What does CUSIP 691543607 represent in this 13F holders report?

CUSIP 691543607 is the security identifier for OXLCP - Oxford Lane Capital Corp. - Preferred used to aggregate holder disclosures.

How many institutions held OXLCP - Oxford Lane Capital Corp. - Preferred in Q3 2023?

1 institutional investor reported OXLCP - Oxford Lane Capital Corp. - Preferred for Q3 2023. Use the holders table for investor-level position and value details.

Oxford Lane Capital Corp. - Preferred (OXLCP)

CUSIP: 691543607

Q3 2023 13F Holders as of 30 Sep 2023

Type / Class: Equity / Preferred
Shares outstanding: 3,497,364
Total 13F shares: 17,400
Share change: +200
Total reported value: $396,000
Price per share: $22.76
Number of holders: 1
Value change: +$4,552
Number of buys: 1

Quarterly Holders Quick Answers

What is CUSIP 691543607?
CUSIP 691543607 identifies OXLCP - Oxford Lane Capital Corp. - Preferred in SEC institutional holdings data.

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Related Filing Research

Latest 13F filings for newly reported positions.
Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
Latest 10-Q/10-K reports for financial context tied to this issuer.
Recent insider transactions for executive and insider activity.
SEC investors directory and top value investors for manager drilldown.
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Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q4 2023
Previous quarter: Q2 2023

Recent filing periods for CUSIP 691543607:

Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024 Q1 2024

Top shareholders of OXLCP - Oxford Lane Capital Corp. - Preferred (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
Eagle Point Credit Management LLC	3/4/5	10%+ Owner	— mixed-class rows	614,138 mixed-class rows	$15,351,696	—	29 Jun 2021	3/4/5
Penserra Capital Management LLC	13F	Company	— class O/S missing	2,496,920	$12,085,000	—	30 Jun 2023	13F
Thomas J. Herzfeld Advisors, Inc.	13F	Company	— class O/S missing	1,417,117	$6,858,847	—	30 Jun 2023	13F
MORGAN STANLEY	13F	Company	— class O/S missing	706,631	$3,420,097	—	30 Jun 2023	13F
DELPHI FINANCIAL GROUP, INC.	13F	Company	— class O/S missing	499,421	$2,417,198	—	30 Jun 2023	13F
LPL Financial LLC	13F	Company	— class O/S missing	491,223	$2,377,517	—	30 Jun 2023	13F
OSAIC HOLDINGS, INC.	13F	Company	— class O/S missing	432,416	$2,094,938	—	30 Jun 2023	13F
COMMONWEALTH EQUITY SERVICES, LLC	13F	Company	— class O/S missing	352,003	$1,704,000	—	30 Jun 2023	13F
WEDBUSH SECURITIES INC	13F	Company	— class O/S missing	343,487	$1,662,000	—	30 Jun 2023	13F
ENVESTNET ASSET MANAGEMENT INC	13F	Company	— class O/S missing	320,994	$1,553,613	—	30 Jun 2023	13F
&PARTNERS	13F	Company	— class O/S missing	253,417	$1,226,537	—	30 Jun 2023	13F
HRT FINANCIAL LP	13F	Company	— class O/S missing	231,758	$1,121,000	—	30 Jun 2023	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	— class O/S missing	138,325	$669,494	—	30 Jun 2023	13F
BDO Wealth Advisors, LLC	13F	Company	— class O/S missing	125,482	$607,333	—	30 Jun 2023	13F
Geneos Wealth Management Inc.	13F	Company	— class O/S missing	113,600	$549,824	—	30 Jun 2023	13F
VIRTUS ADVISERS, LLC	13F	Company	— class O/S missing	110,110	$532,932	—	30 Jun 2023	13F
ROYAL BANK OF CANADA	13F	Company	— class O/S missing	107,298	$520,000	—	30 Jun 2023	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	105,851	$512,320	—	30 Jun 2023	13F
Kestra Advisory Services, LLC	13F	Company	— class O/S missing	100,062	$484,300	—	30 Jun 2023	13F
CastleKnight Management LP	13F	Company	— class O/S missing	97,000	$469,480	—	30 Jun 2023	13F
Private Advisor Group, LLC	13F	Company	— class O/S missing	91,666	$443,665	—	30 Jun 2023	13F
RESOURCES MANAGEMENT CORP /CT/ /ADV	13F	Company	— mixed-class rows	18,200 mixed-class rows	$396,000	—	30 Jun 2023	13F
Samalin Investment Counsel, LLC	13F	Company	— class O/S missing	79,774	$386,108	—	30 Jun 2023	13F
JANE STREET GROUP, LLC	13F	Company	— class O/S missing	75,422	$365,042	—	30 Jun 2023	13F
Sigma Planning Corp	13F	Company	— class O/S missing	72,905	$352,862	—	30 Jun 2023	13F
Arlington Capital Management, Inc.	13F	Company	— class O/S missing	72,470	$350,755	—	30 Jun 2023	13F
Jump Financial, LLC	13F	Company	— class O/S missing	71,686	$346,960	—	30 Jun 2023	13F
BARD ASSOCIATES INC	13F	Company	— class O/S missing	67,944	$328,850	—	30 Jun 2023	13F
Sage Capital Advisors,llc	13F	Company	— class O/S missing	67,750	$327,908	—	30 Jun 2023	13F
BANK OF AMERICA CORP /DE/	13F	Company	— class O/S missing	67,183	$325,165	—	30 Jun 2023	13F
B. Riley Wealth Advisors, Inc.	13F	Company	— class O/S missing	65,571	$317,794	—	30 Jun 2023	13F
Realta Investment Advisors	13F	Company	— class O/S missing	61,835	$299,283	—	30 Jun 2023	13F
Arete Wealth Advisors, LLC	13F	Company	— class O/S missing	61,451	$297,000	—	30 Jun 2023	13F
Sheaff Brock Investment Advisors, LLC	13F	Company	— class O/S missing	61,000	$295,240	—	30 Jun 2023	13F
AE Wealth Management LLC	13F	Company	— class O/S missing	59,865	$289,747	—	30 Jun 2023	13F
Bridgewealth Advisory Group, LLC	13F	Company	— class O/S missing	53,627	$259,555	—	30 Jun 2023	13F
NewEdge Advisors, LLC	13F	Company	— class O/S missing	52,742	$255,271	—	30 Jun 2023	13F
Rockefeller Capital Management L.P.	13F	Company	— class O/S missing	51,530	$249,406	—	30 Jun 2023	13F
Claybrook Capital, LLC	13F	Company	— class O/S missing	51,371	$248,636	—	30 Jun 2023	13F
BI Asset Management Fondsmaeglerselskab A/S	13F	Company	— class O/S missing	45,826	$223,000	—	30 Jun 2023	13F
XTX Topco Ltd	13F	Company	— class O/S missing	42,043	$203,488	—	30 Jun 2023	13F
SIGNATUREFD, LLC	13F	Company	— class O/S missing	40,000	$193,600	—	30 Jun 2023	13F
Prospera Financial Services Inc	13F	Company	— class O/S missing	37,548	$181,745	—	30 Jun 2023	13F
Naviter Wealth, LLC	13F	Company	— class O/S missing	36,933	$178,756	—	30 Jun 2023	13F
Cambridge Investment Research Advisors, Inc.	13F	Company	— class O/S missing	34,718	$168,000	—	30 Jun 2023	13F
Mark Jeffrey Ashenfelter	3/4/5	Director	— class O/S missing	30,000	$155,364	—	10 Mar 2023	3/4/5
Cubist Systematic Strategies, LLC	13F	Company	— class O/S missing	28,350	$137,214	—	30 Jun 2023	13F
Fermata Advisors, LLC	13F	Company	— class O/S missing	25,647	$124,134	—	30 Jun 2023	13F
SUSQUEHANNA INTERNATIONAL GROUP, LLP	13F	Company	— class O/S missing	25,067	$121,324	—	30 Jun 2023	13F
Squarepoint Ops LLC	13F	Company	— class O/S missing	24,081	$116,552	—	30 Jun 2023	13F

Institutional Holders of Oxford Lane Capital Corp. - Preferred (OXLCP) as of Q3 2023

As of 30 Sep 2023, Oxford Lane Capital Corp. - Preferred (OXLCP) was held by 1 institutional shareholder that filed Form 13F with the SEC. Together, they reported ownership of 17,400 shares. The largest 1 holders included RESOURCES MANAGEMENT CORP /CT/ /ADV. This page lists 1 institutional shareholders reporting positions in this security for the Q3 2023 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q3 2023 vs Q2 2023 Across Filers

Q2 2023 holders

Q3 2023 holders

Holder diff

Investor	Q2 2023 Shares	Q3 2023 Shares	Share Diff	Share Chg %	Q2 2023 Value $	Q3 2023 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.