What does CUSIP 72369J102 represent in this 13F holders report?

CUSIP 72369J102 is the security identifier for PHD - Pioneer Floating Rate Fund, Inc. - Common Stock used to aggregate holder disclosures.

How many institutions held PHD - Pioneer Floating Rate Fund, Inc. - Common Stock in Q3 2018?

57 institutional investors reported PHD - Pioneer Floating Rate Fund, Inc. - Common Stock for Q3 2018. Use the holders table for investor-level position and value details.

Pioneer Floating Rate Fund, Inc. - Common Stock (PHD)

CUSIP: 72369J102

Q3 2018 13F Holders as of 30 Sep 2018

Type / Class: Equity / Common Stock
Shares outstanding: 12,280,456
Total 13F shares: 7,912,086
Share change: +452,321
Total reported value: $87,025,989
Price per share: $11.03
Number of holders: 57
Value change: +$4,931,550
Number of buys: 23
Number of sells: 32

Quarterly Holders Quick Answers

What is CUSIP 72369J102?
CUSIP 72369J102 identifies PHD - Pioneer Floating Rate Fund, Inc. - Common Stock in SEC institutional holdings data.

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Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q4 2018
Previous quarter: Q2 2018

Recent filing periods for CUSIP 72369J102:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of PHD - Pioneer Floating Rate Fund, Inc. - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
Relative Value Partners Group, LLC	13F	Company	8.2%	1,011,538	$11,309,000	—	30 Jun 2018	13F
BAILLIE GIFFORD & CO	13F	Company	6.6%	804,500	$8,994,000	—	30 Jun 2018	13F
GUGGENHEIM CAPITAL LLC	13F	Company	5.4%	661,662	$7,397,000	—	30 Jun 2018	13F
INVESCO SENIOR SECURED MANAGEMENT INC /ADV	13F	Company	5%	613,094	$6,836,000	—	30 Jun 2018	13F
BESSEMER GROUP INC	13F	Company	4%	491,946	$5,500,000	—	30 Jun 2018	13F
Capital Investment Advisors, LLC	13F	Company	2.9%	355,428	$3,974,000	—	30 Jun 2018	13F
BANK OF AMERICA CORP /DE/	13F	Company	2.5%	309,588	$3,461,000	—	30 Jun 2018	13F
MORGAN STANLEY	13F	Company	2.5%	300,879	$3,363,000	—	30 Jun 2018	13F
Shaker Financial Services, LLC	13F	Company	2.4%	296,292	$3,313,000	—	30 Jun 2018	13F
Invesco Ltd.	13F	Company	2.3%	276,360	$3,090,000	—	30 Jun 2018	13F
COHEN & STEERS, INC.	13F	Company	2.1%	263,117	$2,942,000	—	30 Jun 2018	13F
COMERICA SECURITIES INC	13F	Company	1.7%	212,311	$2,374,000	—	30 Jun 2018	13F
ROYAL BANK OF CANADA	13F	Company	1.6%	195,564	$2,186,000	—	30 Jun 2018	13F
FLAGSHIP HARBOR ADVISORS, LLC	13F	Company	1.3%	161,321	$1,803,000	—	30 Jun 2018	13F
AMUNDI ASSET MANAGEMENT US, INC.	13F	Company	1.2%	148,941	$1,665,000	—	30 Jun 2018	13F
STIFEL FINANCIAL CORP	13F	Company	1.2%	146,739	$1,643,000	—	30 Jun 2018	13F
WELLS FARGO & COMPANY/MN	13F	Company	1.1%	130,787	$1,462,000	—	30 Jun 2018	13F
Laurion Capital Management LP	13F	Company	1%	122,375	$1,368,000	—	30 Jun 2018	13F
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD	13F	Company	0.89%	109,447	$1,223,000	—	30 Jun 2018	13F
FORT WASHINGTON INVESTMENT ADVISORS INC /OH/	13F	Company	0.67%	82,235	$919,000	—	30 Jun 2018	13F
Raymond James Financial Services Advisors, Inc.	13F	Company	0.62%	75,532	$844,000	—	30 Jun 2018	13F
Nuveen Asset Management, LLC	13F	Company	0.5%	61,036	$682,000	—	30 Jun 2018	13F
