| Filer | Ownership | Change % | Holdings Value | Net Change | Nb Shares | Change % | Reporting Name | Report Period |
|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | 10% | $34,580,904 | 2,881,742 | Sit Investment Associates, Inc. | 31 Oct 2025 | |||
| MORGAN STANLEY | 8.2% | $20,391,036 | 1,768,520 | Morgan Stanley | 31 Mar 2025 |
As of 30 Sep 2025, 52 institutional investors reported holding 5,898,449 shares of RIVERNORTH OPPORTUNITIES FUND, INC. - Common Stock (RIV). This represents 21% of the company’s total 27,445,162 outstanding shares.
The largest institutional shareholders of RIVERNORTH OPPORTUNITIES FUND, INC. - Common Stock (RIV) together control 20% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.
| Institution | Ownership % | Shares Held | Share Change % | Portfolio % | Holdings Value |
|---|---|---|---|---|---|
| MORGAN STANLEY | 6.5% | 1,781,210 | +0.83% | 0% | $21,374,521 |
| Penserra Capital Management LLC | 2.2% | 603,150 | +2.5% | 0.09% | $7,237,000 |
| LPL Financial LLC | 1.9% | 516,130 | +16% | 0% | $6,193,556 |
| WELLS FARGO & COMPANY/MN | 0.93% | 256,548 | -0.51% | 0% | $3,078,573 |
| ENVESTNET ASSET MANAGEMENT INC | 0.7% | 192,713 | +1.6% | 0% | $2,312,556 |
| ROYAL BANK OF CANADA | 0.69% | 190,636 | -5.3% | 0% | $2,288,000 |
| SIT INVESTMENT ASSOCIATES INC | 0.68% | 187,901 | 0.05% | $2,255,000 | |
| PRINCIPAL SECURITIES, INC. | 0.67% | 183,706 | +0.61% | 0.04% | $2,204,472 |
| Tennessee Valley Asset Management Partners | 0.53% | 145,438 | +5.7% | 0.24% | $1,745,257 |
| STIFEL FINANCIAL CORP | 0.46% | 127,037 | +36% | 0% | $1,524,443 |
| BOOTHBAY FUND MANAGEMENT, LLC | 0.44% | 120,500 | 0.04% | $1,446,000 | |
| Alpine Global Management, LLC | 0.43% | 118,000 | 0.36% | $1,416,000 | |
| Everstar Asset Management, LLC | 0.42% | 115,565 | +11% | 0.79% | $1,386,781 |
| Marks Group Wealth Management, Inc | 0.42% | 115,399 | 0% | 0.13% | $1,384,788 |
| Baird Financial Group, Inc. | 0.42% | 114,652 | +1.6% | 0% | $1,375,824 |
| OSAIC HOLDINGS, INC. | 0.41% | 113,644 | +11% | 0% | $1,406,146 |
| NOMURA HOLDINGS INC | 0.36% | 100,000 | 0.01% | $1,200,000 | |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 0.32% | 88,167 | +0.09% | 0.07% | $1,058,010 |
| Quarry LP | 0.28% | 78,000 | 0.23% | $936,000 | |
| RAYMOND JAMES FINANCIAL INC | 0.24% | 67,217 | +6.3% | 0% | $806,604 |
| Balyasny Asset Management L.P. | 0.21% | 58,603 | 0% | $703,236 | |
| NWF Advisory Services Inc. | 0.21% | 57,027 | +1.4% | 0.08% | $684,324 |
| Advisor OS, LLC | 0.19% | 53,473 | -0.36% | 0.06% | $641,676 |
| OPPENHEIMER & CO INC | 0.18% | 50,265 | +16% | 0.01% | $603,180 |
| Allworth Financial LP | 0.18% | 49,455 | +5% | 0% | $593,460 |
