Insider Transactions Reported by 23 Insiders of RIVERNORTH OPPORTUNITIES FUND, INC.

Symbol
RIV, RIV-PA on NYSE
Location
West Palm Beach, FL

There are no Buy or Sell transactions made by insiders since 13 Mar 2025

RIVERNORTH OPPORTUNITIES FUND, INC. executives and other stock owners filed with the SEC include:

Name Relationship Holdings Value Past Year Net Change Change % Report Date
RiverNorth Strategic Holdings, LLC Holding Co $11,821,403 10 Oct 2025
Patrick W. Galley President, Director $3,951,809 10 Oct 2025
Stephen A. O'Neill Portfolio Manager $1,132,475 10 Oct 2025
Jerry Raio Director $100,528 10 Oct 2025
J. Wayne Hutchens Director $86,325 08 Nov 2022
David Swanson Director $15,301 15 Nov 2021
RIVERNORTH CAPITAL MANAGEMENT, LLC Adviser $0 22 Nov 2024
Brian H. Schmucker Officer of Subadviser 04 Jun 2021
Patrick D. Buchanan Treasurer 30 Sep 2022
Andrew P. Meloni Assistant Treasurer 30 Sep 2022
RiverNorth Financial Holdings, LLC Affiliate of the Adviser 18 Sep 2025
John S. Oakes Director 31 Jul 2021
Troy A. Duran Officer of Investment Adviser 30 Sep 2022
Allen French Assistant Secretary 30 Sep 2022
Laton Spahr President of the Adviser 30 Sep 2022
Lisa B. Mougin Director 08 Nov 2022
Kathryn Burns Treasurer 30 Sep 2022
Andrea E. Kuchli Assistant Secretary 30 Sep 2022
William R. Parmentier Jr. Officer of Investment Adviser 30 Sep 2022
ALPS ADVISORS INC Investment Adviser 30 Sep 2022
Erich Rettinger Treasurer 30 Sep 2022
Robert Douglas McClure Treasurer 30 Sep 2022
Matthew Sutula Chief Compliance Officer 30 Sep 2022

Recent Insider Transactions by Companies or Individuals for RIVERNORTH OPPORTUNITIES FUND, INC.

Insider Symbol Class Transaction % Value $ * Price $ Shares Shares Owned Date Ownership
Stephen A. O'Neill RIV Common Shares of Beneficial Interest Other 18.8% 15,000 94,768 10 Oct 2025 Direct
Jerry Raio RIV Common Shares of Beneficial Interest Other 83.7% 3,834 8,412 10 Oct 2025 Direct
RiverNorth Strategic Holdings, LLC RIV Common Stock Other 33.3% 25,599 102,395 10 Oct 2025 Direct
Patrick W. Galley RIV Common Shares of Beneficial Interest Other 51.4% 112,213 330,695 10 Oct 2025 Direct
Rivernorth Capital Management, Llc RIV Common Shares of Beneficial Interest Other -100% -76,796 0 22 Nov 2024 Direct
Rivernorth Capital Management, Llc RIV Common Shares of Beneficial Interest Award 16.4% 12,608 89,368 27 Dec 2023 Direct
Rivernorth Capital Management, Llc RIV Common Shares of Beneficial Interest Award 12.7% 8,674 76,760 14 Dec 2023 Direct
Rivernorth Capital Management, Llc RIV Common Shares of Beneficial Interest Award 0.89% 600 68,086 08 Dec 2023 Direct
Rivernorth Capital Management, Llc RIV Common Shares of Beneficial Interest Award 0.43% 292 67,486 07 Dec 2023 Direct
Rivernorth Capital Management, Llc RIV Common Shares of Beneficial Interest Award 1.59% 1,053 67,194 04 Dec 2023 Direct
Rivernorth Capital Management, Llc RIV Common Shares of Beneficial Interest Award 0.07% 47 66,141 01 Dec 2023 Direct
Rivernorth Capital Management, Llc RIV Common Shares of Beneficial Interest Award 23.1% 12,400 66,094 21 Nov 2023 Direct
Rivernorth Capital Management, Llc RIV Common Shares of Beneficial Interest Award 39.6% 15,245 53,694 20 Nov 2023 Direct
Rivernorth Capital Management, Llc RIV Common Shares of Beneficial Interest Award 88.9% 18,094 38,449 17 Nov 2023 Direct
Jerry Raio RIV Common Shares of Beneficial Interest Purchase 166.7% $24,350 $9.74 2,500 4,000 27 Oct 2023 Direct
Rivernorth Capital Management, Llc RIV Common Shares of Beneficial Interest Award 4.71% 916 20,355 02 Jun 2023 Direct
Rivernorth Capital Management, Llc RIV Common Shares of Beneficial Interest Award 30.5% 4,539 19,439 12 May 2023 Direct
Rivernorth Capital Management, Llc RIV Common Shares of Beneficial Interest Award 5.14% 728 14,900 11 May 2023 Direct
Rivernorth Capital Management, Llc RIV Common Shares of Beneficial Interest Award 12.7% 1,600 14,172 10 May 2023 Direct
Jerry Raio RIV Common Shares of Beneficial Interest Purchase $17,325 $11.55 1,500 1,500 10 Apr 2023 Direct
Patrick W. Galley RIV Common Shares of Beneficial Interest Purchase 17.4% 41,899 282,018 15 Nov 2022 Direct
J. Wayne Hutchens RIV Common Shares of Beneficial Interest Purchase 55.6% $33,082 $11.93 2,773 7,763 08 Nov 2022 Direct
Stephen Andrew O'Neill RIV Common Shares of Beneficial Interest Purchase 7.55% $74,728 $14.95 5,000 71,227 24 Jan 2022 Direct
J. Wayne Hutchens RIV Common Shares of Beneficial Interest Purchase 33.4% $27,972 $16.81 1,664 6,654 16 Nov 2021 Direct
Stephen Andrew O'Neill RIV Common Shares of Beneficial Interest Purchase 33.3% $278,323 $16.81 16,557 66,227 15 Nov 2021 Direct
David Swanson RIV Common Shares of Beneficial Interest Purchase 33.3% $5,783 $16.81 344 1,376 15 Nov 2021 Direct
Brian H. Schmucker RIV Common Stock Sale -100% $71,520 $17.88 -4,000 0 04 Jun 2021 Direct
Rivernorth Capital Management, Llc RIV Common Stock Sale -28.1% $88,703 $18.04 -4,917 12,572 10 May 2021 Direct
Rivernorth Capital Management, Llc RIV Common Stock Sale -33.5% $159,192 $18.09 -8,800 17,489 07 May 2021 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.