Security key
76881Y109
RIVERNORTH OPPORTUNITIES FUND, INC. - Common Stock (RIV)
CUSIP: 76881Y109
Q3 2021 13F Holders as of 30 Sep 2021
- Security type / class
- Equity / Common Stock
- Total 13F shares
- 2,056,367
- Total 13F value
- $34,956,000
- Share change
- +121,625
- SEC-reported price per share
- $17.00
- Number of holders
- 32
- Value change
- +$2,067,099
- Number of buys
- 16
- Number of sells
- 11
- Shares outstanding
- 27,445,162
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q3 2021
Institutions
32
Top holders
10
RIV full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2021
Previous quarter: Q2 2021
RIVERNORTH OPPORTUNITIES FUND, INC. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 76881Y109
Recent filing periods:
Ownership snapshot
Top reported holders of RIV - RIVERNORTH OPPORTUNITIES FUND, INC. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
MORGAN STANLEY
Disclosed value leader
MORGAN STANLEY
Comparable rows
15/15
Latest evidence
30 Jun 2021
13F
Lead comparable stake: 3.8%
Showing 1-6 of 15 holder rows.
Quick read
MORGAN STANLEY leads the comparable SEC ownership view at 3.8%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens MORGAN STANLEY's linked filing trail.
Comparable ownership
Top 5
MORGAN STANLEY
3.8%
Janney Montgomery Scott LLC
0.83%
ROYAL BANK OF CANADA
0.43%
OSAIC HOLDINGS, INC.
0.3%
Baird Financial Group, Inc.
0.26%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
Company
|
3.8%
|
$19,315,000
1,051,996 shares
|
— | 30 Jun 2021 |
| Janney Montgomery Scott LLC |
13F
Company
|
0.83%
|
$4,189,000
228,173 shares
|
— | 30 Jun 2021 |
| ROYAL BANK OF CANADA |
13F
Company
|
0.43%
|
$2,163,000
117,789 shares
|
— | 30 Jun 2021 |
| OSAIC HOLDINGS, INC. |
13F
Company
|
0.3%
|
$1,525,000
83,054 shares
|
— | 30 Jun 2021 |
| Baird Financial Group, Inc. |
13F
Company
|
0.26%
|
$1,335,000
72,707 shares
|
— | 30 Jun 2021 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV |
13F
Company
|
0.16%
|
$790,000
43,022 shares
|
— | 30 Jun 2021 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2021
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
32
Shares
2,056,367
Rows available
32
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
27
Q3 2021 holders
32
Holder diff
5
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 value | Q3 2021 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend