Oxford Lane Capital Corp. - Preferred (OXLCP)

CUSIP: 691543607

Q1 2023 13F Holders as of 31 Mar 2023

Type / Class
Equity / Preferred
Shares outstanding
3,497,364
Total 13F shares
200
Share change
0
Total reported value
$4,000
Price per share
$20.00
Number of holders
1

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Quarterly Holders Quick Answers

What is CUSIP 691543607?
CUSIP 691543607 identifies OXLCP - Oxford Lane Capital Corp. - Preferred in SEC institutional holdings data.

Need full ownership history?
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Top shareholders of OXLCP - Oxford Lane Capital Corp. - Preferred (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
Eagle Point Credit Management LLC
3/4/5
10%+ Owner
mixed-class rows
614,138
mixed-class rows
$15,351,696 29 Jun 2021
Thomas J. Herzfeld Advisors, Inc.
13F
Company
class O/S missing
2,643,918
$13,404,664 31 Dec 2022
13F
Penserra Capital Management LLC
13F
Company
class O/S missing
1,910,926
$9,688,000 31 Dec 2022
13F
ENVESTNET ASSET MANAGEMENT INC
13F
Company
class O/S missing
672,143
$3,407,764 31 Dec 2022
13F
Enstar Group LTD
13F
Company
class O/S missing
624,420
$3,165,809 31 Dec 2022
13F
MORGAN STANLEY
13F
Company
class O/S missing
569,409
$2,886,904 31 Dec 2022
13F
LPL Financial LLC
13F
Company
class O/S missing
387,764
$1,965,961 31 Dec 2022
13F
OSAIC HOLDINGS, INC.
13F
Company
class O/S missing
378,893
$1,921,606 31 Dec 2022
13F
DELPHI FINANCIAL GROUP, INC.
13F
Company
class O/S missing
376,424
$1,908,470 31 Dec 2022
13F
COMMONWEALTH EQUITY SERVICES, LLC
13F
Company
class O/S missing
349,673
$1,772,000 31 Dec 2022
13F
&PARTNERS
13F
Company
class O/S missing
304,855
$1,545,615 31 Dec 2022
13F
WEDBUSH SECURITIES INC
13F
Company
class O/S missing
302,449
$1,533,000 31 Dec 2022
13F
VIRTUS ADVISERS, LLC
13F
Company
class O/S missing
148,583
$753,316 31 Dec 2022
13F
RAYMOND JAMES & ASSOCIATES
13F
Company
class O/S missing
135,470
$686,831 31 Dec 2022
13F
ROYAL BANK OF CANADA
13F
Company
class O/S missing
105,000
$532,000 31 Dec 2022
13F
BANK OF AMERICA CORP /DE/
13F
Company
class O/S missing
98,088
$497,307 31 Dec 2022
13F
Alpha Cubed Investments, LLC
13F
Company
class O/S missing
92,538
$469,168 31 Dec 2022
13F
RESOURCES MANAGEMENT CORP /CT/ /ADV
13F
Company
mixed-class rows
19,400
mixed-class rows
$422,000 31 Dec 2022
13F
Private Advisor Group, LLC
13F
Company
class O/S missing
80,325
$407,000 31 Dec 2022
13F
CastleKnight Management LP
13F
Company
class O/S missing
74,000
$375,180 31 Dec 2022
13F
Geneos Wealth Management Inc.
13F
Company
class O/S missing
71,000
$359,970 31 Dec 2022
13F
BARD ASSOCIATES INC
13F
Company
class O/S missing
69,244
$351,067 31 Dec 2022
13F
B. Riley Wealth Advisors, Inc.
13F
Company
class O/S missing
67,221
$341,200 31 Dec 2022
13F
Sage Capital Advisors,llc
13F
Company
class O/S missing
59,676
$302,558 31 Dec 2022
13F
Western Wealth Management, LLC
13F
Company
class O/S missing
58,401
