Oxford Lane Capital Corp. - Preferred (OXLCP)

CUSIP: 691543607

Q1 2024 13F Holders as of 31 Mar 2024

Type / Class
Equity / Preferred
Shares outstanding
3,497,364
Total 13F shares
15,200
Share change
-2,000
Total reported value
$356,000
Price per share
$23.42
Number of holders
1
Value change
-$46,842
Number of sells
1

Quarterly Holders Quick Answers

What is CUSIP 691543607?
CUSIP 691543607 identifies OXLCP - Oxford Lane Capital Corp. - Preferred in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

Top shareholders of OXLCP - Oxford Lane Capital Corp. - Preferred (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
Eagle Point Credit Management LLC
3/4/5
10%+ Owner
mixed-class rows
614,138
mixed-class rows
$15,351,696 29 Jun 2021
Penserra Capital Management LLC
13F
Company
class O/S missing
3,035,777
$14,996,000 31 Dec 2023
13F
MORGAN STANLEY
13F
Company
class O/S missing
954,355
$4,714,516 31 Dec 2023
13F
CITADEL ADVISORS LLC
13F
Company
class O/S missing
869,435
$4,295,009 31 Dec 2023
13F
OSAIC HOLDINGS, INC.
13F
Company
class O/S missing
582,160
$2,875,873 31 Dec 2023
13F
LPL Financial LLC
13F
Company
class O/S missing
385,439
$1,904,066 31 Dec 2023
13F
WEDBUSH SECURITIES INC
13F
Company
class O/S missing
371,939
$1,837,000 31 Dec 2023
13F
COMMONWEALTH EQUITY SERVICES, LLC
13F
Company
class O/S missing
328,811
$1,624,000 31 Dec 2023
13F
DELPHI FINANCIAL GROUP, INC.
13F
Company
class O/S missing
274,110
$1,354,103 31 Dec 2023
13F
&PARTNERS
13F
Company
class O/S missing
253,191
$1,250,764 31 Dec 2023
13F
JPMORGAN CHASE & CO
13F
Company
class O/S missing
237,953
$1,175,488 31 Dec 2023
13F
VIRTUS ADVISERS, LLC
13F
Company
class O/S missing
169,886
$839,237 31 Dec 2023
13F
Thomas J. Herzfeld Advisors, Inc.
13F
Company
class O/S missing
163,890
$809,617 31 Dec 2023
13F
Arlington Capital Management, Inc.
13F
Company
class O/S missing
154,916
$765,285 31 Dec 2023
13F
BNP PARIBAS FINANCIAL MARKETS
13F
Company
class O/S missing
142,700
$704,938 31 Dec 2023
13F
Samalin Investment Counsel, LLC
13F
Company
class O/S missing
141,550
$699,262 31 Dec 2023
13F
RAYMOND JAMES & ASSOCIATES
13F
Company
class O/S missing
139,879
$691,001 31 Dec 2023
13F
Geneos Wealth Management Inc.
13F
Company
class O/S missing
132,600
$655,044 31 Dec 2023
13F
Private Advisor Group, LLC
13F
Company
class O/S missing
113,572
$561,056 31 Dec 2023
13F
HRT FINANCIAL LP
13F
Company
class O/S missing
100,485
$496,000 31 Dec 2023
13F
CastleKnight Management LP
13F
Company
class O/S missing
97,000
$479,180 31 Dec 2023
13F
WELLS FARGO & COMPANY/MN
13F
Company
class O/S missing
92,501
$456,957 31 Dec 2023
13F
Kestra Advisory Services, LLC
13F
Company
class O/S missing
91,433
$451,680 31 Dec 2023
13F
Aptus Capital Advisors, LLC
13F
Company
class O/S missing
86,283
$426,238 31 Dec 2023
13F
Cubist Systematic Strategies, LLC
13F
Company
class O/S missing
81,650
$403,351 31 Dec 2023
13F
RESOURCES MANAGEMENT CORP /CT/ /ADV
