- Info
- Insider Trading
- Holders: OXLC, OXLCZ, OXLCN
Oxford Lane Capital Corp. - Preferred (OXLCP)
CUSIP: 691543607
Q4 2024 13F Holders as of 31 Dec 2024
- Type / Class
- Equity / Preferred
- Shares outstanding
- 3,497,364
- Total 13F shares
- 13,200
- Share change
- -2,000
- Total reported value
- $318,000
- Price per share
- $24.09
- Number of holders
- 1
- Value change
- -$48,182
- Number of sells
- 1
Quarterly Holders Quick Answers
What is CUSIP 691543607?
CUSIP 691543607 identifies OXLCP - Oxford Lane Capital Corp. - Preferred in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
- Recent insider transactions for executive and insider activity.
- SEC investors directory and top value investors for manager drilldown.
- Back to full security ownership history.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 691543607:
Top shareholders of OXLCP - Oxford Lane Capital Corp. - Preferred (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Jonathan H. Cohen |
3/4/5
|
Chief Executive Officer, Director |
—
class O/S missing
|
7,824,728
|
$39,749,618 | — | 17 Dec 2024 | |
| Saul B. Rosenthal |
3/4/5
|
President, Director |
—
class O/S missing
|
7,789,887
|
$39,572,626 | — | 17 Dec 2024 | |
| Eagle Point Credit Management LLC |
3/4/5
|
10%+ Owner |
—
mixed-class rows
|
614,138
mixed-class rows
|
$15,351,696 | — | 29 Jun 2021 | |
| Border to Coast Pensions Partnership Ltd |
13F
|
Company |
—
class O/S missing
|
1,405,000
|
$7,341,000 | — | 30 Sep 2024 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
—
class O/S missing
|
1,083,877
|
$5,680,000 | — | 30 Sep 2024 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
904,511
|
$4,739,639 | — | 30 Sep 2024 | |
| Realta Investment Advisors |
13F
|
Company |
—
class O/S missing
|
888,696
|
$4,701,202 | — | 30 Sep 2024 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
628,714
|
$3,294,461 | — | 30 Sep 2024 | |
| TrueMark Investments, LLC |
13F
|
Company |
—
class O/S missing
|
529,429
|
$2,774,208 | — | 30 Sep 2024 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
—
class O/S missing
|
503,892
|
$2,640,396 | — | 30 Sep 2024 | |
| DELPHI FINANCIAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
480,221
|
$2,516,358 | — | 30 Sep 2024 | |
| IAT REINSURANCE CO LTD. |
13F
|
Company |
—
class O/S missing
|
80,000
|
$2,064,000 | — | 30 Sep 2024 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
384,047
|
$2,012,363 | — | 30 Sep 2024 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
305,727
|
$1,602,000 | — | 30 Sep 2024 | |
| &PARTNERS |
13F
|
Company |
—
class O/S missing
|
277,070
|
$1,451,847 | — | 30 Sep 2024 | |
| Triumph Capital Management |
13F
|
Company |
—
class O/S missing
|
264,833
|
$1,387,725 | — | 30 Sep 2024 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
255,925
|
$1,341,047 | — | 30 Sep 2024 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
245,334
|
$1,285,550 | — | 30 Sep 2024 | |
| J.W. COLE ADVISORS, INC. |
13F
|
Company |
—
class O/S missing
|
228,395
|
$1,196,789 | — | 30 Sep 2024 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
221,765
|
$1,162,049 | — | 30 Sep 2024 | |
| Founders Financial Alliance, LLC |
13F
|
Company |
—
class O/S missing
|
189,726
|
$994,162 | — | 30 Sep 2024 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
183,769
|
$963,000 | — | 30 Sep 2024 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
170,091
|
$891,276 | — | 30 Sep 2024 | |
| Samalin Investment Counsel, LLC |
13F
|
Company |
—
class O/S missing
|
167,337
|
