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- Insider Trading
- Holders: OXLC, OXLCZ, OXLCN
Oxford Lane Capital Corp. - Preferred (OXLCP)
CUSIP: 691543607
Q3 2025 13F Holders as of 30 Sep 2025
- Type / Class
- Equity / Preferred
- Shares outstanding
- 3,497,364
- Total 13F shares
- 13,800
- Share change
- 0
- Total reported value
- $338,711
- Price per share
- $24.53
- Number of holders
- 2
Quarterly Holders Quick Answers
What is CUSIP 691543607?
CUSIP 691543607 identifies OXLCP - Oxford Lane Capital Corp. - Preferred in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
- Recent insider transactions for executive and insider activity.
- SEC investors directory and top value investors for manager drilldown.
- Back to full security ownership history.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 691543607:
Top shareholders of OXLCP - Oxford Lane Capital Corp. - Preferred (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Jonathan H. Cohen |
3/4/5
|
Chief Executive Officer, Director |
—
class O/S missing
|
7,824,728
|
$39,749,618 | — | 17 Dec 2024 | |
| Saul B. Rosenthal |
3/4/5
|
President, Director |
—
class O/S missing
|
7,789,887
|
$39,572,626 | — | 17 Dec 2024 | |
| Eagle Point Credit Management LLC |
3/4/5
|
10%+ Owner |
—
mixed-class rows
|
614,138
mixed-class rows
|
$15,351,696 | — | 29 Jun 2021 | |
| Border to Coast Pensions Partnership Ltd |
13F
|
Company |
—
class O/S missing
|
2,200,000
|
$9,240,000 | — | 30 Jun 2025 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,954,687
|
$8,209,690 | — | 30 Jun 2025 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
1,655,394
|
$6,952,655 | — | 30 Jun 2025 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
—
class O/S missing
|
1,516,297
|
$6,368,000 | — | 30 Jun 2025 | |
| Realta Investment Advisors |
13F
|
Company |
—
class O/S missing
|
1,243,900
|
$5,224,380 | — | 30 Jun 2025 | |
| IAT REINSURANCE CO LTD. |
13F
|
Company |
—
mixed-class rows
|
180,000
mixed-class rows
|
$4,517,900 | — | 30 Jun 2025 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
917,424
|
$3,853,179 | — | 30 Jun 2025 | |
| J.W. COLE ADVISORS, INC. |
13F
|
Company |
—
class O/S missing
|
682,335
|
$2,865,805 | — | 30 Jun 2025 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
—
class O/S missing
|
594,696
|
$2,497,723 | — | 30 Jun 2025 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
587,450
|
$2,467,258 | — | 30 Jun 2025 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
—
class O/S missing
|
579,347
|
$2,433,258 | — | 30 Jun 2025 | |
| DELPHI FINANCIAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
560,153
|
$2,352,643 | — | 30 Jun 2025 | |
| Virtu Financial LLC |
13F
|
Company |
—
class O/S missing
|
454,325
|
$1,908,000 | — | 30 Jun 2025 | |
| Triumph Capital Management |
13F
|
Company |
—
class O/S missing
|
441,779
|
$1,855,472 | — | 30 Jun 2025 | |
| Transce3nd, LLC |
13F
|
Company |
—
class O/S missing
|
415,326
|
$1,744,368 | — | 30 Jun 2025 | |
| Freestone Capital Holdings, LLC |
13F
|
Company |
—
class O/S missing
|
355,605
|
$1,493,543 | — | 30 Jun 2025 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
—
class O/S missing
|
347,344
|
$1,458,847 | — | 30 Jun 2025 | |
| M&T BANK CORP |
13F
|
Company |
—
class O/S missing
|
306,884
|
$1,288,913 | — | 30 Jun 2025 | |
| &PARTNERS |
13F
|
Company |
—
class O/S missing
|
305,307
|
$1,282,290 | — | 30 Jun 2025 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
276,514
|
$1,161,355 | — | 30 Jun 2025 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
—
class O/S missing
|
260,956
|
$1,096,015 | — | 30 Jun 2025 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
230,071
|
$966,000 | — | 30 Jun 2025 | |
| Founders Financial Alliance, LLC |
13F
|
Company |
—
class O/S missing
|
225,578
|
$947,429 | — | 30 Jun 2025 | |
| RAYMOND JAMES FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
216,966
|
$911,258 | — | 30 Jun 2025 | |
| Samalin Investment Counsel, LLC |
13F
|
Company |
—
class O/S missing
|
195,696
|
$821,925 | — | 30 Jun 2025 | |
| Arlington Capital Management, Inc. |
13F
|
Company |
—
class O/S missing
|
183,979
|
$772,712 | — | 30 Jun 2025 | |
| Jump Financial, LLC |
13F
|
Company |
—
class O/S missing
|
165,964
|
$697,049 | — | 30 Jun 2025 | |
| WESBANCO BANK INC |
13F
|
Company |
—
class O/S missing
|
147,409
|
$619,118 | — | 30 Jun 2025 | |
| CHOREO, LLC |
13F
|
Company |
—
class O/S missing
|
146,408
|
$614,914 | — | 30 Jun 2025 | |
| Squarepoint Ops LLC |
13F
|
Company |
—
class O/S missing
|
137,834
|
$578,903 | — | 30 Jun 2025 | |
| Buska Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
136,450
|
$573,089 | — | 30 Jun 2025 | |
| Aptus Capital Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
136,048
|
$571,402 | — | 30 Jun 2025 | |
| Cetera Investment Advisers |
13F
|
Company |
—
class O/S missing
|
132,074
|
$554,711 | — | 30 Jun 2025 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
128,318
|
$539,000 | — | 30 Jun 2025 | |
| CastleKnight Management LP |
13F
|
Company |
—
class O/S missing
|
97,000
|
$407,400 | — | 30 Jun 2025 | |
| Allworth Financial LP |
13F
|
Company |
—
class O/S missing
|
95,209
|
$399,880 | — | 30 Jun 2025 | |
| Apollon Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
93,118
|
$391,095 | — | 30 Jun 2025 | |
| CURA WEALTH ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
91,238
|
$383,200 | — | 30 Jun 2025 | |
| EIGHT 31 FINANCIAL, LLC |
13F
|
Company |
—
class O/S missing
|
90,163
|
$378,685 | — | 30 Jun 2025 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
86,712
|
$355,751 | — | 30 Jun 2025 | |
| Prospera Financial Services Inc |
13F
|
Company |
—
class O/S missing
|
77,881
|
$327,116 | — | 30 Jun 2025 | |
| RESOURCES MANAGEMENT CORP /CT/ /ADV |
13F
|
Company |
0.38%
|
13,200
|
$320,000 | — | 30 Jun 2025 | |
| CFO4Life Group, LLC |
13F
|
Company |
—
class O/S missing
|
73,410
|
$308,322 | — | 30 Jun 2025 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
—
class O/S missing
|
70,351
|
$295,474 | — | 30 Jun 2025 | |
| NATIONAL BANK OF CANADA /FI/ |
13F
|
Company |
—
class O/S missing
|
69,423
|
$290,188 | — | 30 Jun 2025 | |
| Sage Capital Advisors,llc |
13F
|
Company |
—
class O/S missing
|
65,940
|
$276,948 | — | 30 Jun 2025 | |
| GatePass Capital, LLC |
13F
|
Company |
—
class O/S missing
|
62,900
|
$264,180 | — | 30 Jun 2025 |
Institutional Holders of Oxford Lane Capital Corp. - Preferred (OXLCP) as of Q3 2025
As of 30 Sep 2025,
Oxford Lane Capital Corp. - Preferred (OXLCP) was held by
2 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
13,800 shares.
The largest 2 holders included
RESOURCES MANAGEMENT CORP /CT/ /ADV and NBC SECURITIES, INC..
This page lists
2
institutional shareholders reporting positions in this security
for the Q3 2025 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2025 vs Q2 2025 Across Filers
Q2 2025 holders
2
Q3 2025 holders
2
Holder diff
0
| Investor | Q2 2025 Shares | Q3 2025 Shares | Share Diff | Share Chg % | Q2 2025 Value $ | Q3 2025 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.