Oxford Lane Capital Corp. - Preferred (OXLCP)

CUSIP: 691543607

Q3 2022 13F Holders as of 30 Sep 2022

Type / Class
Equity / Preferred
Shares outstanding
3,497,364
Total 13F shares
19,400
Share change
+400
Total reported value
$446,000
Price per share
$22.99
Number of holders
1
Value change
+$9,196
Number of buys
1

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Quarterly Holders Quick Answers

What is CUSIP 691543607?
CUSIP 691543607 identifies OXLCP - Oxford Lane Capital Corp. - Preferred in SEC institutional holdings data.

Need full ownership history?
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Top shareholders of OXLCP - Oxford Lane Capital Corp. - Preferred (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
Eagle Point Credit Management LLC
3/4/5
10%+ Owner
mixed-class rows
614,138
mixed-class rows
$15,351,696 29 Jun 2021
Penserra Capital Management LLC
13F
Company
class O/S missing
1,553,291
$8,822,000 30 Jun 2022
13F
Enstar Group LTD
13F
Company
class O/S missing
624,420
$3,547,000 30 Jun 2022
13F
MORGAN STANLEY
13F
Company
class O/S missing
613,627
$3,485,000 30 Jun 2022
13F
OSAIC HOLDINGS, INC.
13F
Company
class O/S missing
405,490
$2,303,000 30 Jun 2022
13F
DELPHI FINANCIAL GROUP, INC.
13F
Company
class O/S missing
339,316
$1,927,000 30 Jun 2022
13F
LPL Financial LLC
13F
Company
class O/S missing
308,623
$1,753,000 30 Jun 2022
13F
&PARTNERS
13F
Company
class O/S missing
304,148
$1,728,000 30 Jun 2022
13F
COMMONWEALTH EQUITY SERVICES, LLC
13F
Company
class O/S missing
286,871
$1,629,000 30 Jun 2022
13F
WEDBUSH SECURITIES INC
13F
Company
class O/S missing
219,598
$1,247,000 30 Jun 2022
13F
Invesco Ltd.
13F
Company
class O/S missing
183,548
$1,043,000 30 Jun 2022
13F
VIRTUS ADVISERS, LLC
13F
Company
class O/S missing
176,034
$1,000,000 30 Jun 2022
13F
Thomas J. Herzfeld Advisors, Inc.
13F
Company
class O/S missing
157,641
$895,000 30 Jun 2022
13F
Western Wealth Management, LLC
13F
Company
class O/S missing
115,631
$700,000 30 Jun 2022
13F
PNC FINANCIAL SERVICES GROUP, INC.
13F
Company
class O/S missing
115,894
$658,000 30 Jun 2022
13F
Alpha Cubed Investments, LLC
13F
Company
class O/S missing
92,538
$526,000 30 Jun 2022
13F
RESOURCES MANAGEMENT CORP /CT/ /ADV
13F
Company
mixed-class rows
20,000
mixed-class rows
$470,000 30 Jun 2022
13F
ENVESTNET ASSET MANAGEMENT INC
13F
Company
class O/S missing
72,258
$410,000 30 Jun 2022
13F
BARD ASSOCIATES INC
13F
Company
class O/S missing
70,194
$399,000 30 Jun 2022
13F
Geneos Wealth Management Inc.
13F
Company
class O/S missing
60,027
$342,000 30 Jun 2022
13F
Private Advisor Group, LLC
13F
Company
class O/S missing
58,448
$332,000 30 Jun 2022
13F
All Season Financial Advisors, Inc.
13F
Company
class O/S missing
51,516
$293,000 30 Jun 2022
13F
B. Riley Wealth Advisors, Inc.
13F
Company
class O/S missing
50,467
$287,000 30 Jun 2022
13F
RAYMOND JAMES & ASSOCIATES
13F
Company
class O/S missing
49,828
$283,000 30 Jun 2022
13F
Cambridge Investment Research Advisors, Inc.
