- Type / Class
- Equity / COM
- Total 13F shares
- 12,783,137
- Share change
- -1,149,693
- Total reported value
- $143,280,065
- Price per share
- $11.21
- Number of holders
- 88
- Value change
- -$12,928,153
- Number of buys
- 39
- Number of sells
- 33
Quarterly Holders Quick Answers
What is CUSIP 67072T108?
CUSIP 67072T108 identifies JFR - NUVEEN FLOATING RATE INCOME FUND - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 67072T108:
Top shareholders of JFR - NUVEEN FLOATING RATE INCOME FUND - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
1,997,391
|
$23,390,000 | — | 30 Sep 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
1,856,172
|
$21,736,000 | — | 30 Sep 2017 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
1,566,000
|
$18,291,000 | — | 30 Sep 2017 | |
| RESTRUCTURING CAPITAL ASSOCIATES LP |
13F
|
Company |
—
class O/S missing
|
1,134,797
|
$13,288,000 | — | 30 Sep 2017 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,091,732
|
$12,785,000 | — | 30 Sep 2017 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
643,132
|
$7,531,000 | — | 30 Sep 2017 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
514,470
|
$6,024,000 | — | 30 Sep 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
489,825
|
$5,736,000 | — | 30 Sep 2017 | |
| EATON VANCE MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
386,184
|
$4,507,000 | — | 30 Sep 2017 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
339,406
|
$3,974,000 | — | 30 Sep 2017 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
265,312
|
$3,107,000 | — | 30 Sep 2017 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
171,364
|
$2,007,000 | — | 30 Sep 2017 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
137,425
|
$1,605,000 | — | 30 Sep 2017 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
131,671
|
$1,542,000 | — | 30 Sep 2017 | |
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
129,598
|
$1,518,000 | — | 30 Sep 2017 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
121,681
|
$1,401,000 | — | 30 Sep 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
119,153
|
$1,395,000 | — | 30 Sep 2017 | |
| Livingston Group Asset Management CO (operating as Southport Capital Management) |
13F
|
Company |
—
class O/S missing
|
104,575
|
$1,225,000 | — | 30 Sep 2017 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
102,876
|
$1,205,000 | — | 30 Sep 2017 | |
| HL FINANCIAL SERVICES LLC |
13F
|
Company |
—
class O/S missing
|
102,480
|
$1,200,000 | — | 30 Sep 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
101,195
|
$1,185,000 | — | 30 Sep 2017 | |
| MCKINLEY CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
99,495
|
$1,165,000 | — | 30 Sep 2017 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
92,535
|
$1,084,000 | — | 30 Sep 2017 | |
| Edgemoor Investment Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
87,712
|
$1,027,000 | — | 30 Sep 2017 | |
| CONNING INC. |
13F
|
Company |
—
class O/S missing
|
85,900
|
$1,006,000 | — | 30 Sep 2017 | |
| Laurion Capital Management LP |
13F
|
Company |
—
class O/S missing
|
84,943
|
$995,000 | — | 30 Sep 2017 | |
| FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ |
13F
|
Company |
—
class O/S missing
|
76,100
|
$891,000 | — | 30 Sep 2017 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
62,266
|
$729,000 | — | 30 Sep 2017 | |
| DIMENSION CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
57,810
|
$677,000 | — | 30 Sep 2017 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
57,676
|
$675,000 | — | 30 Sep 2017 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
—
class O/S missing
|
54,475
|
$638,000 | — | 30 Sep 2017 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
46,997
|
$550,000 | — | 30 Sep 2017 | |
| IFP Advisors, Inc |
13F
|
Company |
—
class O/S missing
|
43,698
|
$512,000 | — | 30 Sep 2017 | |
| OPTIMUM INVESTMENT ADVISORS |
13F
|
Company |
—
class O/S missing
|
39,955
|
$468,000 | — | 30 Sep 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
39,754
|
$465,000 | — | 30 Sep 2017 | |
| SHEETS SMITH WEALTH MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
37,275
|
$436,000 | — | 30 Sep 2017 | |
| TELEMUS CAPITAL, LLC |
13F
|
Company |
—
class O/S missing
|
34,150
|
$400,000 | — | 30 Sep 2017 | |
| Jaffetilchin Investment Partners, LLC |
13F
|
Company |
—
class O/S missing
|
33,966
|
$398,000 | — | 30 Sep 2017 | |
| TIEMANN INVESTMENT ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
33,761
|
$395,000 | — | 30 Sep 2017 | |
| Horizon Kinetics LLC |
13F
|
Company |
—
class O/S missing
|
32,568
|
$381,000 | — | 30 Sep 2017 | |
| CAHILL FINANCIAL ADVISORS INC |
13F
|
Company |
—
class O/S missing
|
26,900
|
$315,000 | — | 30 Sep 2017 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
—
class O/S missing
|
26,510
|
$311,000 | — | 30 Sep 2017 | |
| Weiss Asset Management LP |
13F
|
Company |
—
class O/S missing
|
26,400
|
$309,000 | — | 30 Sep 2017 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
—
class O/S missing
|
25,753
|
$302,000 | — | 30 Sep 2017 | |
| WEALTHSOURCE PARTNERS, LLC |
13F
|
Company |
—
class O/S missing
|
23,561
|
$276,000 | — | 30 Sep 2017 | |
| Swift Run Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
23,000
|
$269,000 | — | 30 Sep 2017 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
—
class O/S missing
|
22,839
|
$267,000 | — | 30 Sep 2017 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
20,955
|
$245,000 | — | 30 Sep 2017 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
—
class O/S missing
|
20,800
|
$245,000 | — | 30 Sep 2017 | |
| B. Riley Wealth Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
20,323
|
$238,000 | — | 30 Sep 2017 |
Institutional Holders of NUVEEN FLOATING RATE INCOME FUND - COM (JFR) as of Q4 2017
As of 31 Dec 2017,
NUVEEN FLOATING RATE INCOME FUND - COM (JFR) was held by
88 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
12,783,137 shares.
The largest 10 holders included
BANK OF AMERICA CORP /DE/, JPMORGAN CHASE & CO, MORGAN STANLEY, RESTRUCTURING CAPITAL ASSOCIATES LP, INVESCO SENIOR SECURED MANAGEMENT INC /ADV, Laurion Capital Management LP, GUGGENHEIM CAPITAL LLC, Invesco Ltd., Janney Montgomery Scott LLC, and WELLS FARGO & COMPANY/MN.
This page lists
88
institutional shareholders reporting positions in this security
for the Q4 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2017 vs Q3 2017 Across Filers
Q3 2017 holders
73
Q4 2017 holders
88
Holder diff
15
| Investor | Q3 2017 Shares | Q4 2017 Shares | Share Diff | Share Chg % | Q3 2017 Value $ | Q4 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.