- Info
- Insider Trading
- Holders: OXLC, OXLCZ, OXLCN
Oxford Lane Capital Corp. - Preferred (OXLCP)
CUSIP: 691543607
Q3 2022 13F Holders as of 30 Sep 2022
- Type / Class
- Equity / Preferred
- Shares outstanding
- 3,497,364
- Total 13F shares
- 19,400
- Share change
- +400
- Total reported value
- $446,000
- Price per share
- $22.99
- Number of holders
- 1
- Value change
- +$9,196
- Number of buys
- 1
Quarterly Holders Quick Answers
What is CUSIP 691543607?
CUSIP 691543607 identifies OXLCP - Oxford Lane Capital Corp. - Preferred in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
- Recent insider transactions for executive and insider activity.
- SEC investors directory and top value investors for manager drilldown.
- Back to full security ownership history.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 691543607:
Top shareholders of OXLCP - Oxford Lane Capital Corp. - Preferred (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Eagle Point Credit Management LLC |
3/4/5
|
10%+ Owner |
—
mixed-class rows
|
614,138
mixed-class rows
|
$15,351,696 | — | 29 Jun 2021 | |
| Penserra Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
1,553,291
|
$8,822,000 | — | 30 Jun 2022 | |
| Enstar Group LTD |
13F
|
Company |
—
class O/S missing
|
624,420
|
$3,547,000 | — | 30 Jun 2022 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
613,627
|
$3,485,000 | — | 30 Jun 2022 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
405,490
|
$2,303,000 | — | 30 Jun 2022 | |
| DELPHI FINANCIAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
339,316
|
$1,927,000 | — | 30 Jun 2022 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
308,623
|
$1,753,000 | — | 30 Jun 2022 | |
| &PARTNERS |
13F
|
Company |
—
class O/S missing
|
304,148
|
$1,728,000 | — | 30 Jun 2022 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
286,871
|
$1,629,000 | — | 30 Jun 2022 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
—
class O/S missing
|
219,598
|
$1,247,000 | — | 30 Jun 2022 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
183,548
|
$1,043,000 | — | 30 Jun 2022 | |
| VIRTUS ADVISERS, LLC |
13F
|
Company |
—
class O/S missing
|
176,034
|
$1,000,000 | — | 30 Jun 2022 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
157,641
|
$895,000 | — | 30 Jun 2022 | |
| Western Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
115,631
|
$700,000 | — | 30 Jun 2022 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
115,894
|
$658,000 | — | 30 Jun 2022 | |
| Alpha Cubed Investments, LLC |
13F
|
Company |
—
class O/S missing
|
92,538
|
$526,000 | — | 30 Jun 2022 | |
| RESOURCES MANAGEMENT CORP /CT/ /ADV |
13F
|
Company |
—
mixed-class rows
|
20,000
mixed-class rows
|
$470,000 | — | 30 Jun 2022 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
72,258
|
$410,000 | — | 30 Jun 2022 | |
| BARD ASSOCIATES INC |
13F
|
Company |
—
class O/S missing
|
70,194
|
$399,000 | — | 30 Jun 2022 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
—
class O/S missing
|
60,027
|
$342,000 | — | 30 Jun 2022 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
58,448
|
$332,000 | — | 30 Jun 2022 | |
| All Season Financial Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
51,516
|
$293,000 | — | 30 Jun 2022 | |
| B. Riley Wealth Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
50,467
|
$287,000 | — | 30 Jun 2022 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
49,828
|
$283,000 | — | 30 Jun 2022 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
46,271
|
$263,000 | — | 30 Jun 2022 | |
| B. Riley Wealth Management, Inc. |
13F
|
Company |
—
class O/S missing
|
46,092
|
$262,000 | — | 30 Jun 2022 | |
| Jump Financial, LLC |
13F
|
Company |
—
class O/S missing
|
45,700
|
$260,000 | — | 30 Jun 2022 | |
| NewEdge Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
45,442
|
$258,000 | — | 30 Jun 2022 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
—
class O/S missing
|
40,353
|
$229,000 | — | 30 Jun 2022 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
—
class O/S missing
|
40,336
|
$229,000 | — | 30 Jun 2022 | |
| Samalin Investment Counsel, LLC |
13F
|
Company |
—
class O/S missing
|
39,904
|
$227,000 | — | 30 Jun 2022 | |
| Sage Capital Advisors,llc |
13F
|
Company |
—
class O/S missing
|
36,967
|
$210,000 | — | 30 Jun 2022 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
34,471
|
$196,000 | — | 30 Jun 2022 | |
| Sigma Planning Corp |
13F
|
Company |
—
class O/S missing
|
33,832
|
$192,000 | — | 30 Jun 2022 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
31,587
|
$179,000 | — | 30 Jun 2022 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
30,000
|
$170,000 | — | 30 Jun 2022 | |
| Claybrook Capital, LLC |
13F
|
Company |
—
class O/S missing
|
28,816
|
$164,000 | — | 30 Jun 2022 | |
| Bank of New York Mellon Corp |
13F
|
Company |
—
class O/S missing
|
28,610
|
$163,000 | — | 30 Jun 2022 | |
| PARK AVENUE SECURITIES LLC |
13F
|
Company |
—
class O/S missing
|
25,483
|
$145,000 | — | 30 Jun 2022 | |
| Squarepoint Ops LLC |
13F
|
Company |
—
class O/S missing
|
24,154
|
$137,000 | — | 30 Jun 2022 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
23,946
|
$136,000 | — | 30 Jun 2022 | |
| NOMURA HOLDINGS INC |
13F
|
Company |
—
class O/S missing
|
22,000
|
$127,000 | — | 30 Jun 2022 | |
| Freestone Capital Holdings, LLC |
13F
|
Company |
—
class O/S missing
|
20,100
|
$114,000 | — | 30 Jun 2022 | |
| SUMMITRY LLC |
13F
|
Company |
—
class O/S missing
|
20,000
|
$114,000 | — | 30 Jun 2022 | |
| MERCER GLOBAL ADVISORS INC /ADV |
13F
|
Company |
—
class O/S missing
|
19,742
|
$112,000 | — | 30 Jun 2022 | |
| Trek Financial, LLC |
13F
|
Company |
—
class O/S missing
|
19,275
|
$109,000 | — | 30 Jun 2022 | |
| TOMPKINS FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
16,000
|
$91,000 | — | 30 Jun 2022 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
15,381
|
$87,000 | — | 30 Jun 2022 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
15,200
|
$86,000 | — | 30 Jun 2022 | |
| Laird Norton Wetherby Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
15,000
|
$85,000 | — | 30 Jun 2022 |
Institutional Holders of Oxford Lane Capital Corp. - Preferred (OXLCP) as of Q3 2022
As of 30 Sep 2022,
Oxford Lane Capital Corp. - Preferred (OXLCP) was held by
1 institutional
shareholder
that filed Form 13F with the SEC.
Together, they reported ownership of
19,400 shares.
The largest 1 holders included
RESOURCES MANAGEMENT CORP /CT/ /ADV.
This page lists
1
institutional shareholders reporting positions in this security
for the Q3 2022 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2022 vs Q2 2022 Across Filers
Q2 2022 holders
1
Q3 2022 holders
1
Holder diff
0
| Investor | Q2 2022 Shares | Q3 2022 Shares | Share Diff | Share Chg % | Q2 2022 Value $ | Q3 2022 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.