Security key
72369J102
Pioneer Floating Rate Fund, Inc. - Common Stock (PHD)
CUSIP: 72369J102
Q3 2018 13F Holders as of 30 Sep 2018
- Security type / class
- Equity / Common Stock
- Total 13F shares
- 7,912,086
- Total 13F value
- $87,025,989
- Share change
- +452,321
- SEC-reported price per share
- $11.03
- Number of holders
- 57
- Value change
- +$4,931,550
- Number of buys
- 23
- Number of sells
- 32
- Shares outstanding
- 12,280,456
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q3 2018
Institutions
57
Top holders
10
PHD full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2018
Previous quarter: Q2 2018
Pioneer Floating Rate Fund, Inc. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 72369J102
Recent filing periods:
Ownership snapshot
Top reported holders of PHD - Pioneer Floating Rate Fund, Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Relative Value Partners G...
Disclosed value leader
Relative Value Partners G...
Comparable rows
15/15
Latest evidence
30 Jun 2018
13F
Lead comparable stake: 8.2%
Showing 1-6 of 15 holder rows.
Quick read
Relative Value Partners Group, LLC leads the comparable SEC ownership view at 8.2%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Relative Value Partners Group, LLC's linked filing trail.
Comparable ownership
Top 5
Relative Value Partners Group, LLC
8.2%
BAILLIE GIFFORD & CO
6.6%
GUGGENHEIM CAPITAL LLC
5.4%
INVESCO SENIOR SECURED MANAGEMENT...
5%
BESSEMER GROUP INC
4%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Relative Value Partners Group, LLC |
13F
Company
|
8.2%
|
$11,309,000
1,011,538 shares
|
— | 30 Jun 2018 |
| BAILLIE GIFFORD & CO |
13F
Company
|
6.6%
|
$8,994,000
804,500 shares
|
— | 30 Jun 2018 |
| GUGGENHEIM CAPITAL LLC |
13F
Company
|
5.4%
|
$7,397,000
661,662 shares
|
— | 30 Jun 2018 |
| INVESCO SENIOR SECURED MANAGEMENT INC /ADV |
13F
Company
|
5%
|
$6,836,000
613,094 shares
|
— | 30 Jun 2018 |
| BESSEMER GROUP INC |
13F
Company
|
4%
|
$5,500,000
491,946 shares
|
— | 30 Jun 2018 |
| Capital Investment Advisors, LLC |
13F
Company
|
2.9%
|
$3,974,000
355,428 shares
|
— | 30 Jun 2018 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2018
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
57
Shares
7,912,086
Rows available
57
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2018 vs Q2 2018 Across Filers
Q2 2018 holders
60
Q3 2018 holders
57
Holder diff
-3
| Investor | Q2 2018 Shares | Q3 2018 Shares | Share Diff | Share Chg % | Q2 2018 value | Q3 2018 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend