What does CUSIP 72369J102 represent in this 13F holders report?

CUSIP 72369J102 is the security identifier for PHD - Pioneer Floating Rate Fund, Inc. - Common Stock used to aggregate holder disclosures.

How many institutions held PHD - Pioneer Floating Rate Fund, Inc. - Common Stock in Q4 2017?

54 institutional investors reported PHD - Pioneer Floating Rate Fund, Inc. - Common Stock for Q4 2017. Use the holders table for investor-level position and value details.

Pioneer Floating Rate Fund, Inc. - Common Stock (PHD)

CUSIP: 72369J102

Q4 2017 13F Holders as of 31 Dec 2017

Type / Class: Equity / Common Stock
Shares outstanding: 12,280,456
Total 13F shares: 7,530,938
Share change: -878,572
Total reported value: $86,396,510
Price per share: $11.47
Number of holders: 54
Value change: -$10,134,796
Number of buys: 18
Number of sells: 27

Quarterly Holders Quick Answers

What is CUSIP 72369J102?
CUSIP 72369J102 identifies PHD - Pioneer Floating Rate Fund, Inc. - Common Stock in SEC institutional holdings data.

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Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q1 2018
Previous quarter: Q3 2017

Recent filing periods for CUSIP 72369J102:

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Top shareholders of PHD - Pioneer Floating Rate Fund, Inc. - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
Invesco Ltd.	13F	Company	12%	1,443,399	$17,262,000	—	30 Sep 2017	13F
BAILLIE GIFFORD & CO	13F	Company	10%	1,236,803	$14,792,000	—	30 Sep 2017	13F
GUGGENHEIM CAPITAL LLC	13F	Company	6.7%	826,780	$9,888,000	—	30 Sep 2017	13F
Relative Value Partners Group, LLC	13F	Company	4.7%	579,504	$6,931,000	—	30 Sep 2017	13F
Camarda Financial Advisors, LLC	13F	Company	4.6%	563,435	$6,739,000	—	30 Sep 2017	13F
BESSEMER GROUP INC	13F	Company	4.5%	546,946	$6,541,000	—	30 Sep 2017	13F
MORGAN STANLEY	13F	Company	3%	363,100	$4,342,000	—	30 Sep 2017	13F
COHEN & STEERS, INC.	13F	Company	2.2%	267,621	$3,201,000	—	30 Sep 2017	13F
BANK OF AMERICA CORP /DE/	13F	Company	2.1%	259,552	$3,104,000	—	30 Sep 2017	13F
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD	13F	Company	1.3%	162,984	$1,944,000	—	30 Sep 2017	13F
WELLS FARGO & COMPANY/MN	13F	Company	1.3%	159,075	$1,902,000	—	30 Sep 2017	13F
COMERICA SECURITIES INC	13F	Company	1.2%	144,840	$1,732,000	—	30 Sep 2017	13F
FLAGSHIP HARBOR ADVISORS, LLC	13F	Company	1.1%	139,019	$1,675,000	—	30 Sep 2017	13F
Advisors Asset Management, Inc.	13F	Company	0.9%	110,795	$1,325,000	—	30 Sep 2017	13F
BEACON FINANCIAL GROUP	13F	Company	0.82%	101,207	$1,210,000	—	30 Sep 2017	13F
FORT WASHINGTON INVESTMENT ADVISORS INC /OH/	13F	Company	0.59%	72,235	$864,000	—	30 Sep 2017	13F
Nuveen Asset Management, LLC	13F	Company	0.57%	70,036	$838,000	—	30 Sep 2017	13F
Capital Investment Advisors, LLC	13F	Company	0.56%	68,974	$825,000	—	30 Sep 2017	13F
Raymond James Financial Services Advisors, Inc.	13F	Company	0.53%	64,999	$777,000	—	30 Sep 2017	13F
Shaker Financial Services, LLC	13F	Company	0.5%	61,895	$740,000	—	30 Sep 2017	13F
Westbourne Investment Advisors, Inc.	13F	Company	0.49%	60,196	$720,000	—	30 Sep 2017	13F
ZAZOVE ASSOCIATES LLC	13F	Company	0.39%	47,798	$572,000	—	30 Sep 2017	13F