$876,844 | — | 30 Sep 2024 | |
| Arlington Capital Management, Inc. |
13F
|
Company |
—
class O/S missing
|
163,541
|
$856,955 | — | 30 Sep 2024 | |
| Innova Wealth Partners |
13F
|
Company |
—
class O/S missing
|
163,541
|
$856,955 | — | 30 Sep 2024 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
153,754
|
$805,669 | — | 30 Sep 2024 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
—
class O/S missing
|
148,251
|
$776,835 | — | 30 Sep 2024 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
—
class O/S missing
|
119,221
|
$624,718 | — | 30 Sep 2024 | |
| Cubist Systematic Strategies, LLC |
13F
|
Company |
—
class O/S missing
|
109,665
|
$574,645 | — | 30 Sep 2024 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
—
class O/S missing
|
102,342
|
$536,274 | — | 30 Sep 2024 | |
| Aptus Capital Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
102,124
|
$535,130 | — | 30 Sep 2024 | |
| Squarepoint Ops LLC |
13F
|
Company |
—
class O/S missing
|
98,638
|
$516,863 | — | 30 Sep 2024 | |
| CastleKnight Management LP |
13F
|
Company |
—
class O/S missing
|
97,000
|
$508,280 | — | 30 Sep 2024 | |
| Sage Capital Advisors,llc |
13F
|
Company |
—
class O/S missing
|
85,082
|
$445,828 | — | 30 Sep 2024 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
78,918
|
$413,532 | — | 30 Sep 2024 | |
| Cetera Investment Advisers |
13F
|
Company |
—
class O/S missing
|
78,529
|
$411,492 | — | 30 Sep 2024 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
72,373
|
$379,235 | — | 30 Sep 2024 | |
| HOHIMER WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
72,065
|
$377,621 | — | 30 Sep 2024 | |
| CFO4Life Group, LLC |
13F
|
Company |
—
class O/S missing
|
71,910
|
$376,808 | — | 30 Sep 2024 | |
| RESOURCES MANAGEMENT CORP /CT/ /ADV |
13F
|
Company |
0.43%
|
15,200
|
$365,000 | — | 30 Sep 2024 | |
| Sigma Planning Corp |
13F
|
Company |
—
class O/S missing
|
69,307
|
$363,166 | — | 30 Sep 2024 | |
| Atria Wealth Solutions, Inc. |
13F
|
Company |
—
class O/S missing
|
64,874
|
$340,740 | — | 30 Sep 2024 | |
| BARD ASSOCIATES INC |
13F
|
Company |
—
class O/S missing
|
64,217
|
$336,498 | — | 30 Sep 2024 | |
| Lido Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
62,661
|
$328,349 | — | 30 Sep 2024 | |
| Sheaff Brock Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
62,300
|
$326,452 | — | 30 Sep 2024 | |
| BI Asset Management Fondsmaeglerselskab A/S |
13F
|
Company |
—
class O/S missing
|
56,785
|
$298,000 | — | 30 Sep 2024 | |
| NewEdge Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
54,982
|
$288,104 | — | 30 Sep 2024 | |
| Prospera Financial Services Inc |
13F
|
Company |
—
class O/S missing
|
48,743
|
$255,422 | — | 30 Sep 2024 | |
| Naviter Wealth, LLC |
13F
|
Company |
—
class O/S missing
|
48,668
|
$255,020 | — | 30 Sep 2024 |
Institutional Holders of Oxford Lane Capital Corp. - Preferred (OXLCP) as of Q4 2024
As of 31 Dec 2024,
Oxford Lane Capital Corp. - Preferred (OXLCP) was held by
1 institutional
shareholder
that filed Form 13F with the SEC.
Together, they reported ownership of
13,200 shares.
The largest 1 holders included
RESOURCES MANAGEMENT CORP /CT/ /ADV.
This page lists
1
institutional shareholders reporting positions in this security
for the Q4 2024 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2024 vs Q3 2024 Across Filers
Q3 2024 holders
1
Q4 2024 holders
1
Holder diff
0
| Investor | Q3 2024 Shares | Q4 2024 Shares | Share Diff | Share Chg % | Q3 2024 Value $ | Q4 2024 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.