What does CUSIP 72369J102 represent in this 13F holders report?

CUSIP 72369J102 is the security identifier for PHD - Pioneer Floating Rate Fund, Inc. - Common Stock used to aggregate holder disclosures.

How many institutions held PHD - Pioneer Floating Rate Fund, Inc. - Common Stock in Q2 2014?

41 institutional investors reported PHD - Pioneer Floating Rate Fund, Inc. - Common Stock for Q2 2014. Use the holders table for investor-level position and value details.

Pioneer Floating Rate Fund, Inc. - Common Stock (PHD)

CUSIP: 72369J102

Q2 2014 13F Holders as of 30 Jun 2014

Type / Class: Equity / Common Stock
Shares outstanding: 12,280,456
Total 13F shares: 5,840,048
Share change: +135,923
Total reported value: $72,826,084
Price per share: $12.47
Number of holders: 41
Value change: +$1,677,187
Number of buys: 15
Number of sells: 16

Quarterly Holders Quick Answers

What is CUSIP 72369J102?
CUSIP 72369J102 identifies PHD - Pioneer Floating Rate Fund, Inc. - Common Stock in SEC institutional holdings data.

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Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q3 2014
Previous quarter: Q1 2014

Recent filing periods for CUSIP 72369J102:

Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024 Q1 2024

Top shareholders of PHD - Pioneer Floating Rate Fund, Inc. - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
GUGGENHEIM CAPITAL LLC	13F	Company	13%	1,535,988	$19,413,000	—	31 Mar 2014	13F
BAILLIE GIFFORD & CO	13F	Company	6.9%	850,000	$10,744,000	—	31 Mar 2014	13F
Advisors Asset Management, Inc.	13F	Company	5.1%	625,487	$7,906,000	—	31 Mar 2014	13F
Invesco Ltd.	13F	Company	3.3%	399,139	$5,046,000	—	31 Mar 2014	13F
BESSEMER GROUP INC	13F	Company	2%	250,000	$3,160,000	—	31 Mar 2014	13F
MORGAN STANLEY	13F	Company	1.8%	219,601	$2,776,000	—	31 Mar 2014	13F
Nuveen Asset Management, LLC	13F	Company	1.6%	199,000	$2,515,000	—	31 Mar 2014	13F
Trust Asset Management LLC	13F	Company	1.4%	172,483	$2,180,000	—	31 Mar 2014	13F
Round Table Services, LLC	13F	Company	1.3%	163,186	$2,063,000	—	31 Mar 2014	13F
BANK OF AMERICA CORP /DE/	13F	Company	1.3%	155,934	$1,971,000	—	31 Mar 2014	13F
PARAMETRIC PORTFOLIO ASSOCIATES LLC	13F	Company	1.1%	133,208	$1,684,000	—	31 Mar 2014	13F
Horizon Kinetics LLC	13F	Company	1%	127,504	$1,612,000	—	31 Mar 2014	13F
COHEN & STEERS, INC.	13F	Company	1%	127,218	$1,608,000	—	31 Mar 2014	13F
LPL Financial LLC	13F	Company	1%	123,426	$1,560,000	—	31 Mar 2014	13F
Capital Investment Advisors, LLC	13F	Company	0.77%	94,145	$1,189,993	—	31 Mar 2014	13F
UBS AG	13F	Company	0.73%	89,654	$1,133,000	—	31 Mar 2014	13F
Absolute Return Capital, LLC	13F	Company	0.65%	80,314	$1,015,000	—	31 Mar 2014	13F
Gradient Investments LLC	13F	Company	0.5%	61,489	$777,000	—	31 Mar 2014	13F
AVIANCE CAPITAL MANAGEMENT, LLC	13F	Company	0.39%	48,219	$609,000	—	31 Mar 2014	13F
BNP PARIBAS FINANCIAL MARKETS	13F	Company	0.32%	39,780	$490,885	—	31 Mar 2014	13F
NATIONAL PLANNING CORP	13F	Company	0.24%	29,420	$366,000	—	31 Mar 2014	13F
WELLS FARGO & COMPANY/MN	13F	Company	0.21%	25,324	$320,000	—	31 Mar 2014	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	0.2%	24,242	$306,000	—	31 Mar 2014	13F
Commonwealth Equity Services, Inc	13F	Company	0.19%	23,682	$299,000	—	31 Mar 2014	13F
AMERIPRISE FINANCIAL INC	13F	Company	0.16%	19,079	$241,000	—	31 Mar 2014	13F
WEDBUSH SECURITIES INC	13F	Company	0.15%	18,300	$231,000	—	31 Mar 2014	13F
INVESTMENT CENTERS OF AMERICA INC	13F	Company	0.12%	14,520	$182,000	—	31 Mar 2014	13F
KMS FINANCIAL SERVICES, INC	13F	Company	0.08%	10,000	$126,000	—	31 Mar 2014	13F
U S GLOBAL INVESTORS INC	13F	Company	0.07%	8,000	$103,000	—	31 Mar 2014	13F
CITIGROUP INC	13F	Company	0.06%	7,712	$98,000	—	31 Mar 2014	13F
US BANCORP \DE\	13F	Company	0.06%	7,000	$88,000	—	31 Mar 2014	13F
ROYAL BANK OF CANADA	13F	Company	0.06%	6,758	$85,000	—	31 Mar 2014	13F
BANK OF MONTREAL /CAN/	13F	Company	0.02%	2,000	$25,000	—	31 Mar 2014	13F
Tower Research Capital LLC (TRC)	13F	Company	0.01%	1,290	$16,000	—	31 Mar 2014	13F
NEW ENGLAND SECURITIES CORP /MA/	13F	Company	0.01%	999	$13,000	—	31 Mar 2014	13F
FIFTH THIRD BANCORP	13F	Company	0.01%	969	$12,000	—	31 Mar 2014	13F
First City Capital Management, Inc.	13F	Company	0.01%	751	$9,493	—	31 Mar 2014	13F
Regal Investment Advisors LLC	13F	Company	0%	200	$3,000	—	31 Mar 2014	13F
MUFG Americas Holdings Corp	13F	Company	0%	71	$1,000	—	31 Mar 2014	13F
Carroll Financial Associates, Inc.	13F	Company	0%	43	$1,000	—	31 Mar 2014	13F
AMERICAN INTERNATIONAL GROUP, INC.	13F	Company	0%	65	$822	—	31 Mar 2014	13F

Institutional Holders of Pioneer Floating Rate Fund, Inc. - Common Stock (PHD) as of Q2 2014

As of 30 Jun 2014, Pioneer Floating Rate Fund, Inc. - Common Stock (PHD) was held by 41 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 5,840,048 shares. The largest 10 holders included GUGGENHEIM CAPITAL LLC, BAILLIE GIFFORD & CO, Advisors Asset Management, Inc., BESSEMER GROUP INC, Invesco Ltd., MORGAN STANLEY, BANK OF AMERICA CORP /DE/, Nuveen Asset Management, LLC, Trust Asset Management LLC, and Round Table Services, LLC. This page lists 41 institutional shareholders reporting positions in this security for the Q2 2014 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q2 2014 vs Q1 2014 Across Filers

Q1 2014 holders

Q2 2014 holders

Holder diff

Investor	Q1 2014 Shares	Q2 2014 Shares	Share Diff	Share Chg %	Q1 2014 Value $	Q2 2014 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.