Security key
67072T108
- Type / Class
- Equity / COM
- Total 13F shares
- 35,486,645
- Share change
- -265,210
- Total reported value
- $312,973,855
- Price per share
- $8.82
- Number of holders
- 158
- Value change
- -$2,154,847
- Number of buys
- 68
- Number of sells
- 75
Report period
Q3 2024
Institutions
158
Top holders
10
JFR full security history
Newer quarter: Q4 2024
Previous quarter: Q2 2024
NUVEEN FLOATING RATE INCOME FUND SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 67072T108
Recent filing periods:
Top shareholders of JFR - NUVEEN FLOATING RATE INCOME FUND - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
5,193,404
|
$44,922,963 | — | 30 Jun 2024 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
2,789,482
|
$24,129,023 | — | 30 Jun 2024 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
2,524,037
|
$21,832,917 | — | 30 Jun 2024 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
1,796,913
|
$15,543,297 | — | 30 Jun 2024 | |
| Penserra Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
1,589,454
|
$13,749,000 | — | 30 Jun 2024 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
1,411,158
|
$12,206,517 | — | 30 Jun 2024 | |
| Congress Park Capital LLC |
13F
|
Company |
—
class O/S missing
|
1,261,648
|
$10,913,256 | — | 30 Jun 2024 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
1,165,733
|
$10,083,591 | — | 30 Jun 2024 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
1,025,588
|
$8,872,000 | — | 30 Jun 2024 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
945,601
|
$8,179,449 | — | 30 Jun 2024 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
929,383
|
$8,039,163 | — | 30 Jun 2024 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
925,255
|
$8,003,454 | — | 30 Jun 2024 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
759,380
|
$6,568,637 | — | 30 Jun 2024 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
—
class O/S missing
|
723,132
|
$6,255,098 | — | 30 Jun 2024 | |
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
676,052
|
$5,848,000 | — | 30 Jun 2024 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
603,771
|
$5,214,022 | — | 30 Jun 2024 | |
| Next Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
544,590
|
$4,711,206 | — | 30 Jun 2024 | |
| Baird Financial Group, Inc. |
13F
|
Company |
—
class O/S missing
|
510,334
|
$4,414,389 | — | 30 Jun 2024 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
480,753
|
$4,158,517 | — | 30 Jun 2024 | |
| Cyndeo Wealth Partners, LLC |
13F
|
Company |
—
class O/S missing
|
476,469
|
$4,121,457 | — | 30 Jun 2024 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
454,111
|
$3,928,061 | — | 30 Jun 2024 | |
| Coastal Bridge Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
442,454
|
$3,827,226 | — | 30 Jun 2024 | |
| Pathstone Holdings, LLC |
13F
|
Company |
—
class O/S missing
|
382,144
|
$3,305,582 | — | 30 Jun 2024 | |
| RFG Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
379,975
|
$3,286,783 | — | 30 Jun 2024 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
352,199
|
$3,046,545 | — | 30 Jun 2024 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
350,091
|
$3,028,000 | — | 30 Jun 2024 | |
| Alpine Global Management, LLC |
13F
|
Company |
—
class O/S missing
|
350,000
|
$3,027,500 | — | 30 Jun 2024 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
288,516
|
$2,495,663 | — | 30 Jun 2024 | |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
249,888
|
$2,161,534 | — | 30 Jun 2024 | |
| GraniteShares Advisors LLC |
13F
|
Company |
—
class O/S missing
|
237,310
|
$2,052,732 | — | 30 Jun 2024 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
236,695
|
$2,047,000 | — | 30 Jun 2024 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
229,185
|
$1,982,450 | — | 30 Jun 2024 | |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
224,853
|
$1,944,978 | — | 30 Jun 2024 | |
| Kades & Cheifetz LLC |
13F
|
Company |
—
class O/S missing
|
209,296
|
$1,810,414 | — | 30 Jun 2024 | |
| NewEdge Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
205,750
|
$1,779,738 | — | 30 Jun 2024 | |
| Byrne Asset Management LLC |
13F
|
Company |
—
class O/S missing
|
202,100
|
$1,744,123 | — | 30 Jun 2024 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
198,197
|
$1,714,404 | — | 30 Jun 2024 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
173,267
|
$1,604,453 | — | 30 Jun 2024 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
168,219
|
$1,455,097 | — | 30 Jun 2024 | |
| THRIVENT FINANCIAL FOR LUTHERANS |
13F
|
Company |
—
class O/S missing
|
146,451
|
$1,266,000 | — | 30 Jun 2024 | |
| Vivaldi Capital Management LP |
13F
|
Company |
—
class O/S missing
|
128,428
|
$1,110,903 | — | 30 Jun 2024 | |
| MISSION WEALTH MANAGEMENT, LP |
13F
|
Company |
—
class O/S missing
|
126,709
|
$1,096,032 | — | 30 Jun 2024 | |
| MELFA WEALTH MANAGEMENT, INC. |
13F
|
Company |
—
class O/S missing
|
126,099
|
$1,090,752 | — | 30 Jun 2024 | |
| HORIZON KINETICS ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
120,524
|
$1,042,534 | — | 30 Jun 2024 | |
| Sanctuary Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
118,648
|
$1,019,183 | — | 30 Jun 2024 | |
| NATIXIS |
13F
|
Company |
—
class O/S missing
|
112,434
|
$970,305 | — | 30 Jun 2024 | |
| CHOREO, LLC |
13F
|
Company |
—
class O/S missing
|
109,658
|
$959,124 | — | 30 Jun 2024 | |
| Bramshill Investments, LLC |
13F
|
Company |
—
class O/S missing
|
104,274
|
$901,970 | — | 30 Jun 2024 | |
| VIRTUS ADVISERS, LLC |
13F
|
Company |
—
class O/S missing
|
104,105
|
$900,508 | — | 30 Jun 2024 | |
| Cetera Investment Advisers |
13F
|
Company |
—
class O/S missing
|
103,152
|
$892,264 | — | 30 Jun 2024 |
Institutional Holders of NUVEEN FLOATING RATE INCOME FUND - COM (JFR) as of Q3 2024
As of 30 Sep 2024,
NUVEEN FLOATING RATE INCOME FUND - COM (JFR) was held by
158 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
35,486,645 shares.
The largest 10 holders included
MORGAN STANLEY, LPL Financial LLC, BANK OF AMERICA CORP /DE/, Invesco Ltd., Penserra Capital Management LLC, Congress Park Capital LLC, GUGGENHEIM CAPITAL LLC, Royal Bank of Canada, Advisors Asset Management, Inc., and Raymond James Financial Services Advisors, Inc..
This page lists
158
institutional shareholders reporting positions in this security
for the Q3 2024 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2024 vs Q2 2024 Across Filers
Q2 2024 holders
169
Q3 2024 holders
158
Holder diff
-11
| Investor | Q2 2024 Shares | Q3 2024 Shares | Share Diff | Share Chg % | Q2 2024 Value $ | Q3 2024 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.