534,673 | +6.7% | 0% | $5,934,872 |
| Arete Wealth Advisors, LLC | 1.6% | 437,265 | +16% | 0.36% | $4,866,746 |
| BANK OF AMERICA CORP /DE/ | 1.2% | 322,246 | +3.5% | 0% | $3,576,926 |
| WELLS FARGO & COMPANY/MN | 1.1% | 291,252 | +5.2% | 0% | $3,232,892 |
| ABSOLUTE INVESTMENT ADVISERS, LLC | 1% | 274,406 | -29% | 0.36% | $3,045,907 |
| Yakira Capital Management, Inc. | 0.97% | 267,206 | -40% | 0.87% | $2,965,987 |
| ROYAL BANK OF CANADA | 0.75% | 205,141 | +3.6% | 0% | $2,277,000 |
| ENVESTNET ASSET MANAGEMENT INC | 0.63% | 172,618 | -6.6% | 0% | $1,916,060 |
| Everstar Asset Management, LLC | 0.61% | 168,526 | +24% | 1% | $1,870,642 |
| PRINCIPAL SECURITIES, INC. | 0.6% | 164,103 | -6.7% | 0.03% | $1,821,543 |
| Tennessee Valley Asset Management Partners | 0.48% | 131,124 | -4.9% | 0.19% | $1,455,476 |
| Baird Financial Group, Inc. | 0.45% | 122,676 | +1.6% | 0% | $1,361,704 |
| Quarry LP | 0.44% | 119,886 | -22% | 0.27% | $1,330,735 |
| Marks Group Wealth Management, Inc | 0.39% | 107,869 | -6.5% | 0.12% | $1,197,346 |
| OSAIC HOLDINGS, INC. | 0.37% | 102,701 | -14% | 0% | $1,139,989 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 0.32% | 86,686 | -1.3% | 0.05% | $962,221 |
| NOMURA HOLDINGS INC | 0.31% | 83,864 | 0% | 0.01% | $930,890 |
| Opal Wealth Advisors, LLC | 0.25% | 68,577 | -1.8% | 0.17% | $761,205 |
| Allworth Financial LP | 0.24% | 64,628 | +25% | 0% | $717,371 |
| STIFEL FINANCIAL CORP | 0.22% | 61,646 | -29% | 0% | $684,276 |
| Shaker Financial Services, LLC | 0.22% | 61,335 | +59% | 0.24% | $680,819 |
| RAYMOND JAMES FINANCIAL INC | 0.22% | 59,889 | +0.3% | 0% | $664,763 |
Quarter history
Institutional holders across reporting periods
Holder count, reported shares/value, and median price by quarter.
Periods
42
Latest
Q1 2026
Rows shown
1-25 of 42
| Period | 13F Shares, Excl. Options | Value, Excl. Options | Value Change | Price (Median) | Investors |
|---|---|---|---|---|---|
| 2026 Q1 | 9,683,337 | $107,503,765 | -$4,706,581 | $11.10 | 57 |
| 2025 Q4 | 10,105,926 | $118,691,034 | +$49,043,014 | $11.74 | 58 |
| 2025 Q3 | 5,898,449 | $70,823,119 | +$9,763,765 | $12.00 | 52 |
| 2025 Q2 | 5,114,194 | $62,696,992 | +$547,246 | $12.26 | 48 |
| 2025 Q1 | 4,942,139 | $58,202,269 | +$1,289,968 | $11.79 | 46 |
| 2024 Q4 | 5,019,951 | $57,685,309 | +$1,484,798 | $11.49 | 48 |
| 2024 Q3 | 4,867,516 | $62,889,951 | -$1,947,703 | $12.92 | 44 |
| 2024 Q2 | 4,960,410 | $60,768,944 | +$455,980 | $12.25 | 48 |
| 2024 Q1 | 4,938,823 | $59,168,132 | -$504,933 | $12.04 | 52 |
| 2023 Q4 | 5,002,700 | $55,012,786 | +$3,193,917 | $10.99 | 53 |
| 2023 Q3 | 4,610,113 | $48,452,318 | -$1,033,524 | $10.51 | 42 |
| 2023 Q2 | 4,695,700 | $53,721,152 | +$1,851,460 | $11.44 | 46 |
| 2023 Q1 | 4,522,395 | $51,356,983 | +$1,765,229 | $11.36 | 47 |
| 2022 Q4 | 4,098,008 | $50,312,047 | +$16,925,585 | $12.28 | 39 |
| 2022 Q3 | 2,720,022 | $33,130,000 | +$1,598,264 | $12.18 | 31 |
| 2022 Q2 | 2,574,326 | $36,332,000 | -$2,546,658 | $14.12 | 31 |
| 2022 Q1 | 2,712,463 | $43,315,000 | -$10,734,216 | $15.97 | 34 |
| 2021 Q4 | 3,385,205 | $53,985,000 | +$21,618,233 | $15.95 | 40 |
| 2021 Q3 | 2,056,367 | $34,956,000 | +$2,067,099 | $17.00 | 32 |
| 2021 Q2 | 1,947,242 | $35,753,000 | +$4,540,287 | $18.36 | 27 |
| 2021 Q1 | 1,700,928 | $29,665,488 | -$1,087,770 | $17.44 | 29 |
| 2020 Q4 | 1,754,251 | $28,242,000 | +$119,879 | $16.10 | 23 |
| 2020 Q3 | 1,750,336 | $25,089,000 | +$93,838 | $14.33 | 24 |
| 2020 Q2 | 1,742,212 | $25,853,000 | +$379,124 | $14.84 | 22 |
| 2020 Q1 | 1,740,185 | $21,614,000 | -$3,838,380 | $12.42 | 28 |