RIVERNORTH OPPORTUNITIES FUND, INC. - Common Stock (RIV)

Q4 2016 13F Holders as of 31 Dec 2016

Type / Class
Equity / Common Stock
Shares outstanding
27,445,162
Total 13F shares
229,233
Share change
+17,411
Total reported value
$4,331,000
Price per share
$18.89
Number of holders
9
Value change
+$316,205
Number of buys
5
Number of sells
4

Institutional Holders of RIVERNORTH OPPORTUNITIES FUND, INC. - Common Stock (RIV) as of Q4 2016

As of 31 Dec 2016, RIVERNORTH OPPORTUNITIES FUND, INC. - Common Stock (RIV) was held by 9 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 229,233 shares. The largest 9 holders included WSFS CAPITAL MANAGEMENT, LLC, WELLS FARGO & COMPANY/MN, RAYMOND JAMES & ASSOCIATES, Shaker Financial Services, LLC, FIRST FOUNDATION ADVISORS, UBS Group AG, ROYAL BANK OF CANADA, MORGAN STANLEY, and Tower Research Capital LLC (TRC). This page lists 9 institutional shareholders reporting positions in this security for the Q4 2016 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.