Security key
67072T108
- Type / Class
- Equity / COM
- Total 13F shares
- 13,957,046
- Share change
- -623,772
- Total reported value
- $165,395,671
- Price per share
- $11.85
- Number of holders
- 72
- Value change
- -$6,993,821
- Number of buys
- 34
- Number of sells
- 37
Report period
Q2 2017
Institutions
72
Top holders
10
JFR full security history
Newer quarter: Q3 2017
Previous quarter: Q1 2017
NUVEEN FLOATING RATE INCOME FUND SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 67072T108
Recent filing periods:
Top shareholders of JFR - NUVEEN FLOATING RATE INCOME FUND - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| RESTRUCTURING CAPITAL ASSOCIATES LP |
13F
|
Company |
—
class O/S missing
|
1,881,611
|
$21,657,000 | — | 31 Mar 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
1,735,456
|
$19,975,000 | — | 31 Mar 2017 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
1,566,000
|
$18,025,000 | — | 31 Mar 2017 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
1,396,067
|
$16,068,000 | — | 31 Mar 2017 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,272,703
|
$14,649,000 | — | 31 Mar 2017 | |
| PRIVATE MANAGEMENT GROUP INC |
13F
|
Company |
—
class O/S missing
|
915,252
|
$10,535,000 | — | 31 Mar 2017 | |
| Laurion Capital Management LP |
13F
|
Company |
—
class O/S missing
|
743,744
|
$8,560,000 | — | 31 Mar 2017 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
653,308
|
$7,520,000 | — | 31 Mar 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
563,020
|
$6,480,000 | — | 31 Mar 2017 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
503,470
|
$5,795,000 | — | 31 Mar 2017 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
469,066
|
$5,404,000 | — | 31 Mar 2017 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
319,737
|
$3,680,000 | — | 31 Mar 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
176,620
|
$2,033,000 | — | 31 Mar 2017 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
156,337
|
$1,799,000 | — | 31 Mar 2017 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
—
class O/S missing
|
146,670
|
$1,688,000 | — | 31 Mar 2017 | |
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
137,861
|
$1,587,000 | — | 31 Mar 2017 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
116,936
|
$1,341,000 | — | 31 Mar 2017 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
115,157
|
$1,326,000 | — | 31 Mar 2017 | |
| Curi Capital, LLC |
13F
|
Company |
—
class O/S missing
|
110,743
|
$1,275,000 | — | 31 Mar 2017 | |
| MCKINLEY CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
104,020
|
$1,197,000 | — | 31 Mar 2017 | |
| Edgemoor Investment Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
88,162
|
$1,015,000 | — | 31 Mar 2017 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
86,193
|
$992,000 | — | 31 Mar 2017 | |
| CONNING INC. |
13F
|
Company |
—
class O/S missing
|
85,900
|
$989,000 | — | 31 Mar 2017 | |
| FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ |
13F
|
Company |
—
class O/S missing
|
76,100
|
$876,000 | — | 31 Mar 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
71,718
|
$825,000 | — | 31 Mar 2017 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
68,414
|
$787,000 | — | 31 Mar 2017 | |
| HL FINANCIAL SERVICES LLC |
13F
|
Company |
—
class O/S missing
|
68,100
|
$784,000 | — | 31 Mar 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
60,640
|
$700,000 | — | 31 Mar 2017 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
—
class O/S missing
|
51,475
|
$592,000 | — | 31 Mar 2017 | |
| CLOUGH CAPITAL PARTNERS L P |
13F
|
Company |
—
class O/S missing
|
46,700
|
$538,000 | — | 31 Mar 2017 | |
| ROBINSON CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
46,500
|
$535,000 | — | 31 Mar 2017 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
42,497
|
$489,000 | — | 31 Mar 2017 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
41,969
|
$483,000 | — | 31 Mar 2017 | |
| OPTIMUM INVESTMENT ADVISORS |
13F
|
Company |
—
class O/S missing
|
40,984
|
$472,000 | — | 31 Mar 2017 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
38,682
|
$444,000 | — | 31 Mar 2017 | |
| SHEETS SMITH WEALTH MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
38,025
|
$438,000 | — | 31 Mar 2017 | |
| Sigma Planning Corp |
13F
|
Company |
—
class O/S missing
|
38,022
|
$438,000 | — | 31 Mar 2017 | |
| Horizon Kinetics LLC |
13F
|
Company |
—
class O/S missing
|
36,489
|
$420,000 | — | 31 Mar 2017 | |
| TELEMUS CAPITAL, LLC |
13F
|
Company |
—
class O/S missing
|
34,150
|
$393,000 | — | 31 Mar 2017 | |
| TIEMANN INVESTMENT ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
30,933
|
$356,000 | — | 31 Mar 2017 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
—
class O/S missing
|
30,820
|
$355,000 | — | 31 Mar 2017 | |
| Jaffetilchin Investment Partners, LLC |
13F
|
Company |
—
class O/S missing
|
27,403
|
$315,000 | — | 31 Mar 2017 | |
| Swift Run Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
23,000
|
$265,000 | — | 31 Mar 2017 | |
| IFP Advisors, Inc |
13F
|
Company |
—
class O/S missing
|
22,210
|
$256,000 | — | 31 Mar 2017 | |
| WEALTHSOURCE PARTNERS, LLC |
13F
|
Company |
—
class O/S missing
|
20,176
|
$232,000 | — | 31 Mar 2017 | |
| Carnegie Investment Counsel |
13F
|
Company |
—
class O/S missing
|
19,000
|
$227,000 | — | 31 Mar 2017 | |
| Independent Advisor Alliance |
13F
|
Company |
—
class O/S missing
|
19,298
|
$221,000 | — | 31 Mar 2017 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
—
class O/S missing
|
18,414
|
$212,000 | — | 31 Mar 2017 | |
| GIRARD SECURITIES, INC. |
13F
|
Company |
—
class O/S missing
|
18,206
|
$210,000 | — | 31 Mar 2017 | |
| Advisory Services Network, LLC |
13F
|
Company |
—
class O/S missing
|
14,689
|
$169,000 | — | 31 Mar 2017 |
Institutional Holders of NUVEEN FLOATING RATE INCOME FUND - COM (JFR) as of Q2 2017
As of 30 Jun 2017,
NUVEEN FLOATING RATE INCOME FUND - COM (JFR) was held by
72 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
13,957,046 shares.
The largest 10 holders included
Invesco Ltd., BANK OF AMERICA CORP /DE/, RESTRUCTURING CAPITAL ASSOCIATES LP, JPMORGAN CHASE & CO, MORGAN STANLEY, GUGGENHEIM CAPITAL LLC, UBS Group AG, PRIVATE MANAGEMENT GROUP INC, WELLS FARGO & COMPANY/MN, and EATON VANCE MANAGEMENT.
This page lists
72
institutional shareholders reporting positions in this security
for the Q2 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2017 vs Q1 2017 Across Filers
Q1 2017 holders
83
Q2 2017 holders
72
Holder diff
-11
| Investor | Q1 2017 Shares | Q2 2017 Shares | Share Diff | Share Chg % | Q1 2017 Value $ | Q2 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.