What does CUSIP 691543607 represent in this 13F holders report?

CUSIP 691543607 is the security identifier for OXLCP - Oxford Lane Capital Corp. - Preferred used to aggregate holder disclosures.

How many institutions held OXLCP - Oxford Lane Capital Corp. - Preferred in Q4 2023?

1 institutional investor reported OXLCP - Oxford Lane Capital Corp. - Preferred for Q4 2023. Use the holders table for investor-level position and value details.

Oxford Lane Capital Corp. - Preferred (OXLCP)

CUSIP: 691543607

Q4 2023 13F Holders as of 31 Dec 2023

Type / Class: Equity / Preferred
Shares outstanding: 3,497,364
Total 13F shares: 17,200
Share change: -200
Total reported value: $394,000
Price per share: $22.91
Number of holders: 1
Value change: -$4,581
Number of sells: 1

Quarterly Holders Quick Answers

What is CUSIP 691543607?
CUSIP 691543607 identifies OXLCP - Oxford Lane Capital Corp. - Preferred in SEC institutional holdings data.

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Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q1 2024
Previous quarter: Q3 2023

Recent filing periods for CUSIP 691543607:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of OXLCP - Oxford Lane Capital Corp. - Preferred (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
Eagle Point Credit Management LLC	3/4/5	10%+ Owner	— mixed-class rows	614,138 mixed-class rows	$15,351,696	—	29 Jun 2021	3/4/5
Penserra Capital Management LLC	13F	Company	— class O/S missing	2,825,664	$14,100,000	—	30 Sep 2023	13F
OSAIC HOLDINGS, INC.	13F	Company	— class O/S missing	836,833	$4,175,799	—	30 Sep 2023	13F
CITADEL ADVISORS LLC	13F	Company	— class O/S missing	785,868	$3,921,481	—	30 Sep 2023	13F
MORGAN STANLEY	13F	Company	— class O/S missing	767,076	$3,827,713	—	30 Sep 2023	13F
LPL Financial LLC	13F	Company	— class O/S missing	407,675	$2,034,297	—	30 Sep 2023	13F
COMMONWEALTH EQUITY SERVICES, LLC	13F	Company	— class O/S missing	364,847	$1,821,000	—	30 Sep 2023	13F
DELPHI FINANCIAL GROUP, INC.	13F	Company	— class O/S missing	357,205	$1,782,453	—	30 Sep 2023	13F
WEDBUSH SECURITIES INC	13F	Company	— class O/S missing	325,323	$1,623,000	—	30 Sep 2023	13F
ROYAL BANK OF CANADA	13F	Company	— class O/S missing	260,630	$1,301,000	—	30 Sep 2023	13F
&PARTNERS	13F	Company	— class O/S missing	243,188	$1,213,506	—	30 Sep 2023	13F
VIRTUS ADVISERS, LLC	13F	Company	— class O/S missing	221,206	$1,103,818	—	30 Sep 2023	13F
HRT FINANCIAL LP	13F	Company	— class O/S missing	198,977	$992,000	—	30 Sep 2023	13F
Thomas J. Herzfeld Advisors, Inc.	13F	Company	— class O/S missing	163,890	$817,811	—	30 Sep 2023	13F
Cubist Systematic Strategies, LLC	13F	Company	— class O/S missing	145,750	$727,293	—	30 Sep 2023	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	— class O/S missing	136,466	$680,963	—	30 Sep 2023	13F
Geneos Wealth Management Inc.	13F	Company	— class O/S missing	120,100	$599,299	—	30 Sep 2023	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	109,648	$547,145	—	30 Sep 2023	13F
Samalin Investment Counsel, LLC	13F	Company	— class O/S missing	104,073	$519,324	—	30 Sep 2023	13F
Private Advisor Group, LLC	13F	Company	— class O/S missing	103,694	$517,431	—	30 Sep 2023	13F
CastleKnight Management LP	13F	Company	— class O/S missing	97,000	$484,030	—	30 Sep 2023	13F
BANK OF AMERICA CORP /DE/	13F	Company	— class O/S missing	94,497	$471,542	—	30 Sep 2023	13F