BEACON FINANCIAL GROUP	13F	Company	0.49%	60,703	$679,000	—	30 Jun 2018	13F
Westbourne Investment Advisors, Inc.	13F	Company	0.47%	58,196	$651,000	—	30 Jun 2018	13F
Cornerstone Wealth Management, LLC	13F	Company	0.05%	6,400	$575,000	—	30 Jun 2018	13F
NINE MASTS CAPITAL Ltd	13F	Company	0.4%	49,100	$549,000	—	30 Jun 2018	13F
ZAZOVE ASSOCIATES LLC	13F	Company	0.39%	47,798	$534,000	—	30 Jun 2018	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	0.37%	45,464	$508,000	—	30 Jun 2018	13F
DOLIVER ADVISORS, LP	13F	Company	0.3%	36,957	$413,000	—	30 Jun 2018	13F
Advisor Group, Inc.	13F	Company	0.28%	33,829	$378,000	—	30 Jun 2018	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	0.24%	29,638	$345,000	—	30 Jun 2018	13F
BANK OF MONTREAL /CAN/	13F	Company	0.2%	24,752	$276,000	—	30 Jun 2018	13F
WEDBUSH SECURITIES INC	13F	Company	0.18%	22,608	$253,000	—	30 Jun 2018	13F
TRUSTCORE FINANCIAL SERVICES, LLC	13F	Company	0.17%	20,850	$233,000	—	30 Jun 2018	13F
SIT INVESTMENT ASSOCIATES INC	13F	Company	0.16%	20,000	$224,000	—	30 Jun 2018	13F
Penserra Capital Management LLC	13F	Company	0.16%	19,180	$214,000	—	30 Jun 2018	13F
PARK AVENUE SECURITIES LLC	13F	Company	0.14%	17,394	$194,000	—	30 Jun 2018	13F
Wagner Wealth Management, LLC	13F	Company	0.14%	17,391	$194,000	—	30 Jun 2018	13F
UBS Group AG	13F	Company	0.14%	17,041	$191,000	—	30 Jun 2018	13F
West Oak Capital, LLC	13F	Company	0.13%	16,450	$183,911	—	30 Jun 2018	13F
ENVESTNET ASSET MANAGEMENT INC	13F	Company	0.13%	16,012	$179,000	—	30 Jun 2018	13F
COMMONWEALTH EQUITY SERVICES, LLC	13F	Company	0.12%	15,134	$169,000	—	30 Jun 2018	13F
Fiera Capital Corp	13F	Company	0.1%	11,961	$134,000	—	30 Jun 2018	13F
Horizon Kinetics LLC	13F	Company	0.09%	11,628	$130,000	—	30 Jun 2018	13F
Greenwich Wealth Management LLC	13F	Company	0.09%	11,251	$126,000	—	30 Jun 2018	13F
WOLVERINE ASSET MANAGEMENT LLC	13F	Company	0.05%	6,588	$73,000	—	30 Jun 2018	13F
Geneos Wealth Management Inc.	13F	Company	0.04%	4,955	$55,000	—	30 Jun 2018	13F
THOMPSON SIEGEL & WALMSLEY LLC	13F	Company	0.02%	2,028	$23,000	—	30 Jun 2018	13F
Tower Research Capital LLC (TRC)	13F	Company	0.02%	1,957	$22,000	—	30 Jun 2018	13F
Chicago Partners Investment Group LLC	13F	Company	0.02%	1,880	$21,000	—	30 Jun 2018	13F

Institutional Holders of Pioneer Floating Rate Fund, Inc. - Common Stock (PHD) as of Q3 2018

As of 30 Sep 2018, Pioneer Floating Rate Fund, Inc. - Common Stock (PHD) was held by 57 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 7,912,086 shares. The largest 10 holders included Relative Value Partners Group, LLC, AMUNDI PIONEER ASSET MANAGEMENT INC, INVESCO SENIOR SECURED MANAGEMENT INC /ADV, GUGGENHEIM CAPITAL LLC, BAILLIE GIFFORD & CO, BESSEMER GROUP INC, Capital Investment Advisors, LLC, Shaker Financial Services, LLC, MORGAN STANLEY, and Invesco Ltd.. This page lists 57 institutional shareholders reporting positions in this security for the Q3 2018 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q3 2018 vs Q2 2018 Across Filers

Q2 2018 holders

Q3 2018 holders

Holder diff

-3

Investor	Q2 2018 Shares	Q3 2018 Shares	Share Diff	Share Chg %	Q2 2018 Value $	Q3 2018 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.