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- Insider Trading
- Holders: OXLC, OXLCZ, OXLCN
Oxford Lane Capital Corp. - Preferred (OXLCP)
CUSIP: 691543607
Q1 2023 13F Holders as of 31 Mar 2023
- Type / Class
- Equity / Preferred
- Shares outstanding
- 3,497,364
- Total 13F shares
- 200
- Share change
- 0
- Total reported value
- $4,000
- Price per share
- $20.00
- Number of holders
- 1
Quarterly Holders Quick Answers
What is CUSIP 691543607?
CUSIP 691543607 identifies OXLCP - Oxford Lane Capital Corp. - Preferred in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
- Recent insider transactions for executive and insider activity.
- SEC investors directory and top value investors for manager drilldown.
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Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 691543607:
Top shareholders of OXLCP - Oxford Lane Capital Corp. - Preferred (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Eagle Point Credit Management LLC |
3/4/5
|
10%+ Owner |
—
mixed-class rows
|
614,138
mixed-class rows
|
$15,351,696 | — | 29 Jun 2021 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
2,643,918
|
$13,404,664 | — | 31 Dec 2022 | |
| Penserra Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
1,910,926
|
$9,688,000 | — | 31 Dec 2022 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
672,143
|
$3,407,764 | — | 31 Dec 2022 | |
| Enstar Group LTD |
13F
|
Company |
—
class O/S missing
|
624,420
|
$3,165,809 | — | 31 Dec 2022 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
569,409
|
$2,886,904 | — | 31 Dec 2022 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
387,764
|
$1,965,961 | — | 31 Dec 2022 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
378,893
|
$1,921,606 | — | 31 Dec 2022 | |
| DELPHI FINANCIAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
376,424
|
$1,908,470 | — | 31 Dec 2022 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
349,673
|
$1,772,000 | — | 31 Dec 2022 | |
| &PARTNERS |
13F
|
Company |
—
class O/S missing
|
304,855
|
$1,545,615 | — | 31 Dec 2022 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
—
class O/S missing
|
302,449
|
$1,533,000 | — | 31 Dec 2022 | |
| VIRTUS ADVISERS, LLC |
13F
|
Company |
—
class O/S missing
|
148,583
|
$753,316 | — | 31 Dec 2022 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
135,470
|
$686,831 | — | 31 Dec 2022 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
105,000
|
$532,000 | — | 31 Dec 2022 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
98,088
|
$497,307 | — | 31 Dec 2022 | |
| Alpha Cubed Investments, LLC |
13F
|
Company |
—
class O/S missing
|
92,538
|
$469,168 | — | 31 Dec 2022 | |
| RESOURCES MANAGEMENT CORP /CT/ /ADV |
13F
|
Company |
—
mixed-class rows
|
19,400
mixed-class rows
|
$422,000 | — | 31 Dec 2022 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
80,325
|
$407,000 | — | 31 Dec 2022 | |
| CastleKnight Management LP |
13F
|
Company |
—
class O/S missing
|
74,000
|
$375,180 | — | 31 Dec 2022 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
—
class O/S missing
|
71,000
|
$359,970 | — | 31 Dec 2022 | |
| BARD ASSOCIATES INC |
13F
|
Company |
—
class O/S missing
|
69,244
|
$351,067 | — | 31 Dec 2022 | |
| B. Riley Wealth Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
67,221
|
$341,200 | — | 31 Dec 2022 | |
| Sage Capital Advisors,llc |
13F
|
Company |
—
class O/S missing
|
59,676
|
$302,558 | — | 31 Dec 2022 | |
| Western Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
58,401
|
$296,092 | — | 31 Dec 2022 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
53,663
|
$272,000 | — | 31 Dec 2022 | |
| Bridgewealth Advisory Group, LLC |
13F
|
Company |
—
class O/S missing
|
53,627
|
$271,889 | — | 31 Dec 2022 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
—
class O/S missing
|
52,608
|
$266,723 | — | 31 Dec 2022 | |
| Claybrook Capital, LLC |
13F
|
Company |
—
class O/S missing
|
51,371
|
$260,451 | — | 31 Dec 2022 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
—
class O/S missing
|
47,349
|
$240,000 | — | 31 Dec 2022 | |
| AE Wealth Management LLC |
13F
|
Company |
—
class O/S missing
|
46,273
|
$234,604 | — | 31 Dec 2022 | |
| Sigma Planning Corp |
13F
|
Company |
—
class O/S missing
|
38,719
|
$196,307 | — | 31 Dec 2022 | |
| Baird Financial Group, Inc. |
13F
|
Company |
—
class O/S missing
|
36,633
|
$186,000 | — | 31 Dec 2022 | |
| Mark Jeffrey Ashenfelter |
3/4/5
|
Director |
—
class O/S missing
|
30,000
|
$155,364 | — | 10 Mar 2023 | |
| BI Asset Management Fondsmaeglerselskab A/S |
13F
|
Company |
—
class O/S missing
|
30,079
|
$153,000 | — | 31 Dec 2022 | |
| Samalin Investment Counsel, LLC |
13F
|
Company |
—
class O/S missing
|
27,036
|
$137,072 | — | 31 Dec 2022 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
25,082
|
$127,166 | — | 31 Dec 2022 | |
| SFI Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
24,610
|
$124,773 | — | 31 Dec 2022 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
24,492
|
$124,174 | — | 31 Dec 2022 | |
| PARK AVENUE SECURITIES LLC |
13F
|
Company |
—
class O/S missing
|
23,983
|
$122,000 | — | 31 Dec 2022 | |
| Cornerstone Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
20,000
|
$101,400 | — | 31 Dec 2022 | |
| SUMMITRY LLC |
13F
|
Company |
—
class O/S missing
|
20,000
|
$101,400 | — | 31 Dec 2022 | |
| Squarepoint Ops LLC |
13F
|
Company |
—
class O/S missing
|
19,757
|
$100,168 | — | 31 Dec 2022 | |
| NewEdge Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
49,351
|
$99,569 | — | 31 Dec 2022 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
—
class O/S missing
|
19,377
|
$98,241 | — | 31 Dec 2022 | |
| Trek Financial, LLC |
13F
|
Company |
—
class O/S missing
|
19,275
|
$97,724 | — | 31 Dec 2022 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
18,781
|
$95,000 | — | 31 Dec 2022 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
18,412
|
$93,351 | — | 31 Dec 2022 | |
| Prospera Financial Services Inc |
13F
|
Company |
—
class O/S missing
|
17,440
|
$88,423 | — | 31 Dec 2022 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
—
class O/S missing
|
16,314
|
$82,712 | — | 31 Dec 2022 |
Institutional Holders of Oxford Lane Capital Corp. - Preferred (OXLCP) as of Q1 2023
As of 31 Mar 2023,
Oxford Lane Capital Corp. - Preferred (OXLCP) was held by
1 institutional
shareholder
that filed Form 13F with the SEC.
Together, they reported ownership of
200 shares.
The largest 1 holders included
RESOURCES MANAGEMENT CORP /CT/ /ADV.
This page lists
1
institutional shareholders reporting positions in this security
for the Q1 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2023 vs Q4 2022 Across Filers
Q4 2022 holders
1
Q1 2023 holders
1
Holder diff
0
| Investor | Q4 2022 Shares | Q1 2023 Shares | Share Diff | Share Chg % | Q4 2022 Value $ | Q1 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.