Oxford Lane Capital Corp. - Preferred (OXLCP)

CUSIP: 691543607

Q4 2024 13F Holders as of 31 Dec 2024

Type / Class
Equity / Preferred
Shares outstanding
3,497,364
Total 13F shares
13,200
Share change
-2,000
Total reported value
$318,000
Price per share
$24.09
Number of holders
1
Value change
-$48,182
Number of sells
1

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Quarterly Holders Quick Answers

What is CUSIP 691543607?
CUSIP 691543607 identifies OXLCP - Oxford Lane Capital Corp. - Preferred in SEC institutional holdings data.

Need full ownership history?
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Top shareholders of OXLCP - Oxford Lane Capital Corp. - Preferred (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
Jonathan H. Cohen
3/4/5
Chief Executive Officer, Director
class O/S missing
7,824,728
$39,749,618 17 Dec 2024
Saul B. Rosenthal
3/4/5
President, Director
class O/S missing
7,789,887
$39,572,626 17 Dec 2024
Eagle Point Credit Management LLC
3/4/5
10%+ Owner
mixed-class rows
614,138
mixed-class rows
$15,351,696 29 Jun 2021
Border to Coast Pensions Partnership Ltd
13F
Company
class O/S missing
1,405,000
$7,341,000 30 Sep 2024
13F
WEDBUSH SECURITIES INC
13F
Company
class O/S missing
1,083,877
$5,680,000 30 Sep 2024
13F
MORGAN STANLEY
13F
Company
class O/S missing
904,511
$4,739,639 30 Sep 2024
13F
Realta Investment Advisors
13F
Company
class O/S missing
888,696
$4,701,202 30 Sep 2024
13F
LPL Financial LLC
13F
Company
class O/S missing
628,714
$3,294,461 30 Sep 2024
13F
TrueMark Investments, LLC
13F
Company
class O/S missing
529,429
$2,774,208 30 Sep 2024
13F
Geneos Wealth Management Inc.
13F
Company
class O/S missing
503,892
$2,640,396 30 Sep 2024
13F
DELPHI FINANCIAL GROUP, INC.
13F
Company
class O/S missing
480,221
$2,516,358 30 Sep 2024
13F
IAT REINSURANCE CO LTD.
13F
Company
class O/S missing
80,000
$2,064,000 30 Sep 2024
13F
OSAIC HOLDINGS, INC.
13F
Company
class O/S missing
384,047
$2,012,363 30 Sep 2024
13F
COMMONWEALTH EQUITY SERVICES, LLC
13F
Company
class O/S missing
305,727
$1,602,000 30 Sep 2024
13F
&PARTNERS
13F
Company
class O/S missing
277,070
$1,451,847 30 Sep 2024
13F
Triumph Capital Management
13F
Company
class O/S missing
264,833
$1,387,725 30 Sep 2024
13F
MILLENNIUM MANAGEMENT LLC
13F
Company
class O/S missing
255,925
$1,341,047 30 Sep 2024
13F
Invesco Ltd.
13F
Company
class O/S missing
245,334
$1,285,550 30 Sep 2024
13F
J.W. COLE ADVISORS, INC.
13F
Company
class O/S missing
228,395
$1,196,789 30 Sep 2024
13F
CITADEL ADVISORS LLC
13F
Company
class O/S missing
221,765
$1,162,049 30 Sep 2024
13F
Founders Financial Alliance, LLC
13F
Company
class O/S missing
189,726
$994,162 30 Sep 2024
13F
Cambridge Investment Research Advisors, Inc.
13F
Company
class O/S missing
183,769
$963,000 30 Sep 2024
13F
RAYMOND JAMES & ASSOCIATES
13F
Company
class O/S missing
170,091
$891,276 30 Sep 2024
13F
Samalin Investment Counsel, LLC
13F
Company
class O/S missing
167,337
$876,844 30 Sep 2024
13F
Arlington Capital Management, Inc.
13F