13F
Company
mixed-class rows
18,200
mixed-class rows
$399,000 31 Dec 2023
13F
Realta Investment Advisors
13F
Company
class O/S missing
72,349
$357,406 31 Dec 2023
13F
AE Wealth Management LLC
13F
Company
class O/S missing
67,887
$353,013 31 Dec 2023
13F
BANK OF AMERICA CORP /DE/
13F
Company
class O/S missing
68,976
$340,743 31 Dec 2023
13F
Sage Capital Advisors,llc
13F
Company
class O/S missing
65,640
$324,262 31 Dec 2023
13F
BARD ASSOCIATES INC
13F
Company
class O/S missing
64,969
$320,948 31 Dec 2023
13F
BESSEMER GROUP INC
13F
Company
class O/S missing
61,925
$306,000 31 Dec 2023
13F
Sheaff Brock Investment Advisors, LLC
13F
Company
class O/S missing
61,770
$305,144 31 Dec 2023
13F
B. Riley Wealth Advisors, Inc.
13F
Company
class O/S missing
57,689
$284,982 31 Dec 2023
13F
Bridgewealth Advisory Group, LLC
13F
Company
class O/S missing
53,627
$264,917 31 Dec 2023
13F
ROYAL BANK OF CANADA
13F
Company
class O/S missing
53,469
$264,000 31 Dec 2023
13F
Rockefeller Capital Management L.P.
13F
Company
class O/S missing
53,057
$262,105 31 Dec 2023
13F
Jump Financial, LLC
13F
Company
class O/S missing
52,500
$259,350 31 Dec 2023
13F
NewEdge Advisors, LLC
13F
Company
class O/S missing
50,498
$255,078 31 Dec 2023
13F
BI Asset Management Fondsmaeglerselskab A/S
13F
Company
class O/S missing
51,487
$254,000 31 Dec 2023
13F
Lido Advisors, LLC
13F
Company
class O/S missing
51,372
$253,777 31 Dec 2023
13F
UBS Group AG
13F
Company
class O/S missing
48,336
$238,780 31 Dec 2023
13F
Andina Capital Management, LLC
13F
Company
class O/S missing
45,426
$224,404 31 Dec 2023
13F
Cambridge Investment Research Advisors, Inc.
13F
Company
class O/S missing
42,589
$210,000 31 Dec 2023
13F
Prospera Financial Services Inc
13F
Company
class O/S missing
41,299
$204,017 31 Dec 2023
13F
Squarepoint Ops LLC
13F
Company
class O/S missing
32,139
$158,767 31 Dec 2023
13F
J.W. COLE ADVISORS, INC.
13F
Company
class O/S missing
31,951
$157,837 31 Dec 2023
13F
Mark Jeffrey Ashenfelter
3/4/5
Director
class O/S missing
30,000
$155,364 10 Mar 2023
SUMMITRY LLC
13F
Company
class O/S missing
30,000
$148,200 31 Dec 2023
13F
HOHIMER WEALTH MANAGEMENT, LLC
13F
Company
class O/S missing
28,216
$139,387 31 Dec 2023
13F

Institutional Holders of Oxford Lane Capital Corp. - Preferred (OXLCP) as of Q1 2024

As of 31 Mar 2024, Oxford Lane Capital Corp. - Preferred (OXLCP) was held by 1 institutional shareholder that filed Form 13F with the SEC. Together, they reported ownership of 15,200 shares. The largest 1 holders included RESOURCES MANAGEMENT CORP /CT/ /ADV. This page lists 1 institutional shareholders reporting positions in this security for the Q1 2024 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q1 2024 vs Q4 2023 Across Filers

Q4 2023 holders
1
Q1 2024 holders
1
Holder diff
0
Investor Q4 2023 Shares Q1 2024 Shares Share Diff Share Chg % Q4 2023 Value $ Q1 2024 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.