Oxford Lane Capital Corp. - Preferred (OXLCP)

CUSIP: 691543607

Q4 2022 13F Holders as of 31 Dec 2022

Type / Class
Equity / Preferred
Shares outstanding
3,497,364
Total 13F shares
18,400
Share change
-1,000
Total reported value
$417,000
Price per share
$22.66
Number of holders
1
Value change
-$22,663
Number of sells
1

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Quarterly Holders Quick Answers

What is CUSIP 691543607?
CUSIP 691543607 identifies OXLCP - Oxford Lane Capital Corp. - Preferred in SEC institutional holdings data.

Need full ownership history?
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Top shareholders of OXLCP - Oxford Lane Capital Corp. - Preferred (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
Eagle Point Credit Management LLC
3/4/5
10%+ Owner
mixed-class rows
614,138
mixed-class rows
$15,351,696 29 Jun 2021
Penserra Capital Management LLC
13F
Company
class O/S missing
1,739,210
$8,991,000 30 Sep 2022
13F
Enstar Group LTD
13F
Company
class O/S missing
624,420
$3,228,000 30 Sep 2022
13F
MORGAN STANLEY
13F
Company
class O/S missing
571,788
$2,956,000 30 Sep 2022
13F
OSAIC HOLDINGS, INC.
13F
Company
class O/S missing
411,831
$2,130,000 30 Sep 2022
13F
LPL Financial LLC
13F
Company
class O/S missing
407,344
$2,106,000 30 Sep 2022
13F
COMMONWEALTH EQUITY SERVICES, LLC
13F
Company
class O/S missing
324,401
$1,677,000 30 Sep 2022
13F
&PARTNERS
13F
Company
class O/S missing
306,452
$1,584,000 30 Sep 2022
13F
WEDBUSH SECURITIES INC
13F
Company
class O/S missing
302,885
$1,566,000 30 Sep 2022
13F
DELPHI FINANCIAL GROUP, INC.
13F
Company
class O/S missing
202,476
$1,047,000 30 Sep 2022
13F
Invesco Ltd.
13F
Company
class O/S missing
180,320
$932,000 30 Sep 2022
13F
VIRTUS ADVISERS, LLC
13F
Company
class O/S missing
147,452
$762,000 30 Sep 2022
13F
Western Wealth Management, LLC
13F
Company
class O/S missing
110,488
$596,000 30 Sep 2022
13F
RAYMOND JAMES & ASSOCIATES
13F
Company
class O/S missing
112,688
$583,000 30 Sep 2022
13F
PNC FINANCIAL SERVICES GROUP, INC.
13F
Company
class O/S missing
98,502
$510,000 30 Sep 2022
13F
BANK OF AMERICA CORP /DE/
13F
Company
class O/S missing
93,079
$482,000 30 Sep 2022
13F
Alpha Cubed Investments, LLC
13F
Company
class O/S missing
92,538
$478,000 30 Sep 2022
13F
RESOURCES MANAGEMENT CORP /CT/ /ADV
13F
Company
mixed-class rows
20,400
mixed-class rows
$451,000 30 Sep 2022
13F
Private Advisor Group, LLC
13F
Company
class O/S missing
80,232
$415,000 30 Sep 2022
13F
BARD ASSOCIATES INC
13F
Company
class O/S missing
74,744
$386,000 30 Sep 2022
13F
B. Riley Wealth Advisors, Inc.
13F
Company
class O/S missing
66,927
$347,000 30 Sep 2022
13F
Capital Investment Advisors, LLC
13F
Company
class O/S missing
65,379
$338,000 30 Sep 2022
13F
Sage Capital Advisors,llc
13F
Company
class O/S missing
61,190
$316,000 30 Sep 2022
13F
All Season Financial Advisors, Inc.
13F
Company
class O/S missing
53,925
$279,000 30 Sep 2022
13F
Geneos Wealth Management Inc.
13F
Company
