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- Insider Trading
- Holders: OXLC, OXLCZ, OXLCN
Oxford Lane Capital Corp. - Preferred (OXLCP)
CUSIP: 691543607
Q4 2022 13F Holders as of 31 Dec 2022
- Type / Class
- Equity / Preferred
- Shares outstanding
- 3,497,364
- Total 13F shares
- 18,400
- Share change
- -1,000
- Total reported value
- $417,000
- Price per share
- $22.66
- Number of holders
- 1
- Value change
- -$22,663
- Number of sells
- 1
Quarterly Holders Quick Answers
What is CUSIP 691543607?
CUSIP 691543607 identifies OXLCP - Oxford Lane Capital Corp. - Preferred in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
- Recent insider transactions for executive and insider activity.
- SEC investors directory and top value investors for manager drilldown.
- Back to full security ownership history.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 691543607:
Top shareholders of OXLCP - Oxford Lane Capital Corp. - Preferred (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Eagle Point Credit Management LLC |
3/4/5
|
10%+ Owner |
—
mixed-class rows
|
614,138
mixed-class rows
|
$15,351,696 | — | 29 Jun 2021 | |
| Penserra Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
1,739,210
|
$8,991,000 | — | 30 Sep 2022 | |
| Enstar Group LTD |
13F
|
Company |
—
class O/S missing
|
624,420
|
$3,228,000 | — | 30 Sep 2022 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
571,788
|
$2,956,000 | — | 30 Sep 2022 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
411,831
|
$2,130,000 | — | 30 Sep 2022 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
407,344
|
$2,106,000 | — | 30 Sep 2022 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
324,401
|
$1,677,000 | — | 30 Sep 2022 | |
| &PARTNERS |
13F
|
Company |
—
class O/S missing
|
306,452
|
$1,584,000 | — | 30 Sep 2022 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
—
class O/S missing
|
302,885
|
$1,566,000 | — | 30 Sep 2022 | |
| DELPHI FINANCIAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
202,476
|
$1,047,000 | — | 30 Sep 2022 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
180,320
|
$932,000 | — | 30 Sep 2022 | |
| VIRTUS ADVISERS, LLC |
13F
|
Company |
—
class O/S missing
|
147,452
|
$762,000 | — | 30 Sep 2022 | |
| Western Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
110,488
|
$596,000 | — | 30 Sep 2022 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
112,688
|
$583,000 | — | 30 Sep 2022 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
98,502
|
$510,000 | — | 30 Sep 2022 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
93,079
|
$482,000 | — | 30 Sep 2022 | |
| Alpha Cubed Investments, LLC |
13F
|
Company |
—
class O/S missing
|
92,538
|
$478,000 | — | 30 Sep 2022 | |
| RESOURCES MANAGEMENT CORP /CT/ /ADV |
13F
|
Company |
—
mixed-class rows
|
20,400
mixed-class rows
|
$451,000 | — | 30 Sep 2022 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
80,232
|
$415,000 | — | 30 Sep 2022 | |
| BARD ASSOCIATES INC |
13F
|
Company |
—
class O/S missing
|
74,744
|
$386,000 | — | 30 Sep 2022 | |
| B. Riley Wealth Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
66,927
|
$347,000 | — | 30 Sep 2022 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
65,379
|
$338,000 | — | 30 Sep 2022 | |
| Sage Capital Advisors,llc |
13F
|
Company |
—
class O/S missing
|
61,190
|
$316,000 | — | 30 Sep 2022 | |
| All Season Financial Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
53,925
|
$279,000 | — | 30 Sep 2022 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
—
class O/S missing
|
52,000
|
$268,000 | — | 30 Sep 2022 | |
| Claybrook Capital, LLC |
13F
|
Company |
—
class O/S missing
|
51,371
|
$266,000 | — | 30 Sep 2022 | |
| NewEdge Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
48,742
|
$252,000 | — | 30 Sep 2022 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
—
class O/S missing
|
47,861
|
$247,000 | — | 30 Sep 2022 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
—
class O/S missing
|
47,033
|
$243,000 | — | 30 Sep 2022 | |
| Samalin Investment Counsel, LLC |
13F
|
Company |
—
class O/S missing
|
41,049
|
$212,000 | — | 30 Sep 2022 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
40,107
|
$207,000 | — | 30 Sep 2022 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
33,591
|
$174,000 | — | 30 Sep 2022 | |
| Virtu Financial LLC |
13F
|
Company |
—
class O/S missing
|
33,576
|
$174,000 | — | 30 Sep 2022 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
32,799
|
$170,000 | — | 30 Sep 2022 | |
| Sigma Planning Corp |
13F
|
Company |
—
class O/S missing
|
28,186
|
$146,000 | — | 30 Sep 2022 | |
| MERCER GLOBAL ADVISORS INC /ADV |
13F
|
Company |
—
class O/S missing
|
25,778
|
$133,000 | — | 30 Sep 2022 | |
| PARK AVENUE SECURITIES LLC |
13F
|
Company |
—
class O/S missing
|
23,983
|
$124,000 | — | 30 Sep 2022 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
23,220
|
$120,000 | — | 30 Sep 2022 | |
| TWO SIGMA SECURITIES, LLC |
13F
|
Company |
—
class O/S missing
|
22,424
|
$116,000 | — | 30 Sep 2022 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
22,252
|
$115,000 | — | 30 Sep 2022 | |
| SUMMITRY LLC |
13F
|
Company |
—
class O/S missing
|
20,000
|
$103,000 | — | 30 Sep 2022 | |
| Trek Financial, LLC |
13F
|
Company |
—
class O/S missing
|
19,275
|
$100,000 | — | 30 Sep 2022 | |
| NATIXIS |
13F
|
Company |
—
class O/S missing
|
17,101
|
$88,000 | — | 30 Sep 2022 | |
| Prospera Financial Services Inc |
13F
|
Company |
—
class O/S missing
|
16,705
|
$86,000 | — | 30 Sep 2022 | |
| TOMPKINS FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
16,000
|
$83,000 | — | 30 Sep 2022 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
15,000
|
$78,000 | — | 30 Sep 2022 | |
| Arete Wealth Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
14,925
|
$77,000 | — | 30 Sep 2022 | |
| Beacon Financial Advisory LLC |
13F
|
Company |
—
class O/S missing
|
14,848
|
$77,000 | — | 30 Sep 2022 | |
| CIBC Private Wealth Group LLC |
13F
|
Company |
—
class O/S missing
|
14,000
|
$72,000 | — | 30 Sep 2022 | |
| Atria Wealth Solutions, Inc. |
13F
|
Company |
—
class O/S missing
|
13,700
|
$70,829 | — | 30 Sep 2022 |
Institutional Holders of Oxford Lane Capital Corp. - Preferred (OXLCP) as of Q4 2022
As of 31 Dec 2022,
Oxford Lane Capital Corp. - Preferred (OXLCP) was held by
1 institutional
shareholder
that filed Form 13F with the SEC.
Together, they reported ownership of
18,400 shares.
The largest 1 holders included
RESOURCES MANAGEMENT CORP /CT/ /ADV.
This page lists
1
institutional shareholders reporting positions in this security
for the Q4 2022 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2022 vs Q3 2022 Across Filers
Q3 2022 holders
1
Q4 2022 holders
1
Holder diff
0
| Investor | Q3 2022 Shares | Q4 2022 Shares | Share Diff | Share Chg % | Q3 2022 Value $ | Q4 2022 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.