RIVERNORTH OPPORTUNITIES FUND, INC. - Common Stock (RIV)

Q3 2017 13F Holders as of 30 Sep 2017

Type / Class
Equity / Common Stock
Shares outstanding
27,445,162
Total 13F shares
295,618
Share change
-141,184
Total reported value
$6,100,000
Price per share
$20.60
Number of holders
12
Value change
-$2,870,674
Number of buys
10
Number of sells
4

Institutional Holders of RIVERNORTH OPPORTUNITIES FUND, INC. - Common Stock (RIV) as of Q3 2017

As of 30 Sep 2017, RIVERNORTH OPPORTUNITIES FUND, INC. - Common Stock (RIV) was held by 12 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 295,618 shares. The largest 10 holders included WELLS FARGO & COMPANY/MN, WSFS CAPITAL MANAGEMENT, LLC, RAYMOND JAMES & ASSOCIATES, UBS Group AG, NOMURA HOLDINGS INC, CWA Asset Management Group, LLC, ROYAL BANK OF CANADA, SIT INVESTMENT ASSOCIATES INC, LADENBURG THALMANN FINANCIAL SERVICES INC., and MORGAN STANLEY. This page lists 12 institutional shareholders reporting positions in this security for the Q3 2017 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.