$296,092 31 Dec 2022
13F
Cambridge Investment Research Advisors, Inc.
13F
Company
class O/S missing
53,663
$272,000 31 Dec 2022
13F
Bridgewealth Advisory Group, LLC
13F
Company
class O/S missing
53,627
$271,889 31 Dec 2022
13F
Kestra Advisory Services, LLC
13F
Company
class O/S missing
52,608
$266,723 31 Dec 2022
13F
Claybrook Capital, LLC
13F
Company
class O/S missing
51,371
$260,451 31 Dec 2022
13F
Rockefeller Capital Management L.P.
13F
Company
class O/S missing
47,349
$240,000 31 Dec 2022
13F
AE Wealth Management LLC
13F
Company
class O/S missing
46,273
$234,604 31 Dec 2022
13F
Sigma Planning Corp
13F
Company
class O/S missing
38,719
$196,307 31 Dec 2022
13F
Baird Financial Group, Inc.
13F
Company
class O/S missing
36,633
$186,000 31 Dec 2022
13F
Mark Jeffrey Ashenfelter
3/4/5
Director
class O/S missing
30,000
$155,364 10 Mar 2023
BI Asset Management Fondsmaeglerselskab A/S
13F
Company
class O/S missing
30,079
$153,000 31 Dec 2022
13F
Samalin Investment Counsel, LLC
13F
Company
class O/S missing
27,036
$137,072 31 Dec 2022
13F
WELLS FARGO & COMPANY/MN
13F
Company
class O/S missing
25,082
$127,166 31 Dec 2022
13F
SFI Advisors, LLC
13F
Company
class O/S missing
24,610
$124,773 31 Dec 2022
13F
UBS Group AG
13F
Company
class O/S missing
24,492
$124,174 31 Dec 2022
13F
PARK AVENUE SECURITIES LLC
13F
Company
class O/S missing
23,983
$122,000 31 Dec 2022
13F
Cornerstone Advisory, LLC
13F
Company
class O/S missing
20,000
$101,400 31 Dec 2022
13F
SUMMITRY LLC
13F
Company
class O/S missing
20,000
$101,400 31 Dec 2022
13F
Squarepoint Ops LLC
13F
Company
class O/S missing
19,757
$100,168 31 Dec 2022
13F
NewEdge Advisors, LLC
13F
Company
class O/S missing
49,351
$99,569 31 Dec 2022
13F
JANE STREET GROUP, LLC
13F
Company
class O/S missing
19,377
$98,241 31 Dec 2022
13F
Trek Financial, LLC
13F
Company
class O/S missing
19,275
$97,724 31 Dec 2022
13F
MILLENNIUM MANAGEMENT LLC
13F
Company
class O/S missing
18,781
$95,000 31 Dec 2022
13F
D.A. DAVIDSON & CO.
13F
Company
class O/S missing
18,412
$93,351 31 Dec 2022
13F
Prospera Financial Services Inc
13F
Company
class O/S missing
17,440
$88,423 31 Dec 2022
13F
SUSQUEHANNA INTERNATIONAL GROUP, LLP
13F
Company
class O/S missing
16,314
$82,712 31 Dec 2022
13F

Institutional Holders of Oxford Lane Capital Corp. - Preferred (OXLCP) as of Q1 2023

As of 31 Mar 2023, Oxford Lane Capital Corp. - Preferred (OXLCP) was held by 1 institutional shareholder that filed Form 13F with the SEC. Together, they reported ownership of 200 shares. The largest 1 holders included RESOURCES MANAGEMENT CORP /CT/ /ADV. This page lists 1 institutional shareholders reporting positions in this security for the Q1 2023 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q1 2023 vs Q4 2022 Across Filers

Q4 2022 holders
1
Q1 2023 holders
1
Holder diff
0
Investor Q4 2022 Shares Q1 2023 Shares Share Diff Share Chg % Q4 2022 Value $ Q1 2023 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.