| Period | Reported Shares, Excl. Options | Value, Excl. Options | Value Change | Price (Median) | Investors |
|---|---|---|---|---|---|
| 2025 Q4 | 6,496,337 | $76,316,368 | +$42,361,086 | $11.74 | 41 |
| 2025 Q3 | 5,898,449 | $70,823,119 | +$9,763,765 | $12.00 | 52 |
| 2025 Q2 | 5,114,194 | $62,696,992 | +$547,246 | $12.26 | 48 |
| 2025 Q1 | 4,942,139 | $58,202,269 | +$1,289,968 | $11.79 | 46 |
| 2024 Q4 | 5,019,951 | $57,685,309 | +$1,484,798 | $11.49 | 48 |
| 2024 Q3 | 4,867,516 | $62,889,951 | -$1,947,703 | $12.92 | 44 |
| 2024 Q2 | 4,960,410 | $60,768,944 | +$455,980 | $12.25 | 48 |
| 2024 Q1 | 4,938,823 | $59,168,132 | -$504,933 | $12.04 | 52 |
| 2023 Q4 | 5,002,700 | $55,012,786 | +$3,193,917 | $10.99 | 53 |
| 2023 Q3 | 4,610,113 | $48,452,318 | -$1,033,524 | $10.51 | 42 |
| 2023 Q2 | 4,695,700 | $53,721,152 | +$1,851,460 | $11.44 | 46 |
| 2023 Q1 | 4,522,395 | $51,356,983 | +$1,765,229 | $11.36 | 47 |
| 2022 Q4 | 4,098,008 | $50,312,047 | +$16,925,585 | $12.28 | 39 |
| 2022 Q3 | 2,720,022 | $33,130,000 | +$1,598,264 | $12.18 | 31 |
| 2022 Q2 | 2,574,326 | $36,332,000 | -$2,546,658 | $14.12 | 31 |
| 2022 Q1 | 2,712,463 | $43,315,000 | -$10,734,216 | $15.97 | 34 |
| 2021 Q4 | 3,385,205 | $53,985,000 | +$21,618,233 | $15.95 | 40 |
| 2021 Q3 | 2,056,367 | $34,956,000 | +$2,067,099 | $17.00 | 32 |
| 2021 Q2 | 1,947,242 | $35,753,000 | +$4,540,287 | $18.36 | 27 |
| 2021 Q1 | 1,700,928 | $29,665,488 | -$1,087,770 | $17.44 | 29 |
| 2020 Q4 | 1,754,251 | $28,242,000 | +$119,879 | $16.10 | 23 |
| 2020 Q3 | 1,750,336 | $25,089,000 | +$93,838 | $14.33 | 24 |
| 2020 Q2 | 1,742,212 | $25,853,000 | +$379,124 | $14.84 | 22 |
| 2020 Q1 | 1,740,185 | $21,614,000 | -$3,838,380 | $12.42 | 28 |
| 2019 Q4 | 2,006,367 | $32,748,000 | +$15,336,204 | $16.32 | 26 |
| 2019 Q3 | 897,662 | $15,487,000 | +$3,212,145 | $17.28 | 22 |
| 2019 Q2 | 711,463 | $12,126,000 | -$1,145,687 | $17.04 | 20 |
| 2019 Q1 | 781,137 | $12,889,000 | -$976,958 | $16.50 | 22 |
| 2018 Q4 | 840,573 | $13,658,000 | +$4,965,285 | $16.25 | 21 |
| 2018 Q3 | 531,543 | $9,971,000 | +$2,521,334 | $18.75 | 18 |
| 2018 Q2 | 396,249 | $8,167,000 | -$501,896 | $20.61 | 14 |
| 2018 Q1 | 420,917 | $8,564,000 | -$4,975,293 | $20.34 | 13 |
| 2017 Q4 | 668,240 | $13,429,000 | +$7,420,083 | $20.02 | 21 |
| 2017 Q3 | 295,618 | $6,100,000 | -$2,870,674 | $20.60 | 12 |
| 2017 Q2 | 436,802 | $8,722,000 | +$1,115,516 | $19.97 | 10 |
| 2017 Q1 | 380,910 | $7,473,000 | +$2,986,014 | $19.62 | 9 |
| 2016 Q4 | 229,233 | $4,331,000 | +$316,205 | $18.89 | 9 |
| 2016 Q3 | 151,042 | $2,998,000 | -$21,816 | $19.85 | 8 |
| 2016 Q2 | 155,686 | $2,953,000 | +$1,694,436 | $18.97 | 7 |
| 2016 Q1 | 66,860 | $1,216,000 | +$1,191,000 | $18.18 | 4 |
| 2015 Q4 | 1,240 | $25,000 | +$25,000 | $20.16 | 1 |