Insider Transactions Reported by 21 Insiders of NUVEEN FLOATING RATE INCOME FUND

Symbol
JFR on NYSE
Location
Chicago, IL

Insiders trading volume in the past year

NUVEEN FLOATING RATE INCOME FUND executives and other stock owners filed with the SEC include:

Name Relationship Holdings Value Past Year Net Change Change % Report Date
Scott C. Caraher Portfolio Manager $361,180 +$165,743 +85% 09 Apr 2025
Matthew Thornton III Trustee $285,360 25 Feb 2025
Albin F. Moschner Trustee $283,033 25 Feb 2025
David J. Lamb Vice President $143,769 -$31,360 -18% 30 Dec 2025
Michael A. Perry Vice President $107,888 11 Mar 2024
Terence J. Toth Trustee $36,605 25 Feb 2025
Jones Nathaniel T. Vice President and Treasurer $6,298 25 Feb 2025
John M. McCann Vice President 14 Apr 2022
Joanne Medero Trustee 02 Jun 2021
Brett Black Chief Compliance Officer 01 Jun 2022
Joseph A. Boateng consultant 01 Jan 2024
Michael A. Forrester consultant 01 Jan 2024
Robert Tanner Page VP and Treasurer 10 Sep 2025
Loren M. Starr Trustee 01 Jan 2024
Joseph Castro EVP, Chief Risk & Compliance 16 Oct 2025
James N. Nelson III Vice President 08 Mar 2024
Mary Beth Ramsay Vice President 28 Feb 2024
Coale Mechlin Portfolio Manager 31 Dec 2024
Marc Cardella VP and Controller 02 Dec 2024
KENNY THOMAS J Trustee 01 Jan 2024
Amy B.r. Lancellotta Trustee 02 Jun 2021

Recent Insider Transactions by Companies or Individuals for NUVEEN FLOATING RATE INCOME FUND

Insider Symbol Class Transaction % Value $ * Price $ Shares Shares Owned Date Ownership
David J. Lamb JFR Common Stock Sale -17.9% $31,360 $7.84 -4,000 18,338 30 Dec 2025 Direct
Scott C. Caraher JFR Common Stock Purchase 12.4% $39,742 $7.95 5,000 45,440 09 Apr 2025 Direct
Scott C. Caraher JFR Common Stock Purchase 59% $126,000 $8.40 15,000 40,440 21 Mar 2025 Direct
David J. Lamb JFR Common Stock Exercise of in-the-money or at-the-money derivative security 156.6% 13,631 22,338 25 Feb 2025 Direct
David J. Lamb JFR Subscription Right (right to buy) Exercise of in-the-money or at-the-money derivative security -100% -8,707 0 25 Feb 2025 Direct
Jones Nathaniel T. JFR Common Stock Exercise of in-the-money or at-the-money derivative security 144.6% 454 768 25 Feb 2025 Direct
Jones Nathaniel T. JFR Subscription right Exercise of in-the-money or at-the-money derivative security -100% -305 0 25 Feb 2025 Direct
Scott C. Caraher JFR Common Stock Exercise of in-the-money or at-the-money derivative security 20% 4,240 25,440 25 Feb 2025 Direct
Scott C. Caraher JFR Subscription right Exercise of in-the-money or at-the-money derivative security -100% -21,200 0 25 Feb 2025 Direct
Albin F. Moschner JFR Common Stock Exercise of in-the-money or at-the-money derivative security 25% 6,903 34,516 25 Feb 2025 Direct
Albin F. Moschner JFR Subscription right Exercise of in-the-money or at-the-money derivative security -100% -34,516 0 25 Feb 2025 Direct
Terence J. Toth JFR Common Stock Exercise of in-the-money or at-the-money derivative security 20% 744 4,464 25 Feb 2025 Direct
Terence J. Toth JFR Subscription right Exercise of in-the-money or at-the-money derivative security -100% -3,720 0 25 Feb 2025 Direct
Matthew Thornton III JFR Common Stock Exercise of in-the-money or at-the-money derivative security 20% 5,800 34,800 25 Feb 2025 Direct
Matthew Thornton III JFR Subscription right Exercise of in-the-money or at-the-money derivative security -100% -29,000 0 25 Feb 2025 Direct
Albin F. Moschner JFR Common Stock Sale -59.9% $175,400 $8.77 -20,000 13,400 01 Oct 2024 Direct
Michael A. Perry JFR Common Stock Purchase $50,667 $8.67 5,844 5,844 11 Mar 2024 By IRA
Michael A. Perry JFR Common Stock Purchase $57,221 $8.67 6,600 6,600 11 Mar 2024 Direct
Matthew Thornton III JFR Common Stock Purchase $236,643 $8.16 29,000 29,000 15 Dec 2023 Direct
Jones Nathaniel T. JFR Common Stock Sale -81.7% $10,784 $7.67 -1,406 314 26 Oct 2023 Direct
Scott C. Caraher JFR Common Stock Sale -38.5% $233,074 $7.90 -29,503 47,056 03 Oct 2023 Direct
Scott C. Caraher JFR Common Stock Sale -31.4% $283,934 $8.11 -35,000 76,559 27 Sep 2023 Direct
Scott C. Caraher JFR Class A Common Stock Sale -21.8% $203,212 $8.13 -25,000 89,559 26 Sep 2023 Direct
Albin F. Moschner JFR Common Stock Purchase 7.8% $18,016 $8.19 2,200 30,400 06 Sep 2023 Direct
Jones Nathaniel T. JFR Class A Common Stock Other 970 970 31 Jul 2023 Direct
Scott C. Caraher JFR Class A Common Stock Other 114,559 114,559 31 Jul 2023 Direct
Albin F. Moschner JFR Class A Common Stock Other 3,000 3,000 31 Jul 2023 Direct
David J. Lamb JFR Class A Common Stock Other 4,707 4,707 31 Jul 2023 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.