class O/S missing
52,000
$268,000 30 Sep 2022
13F
Claybrook Capital, LLC
13F
Company
class O/S missing
51,371
$266,000 30 Sep 2022
13F
NewEdge Advisors, LLC
13F
Company
class O/S missing
48,742
$252,000 30 Sep 2022
13F
Kestra Advisory Services, LLC
13F
Company
class O/S missing
47,861
$247,000 30 Sep 2022
13F
Rockefeller Capital Management L.P.
13F
Company
class O/S missing
47,033
$243,000 30 Sep 2022
13F
Samalin Investment Counsel, LLC
13F
Company
class O/S missing
41,049
$212,000 30 Sep 2022
13F
ENVESTNET ASSET MANAGEMENT INC
13F
Company
class O/S missing
40,107
$207,000 30 Sep 2022
13F
Cambridge Investment Research Advisors, Inc.
13F
Company
class O/S missing
33,591
$174,000 30 Sep 2022
13F
Virtu Financial LLC
13F
Company
class O/S missing
33,576
$174,000 30 Sep 2022
13F
ROYAL BANK OF CANADA
13F
Company
class O/S missing
32,799
$170,000 30 Sep 2022
13F
Sigma Planning Corp
13F
Company
class O/S missing
28,186
$146,000 30 Sep 2022
13F
MERCER GLOBAL ADVISORS INC /ADV
13F
Company
class O/S missing
25,778
$133,000 30 Sep 2022
13F
PARK AVENUE SECURITIES LLC
13F
Company
class O/S missing
23,983
$124,000 30 Sep 2022
13F
UBS Group AG
13F
Company
class O/S missing
23,220
$120,000 30 Sep 2022
13F
TWO SIGMA SECURITIES, LLC
13F
Company
class O/S missing
22,424
$116,000 30 Sep 2022
13F
WELLS FARGO & COMPANY/MN
13F
Company
class O/S missing
22,252
$115,000 30 Sep 2022
13F
SUMMITRY LLC
13F
Company
class O/S missing
20,000
$103,000 30 Sep 2022
13F
Trek Financial, LLC
13F
Company
class O/S missing
19,275
$100,000 30 Sep 2022
13F
NATIXIS
13F
Company
class O/S missing
17,101
$88,000 30 Sep 2022
13F
Prospera Financial Services Inc
13F
Company
class O/S missing
16,705
$86,000 30 Sep 2022
13F
TOMPKINS FINANCIAL CORP
13F
Company
class O/S missing
16,000
$83,000 30 Sep 2022
13F
UNITED CAPITAL FINANCIAL ADVISORS, LLC
13F
Company
class O/S missing
15,000
$78,000 30 Sep 2022
13F
Arete Wealth Advisors, LLC
13F
Company
class O/S missing
14,925
$77,000 30 Sep 2022
13F
Beacon Financial Advisory LLC
13F
Company
class O/S missing
14,848
$77,000 30 Sep 2022
13F
CIBC Private Wealth Group LLC
13F
Company
class O/S missing
14,000
$72,000 30 Sep 2022
13F
Atria Wealth Solutions, Inc.
13F
Company
class O/S missing
13,700
$70,829 30 Sep 2022
13F

Institutional Holders of Oxford Lane Capital Corp. - Preferred (OXLCP) as of Q4 2022

As of 31 Dec 2022, Oxford Lane Capital Corp. - Preferred (OXLCP) was held by 1 institutional shareholder that filed Form 13F with the SEC. Together, they reported ownership of 18,400 shares. The largest 1 holders included RESOURCES MANAGEMENT CORP /CT/ /ADV. This page lists 1 institutional shareholders reporting positions in this security for the Q4 2022 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q4 2022 vs Q3 2022 Across Filers

Q3 2022 holders
1
Q4 2022 holders
1
Holder diff
0
Investor Q3 2022 Shares Q4 2022 Shares Share Diff Share Chg % Q3 2022 Value $ Q4 2022 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.