Q3 2017 13F Holders as of 30 Sep 2017
-
Type / Class
-
Equity / Common Stock
-
Shares outstanding
-
27,445,162
-
Number of holders
-
12
-
Total 13F shares, excl. options
-
295,618
-
Shares change
-
-141,184
-
Total reported value, excl. options
-
$6,100,000
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Value change
-
-$2,870,674
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Number of buys
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10
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Number of sells
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4
-
Price
-
$20.60
Institutional Holders of RIVERNORTH OPPORTUNITIES FUND, INC. - Common Stock (RIV) as of Q3 2017
As of 30 Sep 2017 RIVERNORTH OPPORTUNITIES FUND, INC. - Common Stock (RIV) had 12 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions held a total of 295,618 shares of stock of the company.
Largest 10 holders included WELLS FARGO & COMPANY/MN, WSFS CAPITAL MANAGEMENT, LLC, RAYMOND JAMES & ASSOCIATES, UBS Group AG, NOMURA HOLDINGS INC, CWA Asset Management Group, LLC, ROYAL BANK OF CANADA, SIT INVESTMENT ASSOCIATES INC, LADENBURG THALMANN FINANCIAL SERVICES INC., and MORGAN STANLEY.
This table shows 12 institutional shareholders of the security as of 30 Sep 2017.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.