13F
Company
class O/S missing
46,271
$263,000 30 Jun 2022
13F
B. Riley Wealth Management, Inc.
13F
Company
class O/S missing
46,092
$262,000 30 Jun 2022
13F
Jump Financial, LLC
13F
Company
class O/S missing
45,700
$260,000 30 Jun 2022
13F
NewEdge Advisors, LLC
13F
Company
class O/S missing
45,442
$258,000 30 Jun 2022
13F
Kestra Advisory Services, LLC
13F
Company
class O/S missing
40,353
$229,000 30 Jun 2022
13F
Rockefeller Capital Management L.P.
13F
Company
class O/S missing
40,336
$229,000 30 Jun 2022
13F
Samalin Investment Counsel, LLC
13F
Company
class O/S missing
39,904
$227,000 30 Jun 2022
13F
Sage Capital Advisors,llc
13F
Company
class O/S missing
36,967
$210,000 30 Jun 2022
13F
BANK OF AMERICA CORP /DE/
13F
Company
class O/S missing
34,471
$196,000 30 Jun 2022
13F
Sigma Planning Corp
13F
Company
class O/S missing
33,832
$192,000 30 Jun 2022
13F
ROYAL BANK OF CANADA
13F
Company
class O/S missing
31,587
$179,000 30 Jun 2022
13F
NORTHERN TRUST CORP
13F
Company
class O/S missing
30,000
$170,000 30 Jun 2022
13F
Claybrook Capital, LLC
13F
Company
class O/S missing
28,816
$164,000 30 Jun 2022
13F
Bank of New York Mellon Corp
13F
Company
class O/S missing
28,610
$163,000 30 Jun 2022
13F
PARK AVENUE SECURITIES LLC
13F
Company
class O/S missing
25,483
$145,000 30 Jun 2022
13F
Squarepoint Ops LLC
13F
Company
class O/S missing
24,154
$137,000 30 Jun 2022
13F
UBS Group AG
13F
Company
class O/S missing
23,946
$136,000 30 Jun 2022
13F
NOMURA HOLDINGS INC
13F
Company
class O/S missing
22,000
$127,000 30 Jun 2022
13F
Freestone Capital Holdings, LLC
13F
Company
class O/S missing
20,100
$114,000 30 Jun 2022
13F
SUMMITRY LLC
13F
Company
class O/S missing
20,000
$114,000 30 Jun 2022
13F
MERCER GLOBAL ADVISORS INC /ADV
13F
Company
class O/S missing
19,742
$112,000 30 Jun 2022
13F
Trek Financial, LLC
13F
Company
class O/S missing
19,275
$109,000 30 Jun 2022
13F
TOMPKINS FINANCIAL CORP
13F
Company
class O/S missing
16,000
$91,000 30 Jun 2022
13F
WELLS FARGO & COMPANY/MN
13F
Company
class O/S missing
15,381
$87,000 30 Jun 2022
13F
UNITED CAPITAL FINANCIAL ADVISORS, LLC
13F
Company
class O/S missing
15,200
$86,000 30 Jun 2022
13F
Laird Norton Wetherby Wealth Management, LLC
13F
Company
class O/S missing
15,000
$85,000 30 Jun 2022
13F

Institutional Holders of Oxford Lane Capital Corp. - Preferred (OXLCP) as of Q3 2022

As of 30 Sep 2022, Oxford Lane Capital Corp. - Preferred (OXLCP) was held by 1 institutional shareholder that filed Form 13F with the SEC. Together, they reported ownership of 19,400 shares. The largest 1 holders included RESOURCES MANAGEMENT CORP /CT/ /ADV. This page lists 1 institutional shareholders reporting positions in this security for the Q3 2022 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q3 2022 vs Q2 2022 Across Filers

Q2 2022 holders
1
Q3 2022 holders
1
Holder diff
0
Investor Q2 2022 Shares Q3 2022 Shares Share Diff Share Chg % Q2 2022 Value $ Q3 2022 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.