- Info
- Insider Trading
- Holders: OXLC, OXLCZ, OXLCN
Oxford Lane Capital Corp. - Preferred (OXLCP)
CUSIP: 691543607
Q3 2024 13F Holders as of 30 Sep 2024
- Type / Class
- Equity / Preferred
- Shares outstanding
- 3,497,364
- Total 13F shares
- 15,200
- Share change
- 0
- Total reported value
- $365,000
- Price per share
- $24.01
- Number of holders
- 1
Quarterly Holders Quick Answers
What is CUSIP 691543607?
CUSIP 691543607 identifies OXLCP - Oxford Lane Capital Corp. - Preferred in SEC institutional holdings data.
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Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 691543607:
Top shareholders of OXLCP - Oxford Lane Capital Corp. - Preferred (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Penserra Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
3,075,176
|
$16,667,000 | — | 30 Jun 2024 | |
| Eagle Point Credit Management LLC |
3/4/5
|
10%+ Owner |
—
mixed-class rows
|
614,138
mixed-class rows
|
$15,351,696 | — | 29 Jun 2021 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
—
class O/S missing
|
1,016,222
|
$5,508,000 | — | 30 Jun 2024 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
885,990
|
$4,802,066 | — | 30 Jun 2024 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
530,651
|
$2,876,128 | — | 30 Jun 2024 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
—
class O/S missing
|
494,403
|
$2,679,664 | — | 30 Jun 2024 | |
| Jump Financial, LLC |
13F
|
Company |
—
class O/S missing
|
397,662
|
$2,155,328 | — | 30 Jun 2024 | |
| IAT REINSURANCE CO LTD. |
13F
|
Company |
—
class O/S missing
|
80,000
|
$2,000,000 | — | 30 Jun 2024 | |
| DELPHI FINANCIAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
351,037
|
$1,902,621 | — | 30 Jun 2024 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
350,516
|
$1,900,000 | — | 30 Jun 2024 | |
| Cubist Systematic Strategies, LLC |
13F
|
Company |
—
class O/S missing
|
315,050
|
$1,707,571 | — | 30 Jun 2024 | |
| TrueMark Investments, LLC |
13F
|
Company |
—
class O/S missing
|
303,196
|
$1,643,322 | — | 30 Jun 2024 | |
| VIRTUS ADVISERS, LLC |
13F
|
Company |
—
class O/S missing
|
275,406
|
$1,492,701 | — | 30 Jun 2024 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
274,715
|
$1,488,965 | — | 30 Jun 2024 | |
| &PARTNERS |
13F
|
Company |
—
class O/S missing
|
268,366
|
$1,454,544 | — | 30 Jun 2024 | |
| Realta Investment Advisors |
13F
|
Company |
—
class O/S missing
|
257,754
|
$1,397,027 | — | 30 Jun 2024 | |
| HRT FINANCIAL LP |
13F
|
Company |
—
class O/S missing
|
248,656
|
$1,347,000 | — | 30 Jun 2024 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
232,030
|
$1,257,603 | — | 30 Jun 2024 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
160,320
|
$868,934 | — | 30 Jun 2024 | |
| Founders Financial Alliance, LLC |
13F
|
Company |
—
class O/S missing
|
158,098
|
$856,891 | — | 30 Jun 2024 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
154,632
|
$838,106 | — | 30 Jun 2024 | |
| Samalin Investment Counsel, LLC |
13F
|
Company |
—
class O/S missing
|
149,483
|
$810,203 | — | 30 Jun 2024 | |
| J.W. COLE ADVISORS, INC. |
13F
|
Company |
—
class O/S missing
|
145,964
|
$791,127 | — | 30 Jun 2024 | |
| Arlington Capital Management, Inc. |
13F
|
Company |
—
class O/S missing
|
141,967
|
$769,461 | — | 30 Jun 2024 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
132,305
|
$717,089 | — | 30 Jun 2024 | |
| Aptus Capital Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
102,124
|
$553,512 | — | 30 Jun 2024 | |
| CastleKnight Management LP |
13F
|
Company |
—
class O/S missing
|
97,000
|
$525,740 | — | 30 Jun 2024 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
—
class O/S missing
|
113,547
|
$502,689 | — | 30 Jun 2024 | |
| Triumph Capital Management |
13F
|
Company |
—
class O/S missing
|
92,214
|
$499,800 | — | 30 Jun 2024 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
88,309
|
$478,633 | — | 30 Jun 2024 | |
| B. Riley Wealth Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
87,426
|
$474,404 | — | 30 Jun 2024 | |
| Sage Capital Advisors,llc |
13F
|
Company |
—
class O/S missing
|
80,052
|
$433,882 | — | 30 Jun 2024 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
71,184
|
$385,817 | — | 30 Jun 2024 | |
| RESOURCES MANAGEMENT CORP /CT/ /ADV |
13F
|
Company |
0.43%
|
15,200
|
$357,000 | — | 30 Jun 2024 | |
| Squarepoint Ops LLC |
13F
|
Company |
—
class O/S missing
|
65,757
|
$356,403 | — | 30 Jun 2024 | |
| BARD ASSOCIATES INC |
13F
|
Company |
—
class O/S missing
|
64,217
|
$348,057 | — | 30 Jun 2024 | |
| Sigma Planning Corp |
13F
|
Company |
—
class O/S missing
|
62,917
|
$341,009 | — | 30 Jun 2024 | |
| Sheaff Brock Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
61,770
|
$334,794 | — | 30 Jun 2024 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
—
class O/S missing
|
60,361
|
$327,157 | — | 30 Jun 2024 | |
| CFO4Life Group, LLC |
13F
|
Company |
—
class O/S missing
|
58,320
|
$316,094 | — | 30 Jun 2024 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
55,237
|
$299,385 | — | 30 Jun 2024 | |
| BI Asset Management Fondsmaeglerselskab A/S |
13F
|
Company |
—
class O/S missing
|
54,022
|
$293,000 | — | 30 Jun 2024 | |
| Lido Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
53,277
|
$288,766 | — | 30 Jun 2024 | |
| Naviter Wealth, LLC |
13F
|
Company |
—
class O/S missing
|
51,668
|
$280,041 | — | 30 Jun 2024 | |
| Prospera Financial Services Inc |
13F
|
Company |
—
class O/S missing
|
47,848
|
$259,352 | — | 30 Jun 2024 | |
| Pasadena Private Wealth, LLC |
13F
|
Company |
—
class O/S missing
|
47,302
|
$256,377 | — | 30 Jun 2024 | |
| NewEdge Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
46,762
|
$253,452 | — | 30 Jun 2024 | |
| PFG Investments, LLC |
13F
|
Company |
—
class O/S missing
|
45,066
|
$244,255 | — | 30 Jun 2024 | |
| Cetera Investment Advisers |
13F
|
Company |
—
class O/S missing
|
43,152
|
$233,884 | — | 30 Jun 2024 | |
| Atria Wealth Solutions, Inc. |
13F
|
Company |
—
class O/S missing
|
40,547
|
$221,400 | — | 30 Jun 2024 |
Institutional Holders of Oxford Lane Capital Corp. - Preferred (OXLCP) as of Q3 2024
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2024 vs Q2 2024 Across Filers
| Investor | Q2 2024 Shares | Q3 2024 Shares | Share Diff | Share Chg % | Q2 2024 Value $ | Q3 2024 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
An asterisk sign (*) next to the price indicates that the price is likely invalid.