West Oak Capital, LLC	13F	Company	0.38%	46,300	$553,748	—	30 Sep 2017	13F
ROYAL BANK OF CANADA	13F	Company	0.35%	43,378	$519,000	—	30 Sep 2017	13F
DOLIVER ADVISORS, LP	13F	Company	0.24%	28,990	$347,000	—	30 Sep 2017	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	0.22%	27,031	$324,000	—	30 Sep 2017	13F
BANK OF MONTREAL /CAN/	13F	Company	0.22%	26,554	$318,000	—	30 Sep 2017	13F
UBS Group AG	13F	Company	0.21%	25,729	$308,000	—	30 Sep 2017	13F
WEDBUSH SECURITIES INC	13F	Company	0.19%	22,986	$275,000	—	30 Sep 2017	13F
AMERIPRISE FINANCIAL INC	13F	Company	0.18%	21,858	$261,000	—	30 Sep 2017	13F
NWAM LLC	13F	Company	0.16%	19,401	$232,000	—	30 Sep 2017	13F
Ionic Capital Management LLC	13F	Company	0.12%	14,900	$178,000	—	30 Sep 2017	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	0.11%	13,309	$159,000	—	30 Sep 2017	13F
Corient Capital Partners, LLC	13F	Company	0.1%	12,217	$146,000	—	30 Sep 2017	13F
Greenwich Wealth Management LLC	13F	Company	0.1%	11,956	$143,000	—	30 Sep 2017	13F
Horizon Kinetics LLC	13F	Company	0.1%	11,778	$141,000	—	30 Sep 2017	13F
Fiera Capital Corp	13F	Company	0.09%	10,764	$129,000	—	30 Sep 2017	13F
PNC FINANCIAL SERVICES GROUP, INC.	13F	Company	0.07%	8,110	$97,000	—	30 Sep 2017	13F
U S GLOBAL INVESTORS INC	13F	Company	0.07%	8,083	$97,000	—	30 Sep 2017	13F
Advisor Group, Inc.	13F	Company	0.06%	7,838	$94,000	—	30 Sep 2017	13F
Penserra Capital Management LLC	13F	Company	0.05%	5,878	$69,000	—	30 Sep 2017	13F
Geneos Wealth Management Inc.	13F	Company	0.04%	4,955	$59,000	—	30 Sep 2017	13F
MANUFACTURERS LIFE INSURANCE COMPANY, THE	13F	Company	0.02%	3,019	$36,000	—	30 Sep 2017	13F
IFP Advisors, Inc	13F	Company	0.02%	2,864	$34,000	—	30 Sep 2017	13F
ENVESTNET ASSET MANAGEMENT INC	13F	Company	0.02%	2,760	$33,000	—	30 Sep 2017	13F
Chicago Partners Investment Group LLC	13F	Company	0.02%	2,431	$29,000	—	30 Sep 2017	13F
WOLVERINE ASSET MANAGEMENT LLC	13F	Company	0.02%	2,106	$25,000	—	30 Sep 2017	13F
THOMPSON SIEGEL & WALMSLEY LLC	13F	Company	0.02%	2,028	$24,000	—	30 Sep 2017	13F
Watermark Asset Management, Inc.	13F	Company	0.01%	1,390	$17,000	—	30 Sep 2017	13F
Westside Investment Management, Inc.	13F	Company	0.01%	1,000	$12,010	—	30 Sep 2017	13F

Institutional Holders of Pioneer Floating Rate Fund, Inc. - Common Stock (PHD) as of Q4 2017

As of 31 Dec 2017, Pioneer Floating Rate Fund, Inc. - Common Stock (PHD) was held by 54 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 7,530,938 shares. The largest 10 holders included BAILLIE GIFFORD & CO, GUGGENHEIM CAPITAL LLC, Relative Value Partners Group, LLC, INVESCO SENIOR SECURED MANAGEMENT INC /ADV, BESSEMER GROUP INC, Camarda Financial Advisors, LLC, Invesco Ltd., MORGAN STANLEY, CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, and COHEN & STEERS INC. This page lists 54 institutional shareholders reporting positions in this security for the Q4 2017 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q4 2017 vs Q3 2017 Across Filers

Q3 2017 holders

Q4 2017 holders

Holder diff

Investor	Q3 2017 Shares	Q4 2017 Shares	Share Diff	Share Chg %	Q3 2017 Value $	Q4 2017 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.