Oxford Lane Capital Corp. - Preferred (OXLCP)

CUSIP: 691543607

Q3 2024 13F Holders as of 30 Sep 2024

Type / Class
Equity / Preferred
Shares outstanding
3,497,364
Total 13F shares
15,200
Share change
0
Total reported value
$365,000
Price per share
$24.01
Number of holders
1

Quarterly Holders Quick Answers

What is CUSIP 691543607?
CUSIP 691543607 identifies OXLCP - Oxford Lane Capital Corp. - Preferred in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

Top shareholders of OXLCP - Oxford Lane Capital Corp. - Preferred (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
Penserra Capital Management LLC
13F
Company
class O/S missing
3,075,176
$16,667,000 30 Jun 2024
13F
Eagle Point Credit Management LLC
3/4/5
10%+ Owner
mixed-class rows
614,138
mixed-class rows
$15,351,696 29 Jun 2021
WEDBUSH SECURITIES INC
13F
Company
class O/S missing
1,016,222
$5,508,000 30 Jun 2024
13F
MORGAN STANLEY
13F
Company
class O/S missing
885,990
$4,802,066 30 Jun 2024
13F
LPL Financial LLC
13F
Company
class O/S missing
530,651
$2,876,128 30 Jun 2024
13F
Geneos Wealth Management Inc.
13F
Company
class O/S missing
494,403
$2,679,664 30 Jun 2024
13F
Jump Financial, LLC
13F
Company
class O/S missing
397,662
$2,155,328 30 Jun 2024
13F
IAT REINSURANCE CO LTD.
13F
Company
class O/S missing
80,000
$2,000,000 30 Jun 2024
13F
DELPHI FINANCIAL GROUP, INC.
13F
Company
class O/S missing
351,037
$1,902,621 30 Jun 2024
13F
COMMONWEALTH EQUITY SERVICES, LLC
13F
Company
class O/S missing
350,516
$1,900,000 30 Jun 2024
13F
Cubist Systematic Strategies, LLC
13F
Company
class O/S missing
315,050
$1,707,571 30 Jun 2024
13F
TrueMark Investments, LLC
13F
Company
class O/S missing
303,196
$1,643,322 30 Jun 2024
13F
VIRTUS ADVISERS, LLC
13F
Company
class O/S missing
275,406
$1,492,701 30 Jun 2024
13F
OSAIC HOLDINGS, INC.
13F
Company
class O/S missing
274,715
$1,488,965 30 Jun 2024
13F
&PARTNERS
13F
Company
class O/S missing
268,366
$1,454,544 30 Jun 2024
13F
Realta Investment Advisors
13F
Company
class O/S missing
257,754
$1,397,027 30 Jun 2024
13F
HRT FINANCIAL LP
13F
Company
class O/S missing
248,656
$1,347,000 30 Jun 2024
13F
Invesco Ltd.
13F
Company
class O/S missing
232,030
$1,257,603 30 Jun 2024
13F
RAYMOND JAMES & ASSOCIATES
13F
Company
class O/S missing
160,320
$868,934 30 Jun 2024
13F
Founders Financial Alliance, LLC
13F
Company
class O/S missing
158,098
$856,891 30 Jun 2024
13F
CITADEL ADVISORS LLC
13F
Company
class O/S missing
154,632
$838,106 30 Jun 2024
13F
Samalin Investment Counsel, LLC
13F
Company
class O/S missing
149,483
$810,203 30 Jun 2024
13F
J.W. COLE ADVISORS, INC.
13F
Company
class O/S missing
145,964
$791,127 30 Jun 2024
13F
Arlington Capital Management, Inc.
13F
Company
class O/S missing
141,967
$769,461 30 Jun 2024
13F
Private Advisor Group, LLC
13F
Company
class O/S missing
132,305
$717,089 30 Jun 2024
13F
Aptus Capital Advisors, LLC
13F
Company
class O/S missing
102,124
$553,512 30 Jun 2024
13F
CastleKnight Management LP
13F
Company
class O/S missing
97,000
$525,740 30 Jun 2024
13F
Kestra Advisory Services, LLC
13F
Company
class O/S missing
113,547
$502,689 30 Jun 2024
13F
Triumph Capital Management
13F
Company
class O/S missing
92,214
$499,800 30 Jun 2024
13F
WELLS FARGO & COMPANY/MN
13F
Company
class O/S missing
88,309
$478,633 30 Jun 2024
13F
B. Riley Wealth Advisors, Inc.
13F
Company
class O/S missing
87,426
$474,404 30 Jun 2024
13F
Sage Capital Advisors,llc
13F
Company
class O/S missing
80,052
$433,882 30 Jun 2024
13F
Raymond James Financial Services Advisors, Inc.
13F
Company
class O/S missing
71,184
$385,817 30 Jun 2024
13F
RESOURCES MANAGEMENT CORP /CT/ /ADV
13F
Company
0.43%
15,200
$357,000 30 Jun 2024
13F
Squarepoint Ops LLC
13F
Company
class O/S missing
65,757
$356,403 30 Jun 2024
13F
BARD ASSOCIATES INC
13F
Company
class O/S missing
64,217
$348,057 30 Jun 2024
13F
Sigma Planning Corp
13F
Company
class O/S missing
62,917
$341,009 30 Jun 2024
13F
Sheaff Brock Investment Advisors, LLC
13F
Company
class O/S missing
61,770
$334,794 30 Jun 2024
13F
JANE STREET GROUP, LLC
13F
Company
class O/S missing
60,361
$327,157 30 Jun 2024
13F
CFO4Life Group, LLC
13F
Company
class O/S missing
58,320
$316,094 30 Jun 2024
13F
UBS Group AG
13F
Company
class O/S missing
55,237
$299,385 30 Jun 2024
13F
BI Asset Management Fondsmaeglerselskab A/S
13F
Company
class O/S missing
54,022
$293,000 30 Jun 2024
13F
Lido Advisors, LLC
13F
Company
class O/S missing
53,277
$288,766 30 Jun 2024
13F
Naviter Wealth, LLC
13F
Company
class O/S missing
51,668
$280,041 30 Jun 2024
13F
Prospera Financial Services Inc
13F
Company
class O/S missing
47,848
$259,352 30 Jun 2024
13F
Pasadena Private Wealth, LLC
13F
Company
class O/S missing
47,302
$256,377 30 Jun 2024
13F
NewEdge Advisors, LLC
13F
Company
class O/S missing
46,762
$253,452 30 Jun 2024
13F
PFG Investments, LLC
13F
Company
class O/S missing
45,066
$244,255 30 Jun 2024
13F
Cetera Investment Advisers
13F
Company
class O/S missing
43,152
$233,884 30 Jun 2024
13F
Atria Wealth Solutions, Inc.
13F
Company
class O/S missing
40,547
$221,400 30 Jun 2024
13F

Institutional Holders of Oxford Lane Capital Corp. - Preferred (OXLCP) as of Q3 2024

As of 30 Sep 2024, Oxford Lane Capital Corp. - Preferred (OXLCP) was held by 1 institutional shareholder that filed Form 13F with the SEC. Together, they reported ownership of 15,200 shares. The largest 1 holders included RESOURCES MANAGEMENT CORP /CT/ /ADV. This page lists 1 institutional shareholders reporting positions in this security for the Q3 2024 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q3 2024 vs Q2 2024 Across Filers

Q2 2024 holders
1
Q3 2024 holders
1
Holder diff
0
Investor Q2 2024 Shares Q3 2024 Shares Share Diff Share Chg % Q2 2024 Value $ Q3 2024 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.