Company
class O/S missing
163,541
$856,955 30 Sep 2024
13F
Innova Wealth Partners
13F
Company
class O/S missing
163,541
$856,955 30 Sep 2024
13F
Private Advisor Group, LLC
13F
Company
class O/S missing
153,754
$805,669 30 Sep 2024
13F
Rockefeller Capital Management L.P.
13F
Company
class O/S missing
148,251
$776,835 30 Sep 2024
13F
OPPENHEIMER & CO INC
13F
Company
class O/S missing
119,221
$624,718 30 Sep 2024
13F
Cubist Systematic Strategies, LLC
13F
Company
class O/S missing
109,665
$574,645 30 Sep 2024
13F
Kestra Advisory Services, LLC
13F
Company
class O/S missing
102,342
$536,274 30 Sep 2024
13F
Aptus Capital Advisors, LLC
13F
Company
class O/S missing
102,124
$535,130 30 Sep 2024
13F
Squarepoint Ops LLC
13F
Company
class O/S missing
98,638
$516,863 30 Sep 2024
13F
CastleKnight Management LP
13F
Company
class O/S missing
97,000
$508,280 30 Sep 2024
13F
Sage Capital Advisors,llc
13F
Company
class O/S missing
85,082
$445,828 30 Sep 2024
13F
Raymond James Financial Services Advisors, Inc.
13F
Company
class O/S missing
78,918
$413,532 30 Sep 2024
13F
Cetera Investment Advisers
13F
Company
class O/S missing
78,529
$411,492 30 Sep 2024
13F
UBS Group AG
13F
Company
class O/S missing
72,373
$379,235 30 Sep 2024
13F
HOHIMER WEALTH MANAGEMENT, LLC
13F
Company
class O/S missing
72,065
$377,621 30 Sep 2024
13F
CFO4Life Group, LLC
13F
Company
class O/S missing
71,910
$376,808 30 Sep 2024
13F
RESOURCES MANAGEMENT CORP /CT/ /ADV
13F
Company
0.43%
15,200
$365,000 30 Sep 2024
13F
Sigma Planning Corp
13F
Company
class O/S missing
69,307
$363,166 30 Sep 2024
13F
Atria Wealth Solutions, Inc.
13F
Company
class O/S missing
64,874
$340,740 30 Sep 2024
13F
BARD ASSOCIATES INC
13F
Company
class O/S missing
64,217
$336,498 30 Sep 2024
13F
Lido Advisors, LLC
13F
Company
class O/S missing
62,661
$328,349 30 Sep 2024
13F
Sheaff Brock Investment Advisors, LLC
13F
Company
class O/S missing
62,300
$326,452 30 Sep 2024
13F
BI Asset Management Fondsmaeglerselskab A/S
13F
Company
class O/S missing
56,785
$298,000 30 Sep 2024
13F
NewEdge Advisors, LLC
13F
Company
class O/S missing
54,982
$288,104 30 Sep 2024
13F
Prospera Financial Services Inc
13F
Company
class O/S missing
48,743
$255,422 30 Sep 2024
13F
Naviter Wealth, LLC
13F
Company
class O/S missing
48,668
$255,020 30 Sep 2024
13F

Institutional Holders of Oxford Lane Capital Corp. - Preferred (OXLCP) as of Q4 2024

As of 31 Dec 2024, Oxford Lane Capital Corp. - Preferred (OXLCP) was held by 1 institutional shareholder that filed Form 13F with the SEC. Together, they reported ownership of 13,200 shares. The largest 1 holders included RESOURCES MANAGEMENT CORP /CT/ /ADV. This page lists 1 institutional shareholders reporting positions in this security for the Q4 2024 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q4 2024 vs Q3 2024 Across Filers

Q3 2024 holders
1
Q4 2024 holders
1
Holder diff
0
Investor Q3 2024 Shares Q4 2024 Shares Share Diff Share Chg % Q3 2024 Value $ Q4 2024 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.