- Type / Class
- Equity / COM
- Total 13F shares
- 13,036,360
- Share change
- -924,958
- Total reported value
- $152,567,103
- Price per share
- $11.71
- Number of holders
- 73
- Value change
- -$10,944,595
- Number of buys
- 38
- Number of sells
- 27
Quarterly Holders Quick Answers
What is CUSIP 67072T108?
CUSIP 67072T108 identifies JFR - NUVEEN FLOATING RATE INCOME FUND - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 67072T108:
Top shareholders of JFR - NUVEEN FLOATING RATE INCOME FUND - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
2,066,542
|
$24,489,000 | — | 30 Jun 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
1,891,006
|
$22,408,000 | — | 30 Jun 2017 | |
| RESTRUCTURING CAPITAL ASSOCIATES LP |
13F
|
Company |
—
class O/S missing
|
1,771,568
|
$20,993,000 | — | 30 Jun 2017 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
1,566,000
|
$18,557,000 | — | 30 Jun 2017 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,118,518
|
$13,254,000 | — | 30 Jun 2017 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
601,876
|
$7,132,000 | — | 30 Jun 2017 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
549,099
|
$6,507,000 | — | 30 Jun 2017 | |
| PRIVATE MANAGEMENT GROUP INC |
13F
|
Company |
—
class O/S missing
|
541,421
|
$6,416,000 | — | 30 Jun 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
530,234
|
$6,283,000 | — | 30 Jun 2017 | |
| EATON VANCE MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
386,184
|
$4,576,000 | — | 30 Jun 2017 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
355,728
|
$4,215,000 | — | 30 Jun 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
171,332
|
$2,030,000 | — | 30 Jun 2017 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
162,896
|
$1,930,000 | — | 30 Jun 2017 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
143,849
|
$1,705,000 | — | 30 Jun 2017 | |
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
137,861
|
$1,634,000 | — | 30 Jun 2017 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
129,638
|
$1,536,000 | — | 30 Jun 2017 | |
| MCKINLEY CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
103,745
|
$1,229,000 | — | 30 Jun 2017 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
103,257
|
$1,224,000 | — | 30 Jun 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
94,353
|
$1,119,000 | — | 30 Jun 2017 | |
| Livingston Group Asset Management CO (operating as Southport Capital Management) |
13F
|
Company |
—
class O/S missing
|
91,297
|
$1,082,000 | — | 30 Jun 2017 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
90,701
|
$1,075,000 | — | 30 Jun 2017 | |
| Edgemoor Investment Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
88,162
|
$1,045,000 | — | 30 Jun 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
87,516
|
$1,037,000 | — | 30 Jun 2017 | |
| CONNING INC. |
13F
|
Company |
—
class O/S missing
|
85,900
|
$1,018,000 | — | 30 Jun 2017 | |
| HL FINANCIAL SERVICES LLC |
13F
|
Company |
—
class O/S missing
|
85,800
|
$1,017,000 | — | 30 Jun 2017 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
84,426
|
$1,000,000 | — | 30 Jun 2017 | |
| FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ |
13F
|
Company |
—
class O/S missing
|
76,100
|
$902,000 | — | 30 Jun 2017 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
65,775
|
$779,000 | — | 30 Jun 2017 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
—
class O/S missing
|
53,475
|
$634,000 | — | 30 Jun 2017 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
46,997
|
$557,000 | — | 30 Jun 2017 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
38,220
|
$453,000 | — | 30 Jun 2017 | |
| SHEETS SMITH WEALTH MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
38,025
|
$451,000 | — | 30 Jun 2017 | |
| OPTIMUM INVESTMENT ADVISORS |
13F
|
Company |
—
class O/S missing
|
37,019
|
$439,000 | — | 30 Jun 2017 | |
| Horizon Kinetics LLC |
13F
|
Company |
—
class O/S missing
|
35,912
|
$426,000 | — | 30 Jun 2017 | |
| TELEMUS CAPITAL, LLC |
13F
|
Company |
—
class O/S missing
|
34,150
|
$405,000 | — | 30 Jun 2017 | |
| IFP Advisors, Inc |
13F
|
Company |
—
class O/S missing
|
34,068
|
$404,000 | — | 30 Jun 2017 | |
| TIEMANN INVESTMENT ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
32,722
|
$388,000 | — | 30 Jun 2017 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
—
class O/S missing
|
30,094
|
$357,000 | — | 30 Jun 2017 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
28,188
|
$338,000 | — | 30 Jun 2017 | |
| WEALTHSOURCE PARTNERS, LLC |
13F
|
Company |
—
class O/S missing
|
23,633
|
$280,000 | — | 30 Jun 2017 | |
| Swift Run Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
23,000
|
$273,000 | — | 30 Jun 2017 | |
| Jaffetilchin Investment Partners, LLC |
13F
|
Company |
—
class O/S missing
|
22,716
|
$269,000 | — | 30 Jun 2017 | |
| CAHILL FINANCIAL ADVISORS INC |
13F
|
Company |
—
class O/S missing
|
22,375
|
$266,000 | — | 30 Jun 2017 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
—
class O/S missing
|
20,000
|
$239,000 | — | 30 Jun 2017 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
20,000
|
$237,000 | — | 30 Jun 2017 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
—
class O/S missing
|
19,670
|
$233,000 | — | 30 Jun 2017 | |
| Carnegie Investment Counsel |
13F
|
Company |
—
class O/S missing
|
19,000
|
$225,000 | — | 30 Jun 2017 | |
| GIRARD SECURITIES, INC. |
13F
|
Company |
—
class O/S missing
|
18,206
|
$216,000 | — | 30 Jun 2017 | |
| Sigma Planning Corp |
13F
|
Company |
—
class O/S missing
|
17,727
|
$210,000 | — | 30 Jun 2017 | |
| Advisory Services Network, LLC |
13F
|
Company |
—
class O/S missing
|
16,567
|
$196,000 | — | 30 Jun 2017 |
Institutional Holders of NUVEEN FLOATING RATE INCOME FUND - COM (JFR) as of Q3 2017
As of 30 Sep 2017,
NUVEEN FLOATING RATE INCOME FUND - COM (JFR) was held by
73 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
13,036,360 shares.
The largest 10 holders included
Invesco Ltd., BANK OF AMERICA CORP /DE/, JPMORGAN CHASE & CO, RESTRUCTURING CAPITAL ASSOCIATES LP, MORGAN STANLEY, GUGGENHEIM CAPITAL LLC, UBS Group AG, WELLS FARGO & COMPANY/MN, EATON VANCE MANAGEMENT, and Advisors Asset Management, Inc..
This page lists
73
institutional shareholders reporting positions in this security
for the Q3 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2017 vs Q2 2017 Across Filers
Q2 2017 holders
72
Q3 2017 holders
73
Holder diff
1
| Investor | Q2 2017 Shares | Q3 2017 Shares | Share Diff | Share Chg % | Q2 2017 Value $ | Q3 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.