Arlington Capital Management, Inc.	13F	Company	— class O/S missing	88,884	$443,531	—	30 Sep 2023	13F
Kestra Advisory Services, LLC	13F	Company	— class O/S missing	84,855	$423,426	—	30 Sep 2023	13F
RESOURCES MANAGEMENT CORP /CT/ /ADV	13F	Company	— mixed-class rows	18,400 mixed-class rows	$401,000	—	30 Sep 2023	13F
Sigma Planning Corp	13F	Company	— class O/S missing	74,226	$370,391	—	30 Sep 2023	13F
Sage Capital Advisors,llc	13F	Company	— class O/S missing	72,727	$362,907	—	30 Sep 2023	13F
BARD ASSOCIATES INC	13F	Company	— class O/S missing	67,644	$337,544	—	30 Sep 2023	13F
AE Wealth Management LLC	13F	Company	— class O/S missing	65,408	$326,386	—	30 Sep 2023	13F
Sheaff Brock Investment Advisors, LLC	13F	Company	— class O/S missing	61,000	$304,390	—	30 Sep 2023	13F
Realta Investment Advisors	13F	Company	— class O/S missing	61,835	$299,283	—	30 Sep 2023	13F
Squarepoint Ops LLC	13F	Company	— class O/S missing	54,556	$272,234	—	30 Sep 2023	13F
Bridgewealth Advisory Group, LLC	13F	Company	— class O/S missing	53,627	$267,599	—	30 Sep 2023	13F
Rockefeller Capital Management L.P.	13F	Company	— class O/S missing	52,250	$260,728	—	30 Sep 2023	13F
Claybrook Capital, LLC	13F	Company	— class O/S missing	51,371	$256,341	—	30 Sep 2023	13F
B. Riley Wealth Advisors, Inc.	13F	Company	— class O/S missing	50,220	$250,597	—	30 Sep 2023	13F
BI Asset Management Fondsmaeglerselskab A/S	13F	Company	— class O/S missing	48,899	$244,000	—	30 Sep 2023	13F
ENVESTNET ASSET MANAGEMENT INC	13F	Company	— class O/S missing	46,391	$231,489	—	30 Sep 2023	13F
Naviter Wealth, LLC	13F	Company	— class O/S missing	45,933	$229,206	—	30 Sep 2023	13F
NewEdge Advisors, LLC	13F	Company	— class O/S missing	44,632	$222,713	—	30 Sep 2023	13F
Prospera Financial Services Inc	13F	Company	— class O/S missing	39,318	$196,203	—	30 Sep 2023	13F
MERCER GLOBAL ADVISORS INC /ADV	13F	Company	— class O/S missing	37,399	$187,000	—	30 Sep 2023	13F
Cambridge Investment Research Advisors, Inc.	13F	Company	— class O/S missing	35,024	$175,000	—	30 Sep 2023	13F
BNP PARIBAS FINANCIAL MARKETS	13F	Company	— class O/S missing	34,373	$171,521	—	30 Sep 2023	13F
Mark Jeffrey Ashenfelter	3/4/5	Director	— class O/S missing	30,000	$155,364	—	10 Mar 2023	3/4/5
CFO4Life Group, LLC	13F	Company	— class O/S missing	30,927	$154,326	—	30 Sep 2023	13F
TWO SIGMA SECURITIES, LLC	13F	Company	— class O/S missing	24,464	$122,075	—	30 Sep 2023	13F
D.A. DAVIDSON & CO.	13F	Company	— class O/S missing	24,018	$119,854	—	30 Sep 2023	13F
J.W. COLE ADVISORS, INC.	13F	Company	— class O/S missing	23,928	$119,399	—	30 Sep 2023	13F
UBS Group AG	13F	Company	— class O/S missing	23,423	$116,881	—	30 Sep 2023	13F

Institutional Holders of Oxford Lane Capital Corp. - Preferred (OXLCP) as of Q4 2023

As of 31 Dec 2023, Oxford Lane Capital Corp. - Preferred (OXLCP) was held by 1 institutional shareholder that filed Form 13F with the SEC. Together, they reported ownership of 17,200 shares. The largest 1 holders included RESOURCES MANAGEMENT CORP /CT/ /ADV. This page lists 1 institutional shareholders reporting positions in this security for the Q4 2023 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q4 2023 vs Q3 2023 Across Filers

Q3 2023 holders

Q4 2023 holders

Holder diff

Investor	Q3 2023 Shares	Q4 2023 Shares	Share Diff	Share Chg %	Q3 2023 Value $	Q4 2023 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.